DFX Intelligence

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SEC-registered adviser

S••••••••• A•••• M••••••••• L••

Other adviserDurham, North CarolinaCRD 141407SEC 801-67159website IAPD

Latest filing Mar 31, 2026

First filing on the tape Mar 30, 2012 · 22 filings

SEC status approved since Oct 2, 2006

RAUM

$1.2B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

5 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

22 filings and snapshots on the tape

RAUM$1.2B as of Mar 31, 2026

Mar 30, 2012$1.8B then

HNW client RAUM$0 as of Mar 31, 2026

Mar 28, 2025$0 then

State-registered IARs (5.B.3)0 as of Mar 31, 2026

Mar 30, 20120 then

Employees (5.A)12 as of Mar 31, 2026

Mar 28, 201319 then

Private funds2 as of Mar 31, 2026

Mar 30, 20122 then

RAUM +14% over the last fiscal year+12% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 31, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $149MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +14%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody: $213M, 6 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Corporations and businesses$779M65%
Pooled investment vehicles$414M35%

Individual clients: 0reported
HNW clients: 0reported
Pension plan clients: 0reported
Charitable clients: 0reported
Accounts: 8reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $213M for 6 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=0.35 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

4 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
S••••••••• O••••••••• C••••• M••••• F••• L••••••	Hedge Fund	$144M	9	Mar 30, 2012
S••••••••• C••••••••• M••••• F••• L••••••	Hedge Fund	$136M	9	Apr 7, 2021
S••••••••• A••••••••• A•••• F••••••• L•no longer reported	Hedge Fund	$954,000	4	Mar 30, 2012
S••••••••• P•••• A••••••••• L•no longer reported	Hedge Fund	$232,000	6	Mar 30, 2012

Owners and control persons

Schedule A and B, latest filing

B•••••• E•••••• G••• · Managing Member And Chief Executive Officercontrol
since 06/2002 · owns 75% or more
K•••••• L••••• A••• · Chief Compliance Officercontrol
since 05/2017 · owns less than 5%

Related persons

Schedule D 7.A

E••••• G• B•••••
pooled vehicle sponsory

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Discretionary RAUM · $1.0B to $1.2B
Feb 4, 2026 to Mar 31, 2026
Pooled vehicle RAUM · $318M to $414M
Feb 4, 2026 to Mar 31, 2026
RAUM · $1.0B to $1.2B
Feb 4, 2026 to Mar 31, 2026
HQ city · CHAPEL HILL to DURHAM
Aug 11, 2025 to Feb 4, 2026
Advisory employees · 6 to 5
Mar 28, 2025 to Aug 11, 2025
Employees · 13 to 12
Mar 28, 2025 to Aug 11, 2025
Discretionary RAUM · $1.0B to $1.0B
Mar 28, 2025 to Aug 11, 2025
Pooled vehicle RAUM · $258M to $318M
Mar 28, 2025 to Aug 11, 2025
RAUM · $1.0B to $1.0B
Mar 28, 2025 to Aug 11, 2025
Charity clients · unset to 0.0
Mar 28, 2024 to Mar 28, 2025
HNW clients · unset to 0.0
Mar 28, 2024 to Mar 28, 2025
Individual clients · unset to 0.0
Mar 28, 2024 to Mar 28, 2025
Pension plan clients · unset to 0.0
Mar 28, 2024 to Mar 28, 2025
Assets in custody · $224M to $213M
Mar 28, 2024 to Mar 28, 2025
Employees · 14 to 13
Mar 28, 2024 to Mar 28, 2025
Financial planning clients · unset to
Mar 28, 2024 to Mar 28, 2025
Discretionary RAUM · $957M to $1.0B
Mar 28, 2024 to Mar 28, 2025
HNW RAUM · unset to 0.0
Mar 28, 2024 to Mar 28, 2025
Individual RAUM · unset to 0.0
Mar 28, 2024 to Mar 28, 2025
Pension RAUM · unset to 0.0
Mar 28, 2024 to Mar 28, 2025
Pooled vehicle RAUM · $224M to $258M
Mar 28, 2024 to Mar 28, 2025
RAUM · $957M to $1.0B
Mar 28, 2024 to Mar 28, 2025
Accounts · 9 to 8
Aug 30, 2023 to Mar 28, 2024
Corporate clients · 3 to 2
Aug 30, 2023 to Mar 28, 2024
Assets in custody · $260M to $224M
Aug 30, 2023 to Mar 28, 2024
Employees · 13 to 14
Aug 30, 2023 to Mar 28, 2024
Discretionary RAUM · $846M to $957M
Aug 30, 2023 to Mar 28, 2024
Pooled vehicle RAUM · $260M to $224M
Aug 30, 2023 to Mar 28, 2024
RAUM · $846M to $957M
Aug 30, 2023 to Mar 28, 2024
Assets in custody · $391M to $260M
Mar 30, 2022 to Mar 30, 2023
Discretionary RAUM · $1.0B to $846M
Mar 30, 2022 to Mar 30, 2023
Pooled vehicle RAUM · $391M to $260M
Mar 30, 2022 to Mar 30, 2023
RAUM · $1.0B to $846M
Mar 30, 2022 to Mar 30, 2023
Advisory employees · 5 to 6
Apr 7, 2021 to Mar 30, 2022
Assets in custody · $424M to $391M
Apr 7, 2021 to Mar 30, 2022
Employees · 12 to 13
Apr 7, 2021 to Mar 30, 2022
Discretionary RAUM · $1.2B to $1.0B
Apr 7, 2021 to Mar 30, 2022
Pooled vehicle RAUM · $424M to $391M
Apr 7, 2021 to Mar 30, 2022
RAUM · $1.2B to $1.0B
Apr 7, 2021 to Mar 30, 2022
Private funds · 1 to 2
Mar 31, 2021 to Apr 7, 2021

Signals

2 dated events

S••••••••• A•••• M••••••••• L•• reported RAUM $1.2B, up 50% from $780.5M (2020-03-25 to 2021-03-31)
Mar 31, 2021 · RAUM change · derived
Bedell Andrew Chacos (Chief Operating Officer) no longer on Schedule A of S••••••••• A•••• M••••••••• L•• (listed 2018-03-29, absent 2019-03-28)
Mar 28, 2019 · Control person left · inference

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: S•••••••••ASSET.COMreportedpublic record, Form ADV, Mar 31, 2026
Principal office phone: 919-969-9300reportedpublic record, Form ADV, Mar 31, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Other adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026