DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
L•••••• C•••••• M••••••••• L••
Latest filing Feb 11, 2025
First filing on the tape Dec 14, 2011 · 61 filings
SEC status approved since Feb 13, 2014
RAUM
$540M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
4
reported on Schedule D
History
61 filings and snapshots on the tape
RAUM$540M as of Feb 11, 2025
Feb 29, 2012$130M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Feb 11, 2025
May 14, 20132 then
Employees (5.A)8 as of Feb 11, 2025
May 14, 20135 then
Private funds4 as of Feb 11, 2025
Feb 29, 20123 then
RAUM -29% over the last fiscal year-1.0% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Feb 11, 2025; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $108MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -29%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $540M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$540M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $540M for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| D•••••• A•••• M••••• F•••• L••• | Hedge Fund | $534M | 164 | Jun 23, 2020 |
| D•••••• A•••• F••• L• | Hedge Fund | $151M | 86 | Feb 1, 2012 |
| D•••••• O••••••••• F•••• L• | Hedge Fund | $70.3M | 64 | Feb 1, 2012 |
| D•••••• M••••••••• F•••• L•no longer reported | Hedge Fund | $23.5M | 30 | Feb 1, 2012 |
| D•••••• A•••• O••••••• F•••• L•••no longer reported | Hedge Fund | $14.6M | 8 | Jun 23, 2020 |
Owners and control persons
Schedule A and B, latest filing
- M••••••••• A••• R••• · Managing Member, Ownercontrolsince 07/2023 · owns 75% or more
Related persons
Schedule D 7.A
- E•••• W••••• M••••••••• I•••investment advisernRAUM $861M
Advisers that list L•••••• C•••••• M••••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 4 to 5May 13, 2024 to Feb 11, 2025
- Advisory employees · 4 to 5May 13, 2024 to Feb 11, 2025
- Pooled vehicle clients · 4 to 5May 13, 2024 to Feb 11, 2025
- Assets in custody · $755M to $540MMay 13, 2024 to Feb 11, 2025
- Employees · 7 to 8May 13, 2024 to Feb 11, 2025
- Private funds · 3 to 4May 13, 2024 to Feb 11, 2025
- Discretionary RAUM · $755M to $540MMay 13, 2024 to Feb 11, 2025
- Pooled vehicle RAUM · $755M to $540MMay 13, 2024 to Feb 11, 2025
- RAUM · $755M to $540MMay 13, 2024 to Feb 11, 2025
- Advisory employees · 3 to 4Nov 14, 2023 to Feb 9, 2024
- Assets in custody · $595M to $755MNov 14, 2023 to Feb 9, 2024
- Employees · 6 to 7Nov 14, 2023 to Feb 9, 2024
- Discretionary RAUM · $595M to $755MNov 14, 2023 to Feb 9, 2024
- Pooled vehicle RAUM · $595M to $755MNov 14, 2023 to Feb 9, 2024
- RAUM · $595M to $755MNov 14, 2023 to Feb 9, 2024
- Assets in custody · $556M to $595MNov 1, 2022 to Jan 31, 2023
- Discretionary RAUM · $556M to $595MNov 1, 2022 to Jan 31, 2023
- Pooled vehicle RAUM · $556M to $595MNov 1, 2022 to Jan 31, 2023
- RAUM · $556M to $595MNov 1, 2022 to Jan 31, 2023
- Assets in custody · $386M to $556MFeb 18, 2021 to Feb 8, 2022
- Employees · 5 to 6Feb 18, 2021 to Feb 8, 2022
- Insurance-licensed employees · 2 to 3Feb 18, 2021 to Feb 8, 2022
- Private funds · 4 to 3Feb 18, 2021 to Feb 8, 2022
- Discretionary RAUM · $386M to $556MFeb 18, 2021 to Feb 8, 2022
- Pooled vehicle RAUM · $386M to $556MFeb 18, 2021 to Feb 8, 2022
