DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••• A•••••••• I•••
Latest filing Feb 5, 2026
First filing on the tape May 24, 2025 · 4 filings
SEC status approved since Jun 24, 2025
RAUM
$150M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$148M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$75.2M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$150M as of Feb 5, 2026
May 24, 2025$133M then
HNW client RAUM$130M as of Feb 5, 2026
May 24, 2025$105M then
State-registered IARs (5.B.3)2 as of Feb 5, 2026
May 24, 20252 then
Employees (5.A)3 as of Feb 5, 2026
May 24, 20253 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Feb 5, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $75.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 58derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $471,537derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 0.5derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$130M87%
- Individuals$17.8M12%
- Corporations and businesses$2.2M1.5%
- Individual clients
- 60reported
- HNW clients
- 55reported
- Pension plan clients
- n/areported
- Charitable clients
- 0reported
- Accounts
- 319reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K••• T•••• A••••••••• | South Burlington, Vt | Jan 11, 2007 | 22 y | 1 |
| B••• A•• W••••• | South Burlington, Vt | Jan 7, 2026 | 16 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- K••• T•••• A••••••••• from M•• I•••••••• S•••••••• L••Jan 11, 2007 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A••••••••• K•••• T•••• · President/Chief Compliance Officercontrolsince 09/2006 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| South Burlington, Vt · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 326 to 319Sep 12, 2025 to Feb 5, 2026
- Corporate clients · 5 to 6Sep 12, 2025 to Feb 5, 2026
- HNW clients · 52 to 55Sep 12, 2025 to Feb 5, 2026
- Financial planning clients · 11-25 to 1-10Sep 12, 2025 to Feb 5, 2026
- Discretionary RAUM · $133M to $150MSep 12, 2025 to Feb 5, 2026
- HNW RAUM · $105M to $130MSep 12, 2025 to Feb 5, 2026
- Individual RAUM · $16.0M to $17.8MSep 12, 2025 to Feb 5, 2026
- RAUM · $133M to $150MSep 12, 2025 to Feb 5, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/poulos-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H••••://WWW.P•••••ADVISORS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 802-862-7361reportedpublic record, Form ADV, Feb 5, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $75.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026