DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Red Cedar Capital, LLC

Former SEC-registered adviserOmaha, NebraskaCRD 141642SEC 801-80722IAPD
Latest filing Mar 24, 2022
First filing on the tape Jan 10, 2012 · 15 filings
RAUM
$228M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
70%
$159M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$228M as of Mar 24, 2022
Jan 10, 2012$47.7M then
HNW client RAUM$154M as of Mar 24, 2022
Mar 5, 2018$127M then
State-registered IARs (5.B.3)2 as of Mar 24, 2022
Jan 10, 20120 then
Employees (5.A)2 as of Mar 24, 2022
Jan 20, 20151 then
Private funds: no history
RAUM +32% over the last fiscal year+18% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 24, 2022; every figure names its basis
RAUM per advisor
$114MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
28derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$4.4MderivedHNW RAUM over HNW clients
Average account
$2.7MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+32%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+5.8%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$154M68%
  • Corporations and businesses$69.1M30%
  • Individuals$4.6M2.0%
Individual clients
20reported
HNW clients
35reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
83reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Adam Charles Yale · Managing Member/Chief Compliance Officercontrol
    since 08/2006 · owns 75% or more
  • Bay Sarah Yale · Member
    since 09/2006 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 76 to 83
    Mar 23, 2021 to Mar 24, 2022
  • Corporate clients · 23 to 28
    Mar 23, 2021 to Mar 24, 2022
  • HNW clients · 33 to 35
    Mar 23, 2021 to Mar 24, 2022
  • Individual clients · 19 to 20
    Mar 23, 2021 to Mar 24, 2022
  • Discretionary RAUM · $172M to $228M
    Mar 23, 2021 to Mar 24, 2022
  • HNW RAUM · $126M to $154M
    Mar 23, 2021 to Mar 24, 2022
  • Individual RAUM · $3.5M to $4.6M
    Mar 23, 2021 to Mar 24, 2022
  • RAUM · $172M to $228M
    Mar 23, 2021 to Mar 24, 2022
  • Accounts · 74 to 76
    Jun 26, 2020 to Mar 23, 2021
  • Corporate clients · unset to 23.0
    Jun 26, 2020 to Mar 23, 2021
  • HNW clients · 43 to 33
    Jun 26, 2020 to Mar 23, 2021
  • Individual clients · 24 to 19
    Jun 26, 2020 to Mar 23, 2021
  • Discretionary RAUM · $167M to $172M
    Jun 26, 2020 to Mar 23, 2021
  • HNW RAUM · $150M to $126M
    Jun 26, 2020 to Mar 23, 2021
  • Individual RAUM · $4.0M to $3.5M
    Jun 26, 2020 to Mar 23, 2021
  • Non-discretionary RAUM · $1.5M to $0
    Jun 26, 2020 to Mar 23, 2021
  • RAUM · $168M to $172M
    Jun 26, 2020 to Mar 23, 2021
  • Corporate clients · 6.0 to unset
    Mar 25, 2019 to Mar 30, 2020
  • HNW clients · 35 to 43
    Mar 25, 2019 to Mar 30, 2020
  • Individual clients · 36 to 24
    Mar 25, 2019 to Mar 30, 2020
  • Discretionary RAUM · $137M to $167M
    Mar 25, 2019 to Mar 30, 2020
  • HNW RAUM · $115M to $150M
    Mar 25, 2019 to Mar 30, 2020
  • Individual RAUM · $10.6M to $4.0M
    Mar 25, 2019 to Mar 30, 2020
  • Non-discretionary RAUM · $1.4M to $1.5M
    Mar 25, 2019 to Mar 30, 2020
  • Pension RAUM · 21618.0 to unset
    Mar 25, 2019 to Mar 30, 2020
  • RAUM · $138M to $168M
    Mar 25, 2019 to Mar 30, 2020
  • Accounts · 140 to 74
    Mar 25, 2019 to Mar 30, 2020
  • Accounts · 141 to 140
    Mar 5, 2018 to Mar 25, 2019
  • Advisory employees · 1 to 2
    Mar 5, 2018 to Mar 25, 2019
  • BD registered reps · 0 to 1
    Mar 5, 2018 to Mar 25, 2019
  • Individual clients · 48 to 36
    Mar 5, 2018 to Mar 25, 2019
  • Employees · 1 to 2
    Mar 5, 2018 to Mar 25, 2019
  • State-registered IARs · 1 to 2
    Mar 5, 2018 to Mar 25, 2019
  • Discretionary RAUM · $153M to $137M
    Mar 5, 2018 to Mar 25, 2019
  • HNW RAUM · $127M to $115M
    Mar 5, 2018 to Mar 25, 2019
  • Individual RAUM · $11.2M to $10.6M
    Mar 5, 2018 to Mar 25, 2019
  • Non-discretionary RAUM · $1.4M to $1.4M
    Mar 5, 2018 to Mar 25, 2019
  • Pension RAUM · $15,011 to $21,618
    Mar 5, 2018 to Mar 25, 2019
  • RAUM · $154M to $138M
    Mar 5, 2018 to Mar 25, 2019
  • Accounts · 137 to 141
    Sep 29, 2017 to Mar 5, 2018
Signals
2 dated events
  • Charles Adam Yale left Red Cedar Capital, Llc for Lawson Kroeker Investment Management Inc (registered 2023-01-29)
    Jan 5, 2023 · Advisor changed firm · fact
  • Red Cedar Capital, Llc filed its initial SEC registration (Form ADV)
    Dec 4, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026