DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••••••• W•••••
Legal name B•••••••• I••••••••• L••
Latest filing Mar 18, 2026
First filing on the tape Mar 23, 2021 · 7 filings
SEC status approved since Apr 23, 2021
RAUM
$303M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
97%
$294M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$60.7M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$303M as of Mar 18, 2026
Mar 23, 2022$149M then
HNW client RAUM$273M as of Mar 18, 2026
Mar 23, 2022$136M then
State-registered IARs (5.B.3)4 as of Mar 18, 2026
Mar 23, 20223 then
Employees (5.A)6 as of Mar 18, 2026
Mar 23, 20224 then
Private funds: no history
RAUM +20% over the last fiscal year+18% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 18, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $60.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 41derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $466,619derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 3.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 1.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +18%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$273M90%
- Individuals$21.1M7.0%
- Pension and profit-sharing plans$9.5M3.1%
- Corporations and businesses$153,3880.1%
- Individual clients
- 67reported
- HNW clients
- 139reported
- Pension plan clients
- 10reported
- Charitable clients
- n/areported
- Accounts
- 650reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| P•••• A•••••• S•••••• | Bronxville, Ny | Jun 27, 2013 | 29 y | 0 |
| N•••• A•• T••••••• | Ocean Grove, Nj | Jan 6, 2021 | 15 y | 0 |
| J•••• V•••••• H•••••• | Ocean Grove, Nj | Nov 4, 2022 | 14 y | 0 |
| D••••• M••• B•••••••• | Ocean Grove, Nj | Jan 1, 2026 | 26 y | 1 |
| R•••••• F••••••• | Ocean Grove, Nj | Jul 19, 2026 | 12 y | 1 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- R•••••• F••••••• from A••••••••• F•••••••• S•••••••• L••Jul 19, 2026 · Affiliated broker-dealer or bank to independent RIA
- D••••• M••• B•••••••• from M••••• S•••••• D• I•••Jan 1, 2026 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••••• D•••••• M••• · Ceo/Ccocontrolsince 09/2006 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Ocean Grove, Nj · principal | 4 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 622 to 650Mar 11, 2025 to Mar 18, 2026
- Corporate clients · unset to 1.0Mar 11, 2025 to Mar 18, 2026
- HNW clients · 135 to 139Mar 11, 2025 to Mar 18, 2026
- Individual clients · 40 to 67Mar 11, 2025 to Mar 18, 2026
- Pension plan clients · unset to 10.0Mar 11, 2025 to Mar 18, 2026
- Discretionary RAUM · $244M to $295MMar 11, 2025 to Mar 18, 2026
- HNW RAUM · $225M to $273MMar 11, 2025 to Mar 18, 2026
- Individual RAUM · $13.8M to $21.1MMar 11, 2025 to Mar 18, 2026
- Non-discretionary RAUM · $9.7M to $8.5MMar 11, 2025 to Mar 18, 2026
- Pension RAUM · $14.5M to $9.5MMar 11, 2025 to Mar 18, 2026
- RAUM · $253M to $303MMar 11, 2025 to Mar 18, 2026
- Accounts · 588 to 622Mar 18, 2024 to Mar 11, 2025
- HNW clients · 132 to 135Mar 18, 2024 to Mar 11, 2025
- Financial planning clients · 101-250 to 101-250Mar 18, 2024 to Mar 11, 2025
- Discretionary RAUM · $213M to $244MMar 18, 2024 to Mar 11, 2025
- HNW RAUM · $196M to $225MMar 18, 2024 to Mar 11, 2025
- Individual RAUM · $10.9M to $13.8MMar 18, 2024 to Mar 11, 2025
- Non-discretionary RAUM · $7.0M to $9.7MMar 18, 2024 to Mar 11, 2025
- Pension RAUM · $11.8M to $14.5MMar 18, 2024 to Mar 11, 2025
- RAUM · $220M to $253MMar 18, 2024 to Mar 11, 2025
- Accounts · 514 to 588Mar 14, 2023 to Mar 18, 2024
- HNW clients · 122 to 132Mar 14, 2023 to Mar 18, 2024
- Individual clients · 44 to 40Mar 14, 2023 to Mar 18, 2024
- Pension plan clients · 8.0 to unsetMar 14, 2023 to Mar 18, 2024
- Financial planning clients · 0 to 101-250Mar 14, 2023 to Mar 18, 2024
- Other offices · 0 to 2Mar 14, 2023 to Mar 18, 2024
- Discretionary RAUM · $179M to $213MMar 14, 2023 to Mar 18, 2024
- HNW RAUM · $164M to $196MMar 14, 2023 to Mar 18, 2024
- Individual RAUM · $10.2M to $10.9MMar 14, 2023 to Mar 18, 2024
- Non-discretionary RAUM · $5.2M to $7.0MMar 14, 2023 to Mar 18, 2024
- Pension RAUM · $9.6M to $11.8MMar 14, 2023 to Mar 18, 2024
- RAUM · $185M to $220MMar 14, 2023 to Mar 18, 2024
- Accounts · 454 to 514Mar 23, 2022 to Mar 14, 2023
- Advisory employees · 3 to 4Mar 23, 2022 to Mar 14, 2023
- HNW clients · 109 to 122Mar 23, 2022 to Mar 14, 2023
- Individual clients · 46 to 44Mar 23, 2022 to Mar 14, 2023
- Pension plan clients · unset to 8.0Mar 23, 2022 to Mar 14, 2023
- Employees · 4 to 6Mar 23, 2022 to Mar 14, 2023
- State-registered IARs · 3 to 4Mar 23, 2022 to Mar 14, 2023
- Other offices · 2 to 0Mar 23, 2022 to Mar 14, 2023
Signals
1 dated events
- B•••••••• I••••••••• L•• filed its initial SEC registration (Form ADV)Mar 23, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 877-892-7738reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- beckermanllc.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 877-892-7738reportedpublic record, Form ADV, Mar 18, 2026
- Contact form
- beckermaninstitutional.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $60.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026