- RAUM · $386M to $556MFeb 18, 2021 to Feb 8, 2022
- Assets in custody · $329M to $386MJun 23, 2020 to Feb 18, 2021
- Discretionary RAUM · $329M to $386MJun 23, 2020 to Feb 18, 2021
- Pooled vehicle RAUM · $329M to $386MJun 23, 2020 to Feb 18, 2021
- RAUM · $329M to $386MJun 23, 2020 to Feb 18, 2021
- Accounts · 2 to 4Feb 20, 2020 to Jun 23, 2020
- Pooled vehicle clients · 2 to 4Feb 20, 2020 to Jun 23, 2020
- Assets in custody · $289M to $329MFeb 20, 2020 to Jun 23, 2020
- Private funds · 2 to 4Feb 20, 2020 to Jun 23, 2020
- Discretionary RAUM · $289M to $329MFeb 20, 2020 to Jun 23, 2020
- Pooled vehicle RAUM · $289M to $329MFeb 20, 2020 to Jun 23, 2020
- RAUM · $289M to $329MFeb 20, 2020 to Jun 23, 2020
- Advisory employees · 2 to 3Jul 9, 2019 to Feb 20, 2020
- Assets in custody · $188M to $289MJul 9, 2019 to Feb 20, 2020
- State-registered IARs · 4 to 0Jul 9, 2019 to Feb 20, 2020
Signals
13 dated events
- L•••••• C•••••• M••••••••• L•• no longer on the SEC adviser roster (last listed 2025-07-01, RAUM $539.8M)Aug 1, 2025 · Left the SEC roster · derived
- L•••••• C•••••• M••••••••• L•• reported RAUM $539.8M, down 29% from $755.2M (2024-05-13 to 2025-02-11)Feb 11, 2025 · RAUM change · derived
- L•••••• C•••••• M••••••••• L•• reported RAUM $755.2M, up 27% from $594.7M (2023-11-14 to 2024-02-09)Feb 9, 2024 · RAUM change · derived
- Douglas John Mackinnon (Chief Compliance Officer) no longer on Schedule A of L•••••• C•••••• M••••••••• L•• (listed 2023-10-06, absent 2023-10-25)Oct 25, 2023 · Control person left · inference
- Reza Ali Memaran-Dadgar (Managing Member & Owner) appeared on Schedule A of L•••••• C•••••• M••••••••• L••Aug 28, 2023 · Control person joined · fact
- J. Douglas Mackinnon (Chief Compliance Officer) appeared on Schedule A of L•••••• C•••••• M••••••••• L••Aug 28, 2023 · Control person joined · fact
- Nmn Fariba Ronnasi (Chief Executive Officer, Chief Compliance Officer, Managing Member) no longer on Schedule A of L•••••• C•••••• M••••••••• L•• (listed 2023-02-15, absent 2023-08-28)Aug 28, 2023 · Control person left · inference
- Reza Ali Memaran-Dadgar (Managing Member) no longer on Schedule A of L•••••• C•••••• M••••••••• L•• (listed 2022-04-28, absent 2022-06-14)Jun 14, 2022 · Control person left · inference
- L•••••• C•••••• M••••••••• L•• reported RAUM $555.8M, up 44% from $386.2M (2021-02-18 to 2022-02-08)Feb 8, 2022 · RAUM change · derived
- L•••••• C•••••• M••••••••• L•• reported RAUM $289.1M, up 54% from $188.0M (2019-07-09 to 2020-02-20)Feb 20, 2020 · RAUM change · derived
- S Richard Lee (Chief Compliance Officer) no longer on Schedule A of L•••••• C•••••• M••••••••• L•• (listed 2019-05-17, absent 2019-07-09)Jul 9, 2019 · Control person left · inference
- S Richard Lee (Chief Compliance Officer) appeared on Schedule A of L•••••• C•••••• M••••••••• L••Apr 11, 2019 · Control person joined · fact
- L•••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Feb 5, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/lattice-capital-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- latticecm.comreportedpublic record, Form ADV, Sep 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026