DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
G & O Financial Services, Inc.
Latest filing May 1, 2023
First filing on the tape Mar 31, 2015 · 15 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$177M as of Mar 30, 2022
Mar 17, 2016$226M then
HNW client RAUM$0 as of Mar 22, 2023
Mar 30, 2018$252M then
State-registered IARs (5.B.3)2 as of Mar 22, 2023
Mar 17, 20164 then
Employees (5.A)2 as of Mar 22, 2023
Mar 17, 20164 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 3 to 2
Practice profile
derived from the filing of May 1, 2023; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- -33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -100%derived
- Compensation
- otherreportedItem 5.E
- Advisory activities
- otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- n/areported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- n/areported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Kevin Patrick MccutcheonChartered Financial Analyst | Beverly, Ma | Oct 7, 2013 | 14 y | 2 |
| Clayton Carter KreisPersonal Financial Specialist | St. Petersburg, Fl | Jan 1, 2025 | 37 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Kevin Patrick Mccutcheon from Boston Asset Management, Inc.Oct 7, 2013 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Carter Clayton Kreis · President/Chief Compliance Officer/Directorcontrolsince 01/1999 · owns 10% to 25%
- Patrick Kevin Mccutcheon · Chief Investment Officercontrolsince 07/2013 · owns 10% to 25%
- Edward Jose Del Rio · Director/Treasurer/Secretarysince 01/1999 · owns 10% to 25%
- Mary Suzanne Reiber · Directorsince 01/2009 · owns 10% to 25%
- O. Marianne Touger · Directorsince 01/2019 · owns 10% to 25%
- Purington James Waters · Directorsince 01/1999 · owns 10% to 25%
Related persons
Schedule D 7.A
- Garcia & Ortiz, P.A.insurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| St Petersburg, Fl | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 116.0 to unsetMar 30, 2022 to Dec 16, 2022
- Advisory employees · 3 to 2Mar 30, 2022 to Dec 16, 2022
- Advisory activities · 4 to 1Mar 30, 2022 to Dec 16, 2022
- HNW clients · 21 to 0Mar 30, 2022 to Dec 16, 2022
- Individual clients · 13 to 0Mar 30, 2022 to Dec 16, 2022
- Employees · 3 to 2Mar 30, 2022 to Dec 16, 2022
- Financial planning clients · 1-10 to unsetMar 30, 2022 to Dec 16, 2022
- State-registered IARs · 3 to 2Mar 30, 2022 to Dec 16, 2022
- Discretionary RAUM · 139909953.0 to unsetMar 30, 2022 to Dec 16, 2022
- HNW RAUM · $173M to $0Mar 30, 2022 to Dec 16, 2022
- Individual RAUM · $3.9M to $0Mar 30, 2022 to Dec 16, 2022
- Non-discretionary RAUM · 36697207.0 to unsetMar 30, 2022 to Dec 16, 2022
- RAUM · 176607160.0 to unsetMar 30, 2022 to Dec 16, 2022
- Accounts · 110 to 116Mar 31, 2021 to Mar 30, 2022
- HNW clients · 19 to 21Mar 31, 2021 to Mar 30, 2022
- Individual clients · 17 to 13Mar 31, 2021 to Mar 30, 2022
- Discretionary RAUM · $143M to $140MMar 31, 2021 to Mar 30, 2022
- HNW RAUM · $153M to $173MMar 31, 2021 to Mar 30, 2022
- Individual RAUM · $4.1M to $3.9MMar 31, 2021 to Mar 30, 2022
- Non-discretionary RAUM · $14.5M to $36.7MMar 31, 2021 to Mar 30, 2022
- RAUM · $157M to $177MMar 31, 2021 to Mar 30, 2022
- Accounts · 115 to 110Jun 26, 2020 to Mar 31, 2021
- Individual clients · 18 to 17Jun 26, 2020 to Mar 31, 2021
- Financial planning clients · 11-25 to 1-10Jun 26, 2020 to Mar 31, 2021
- Discretionary RAUM · $135M to $143MJun 26, 2020 to Mar 31, 2021
- HNW RAUM · $146M to $153MJun 26, 2020 to Mar 31, 2021
- Individual RAUM · $3.4M to $4.1MJun 26, 2020 to Mar 31, 2021
- Non-discretionary RAUM · $14.5M to $14.5MJun 26, 2020 to Mar 31, 2021
- RAUM · $149M to $157MJun 26, 2020 to Mar 31, 2021
- Accounts · 77 to 115Mar 25, 2019 to Mar 27, 2020
- HNW clients · 14 to 19Mar 25, 2019 to Mar 27, 2020
- Individual clients · 16 to 18Mar 25, 2019 to Mar 27, 2020
- Financial planning clients · 0 to 11-25Mar 25, 2019 to Mar 27, 2020
- Discretionary RAUM · $132M to $135MMar 25, 2019 to Mar 27, 2020
- HNW RAUM · $138M to $146MMar 25, 2019 to Mar 27, 2020
- Individual RAUM · $6.1M to $3.4MMar 25, 2019 to Mar 27, 2020
- Non-discretionary RAUM · $12.3M to $14.5MMar 25, 2019 to Mar 27, 2020
- RAUM · $144M to $149MMar 25, 2019 to Mar 27, 2020
- Accounts · 107 to 77Aug 2, 2018 to Mar 25, 2019
- Charity clients · unset to 0.0Aug 2, 2018 to Mar 25, 2019
Signals
2 dated events
- G & O Financial Services, Inc. reported RAUM $144.4M, down 45% from $264.9M (2018-08-02 to 2019-03-25)Mar 25, 2019 · RAUM change · derived
- G & O Financial Services, Inc. filed its initial SEC registration (Form ADV)Mar 31, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/gofinancial/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- GOFINANCIALWEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026