DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
J••• F•••••• • C•• L••
Latest filing Mar 31, 2026
First filing on the tape Mar 30, 2012 · 27 filings
SEC status approved since Jan 8, 2009
RAUM
$6.0B
reported, Item 5.F
Discretionary
94%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
38
18 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
21
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$6.0B as of Mar 31, 2026
Mar 30, 2012$10B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 30, 20120 then
Employees (5.A)38 as of Mar 31, 2026
Apr 1, 201335 then
Private funds21 as of Mar 31, 2026
Mar 30, 201232 then
RAUM +37% over the last fiscal year+11% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $273MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 94%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +37%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$6.0B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 22reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=7.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
52 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| J••• F•••••• I• L••• | Private Equity Fund | $1.6B | 109 | Mar 30, 2016 |
| J••• F•••••• V• L••• | Private Equity Fund | $762M | 71 | Mar 31, 2021 |
| J•• I•• E••••• H••••••• L•no longer reported | Private Equity Fund | $732M | 2 | Mar 30, 2012 |
| S••••• I• S•• L•no longer reported | Private Equity Fund | $425M | 3 | Mar 30, 2012 |
| J•• I• C••••••• J••• L••• | Private Equity Fund | $416M | 15 | Mar 29, 2019 |
| J••• F•••••• I•• L• | Private Equity Fund | $313M | 73 | Mar 30, 2012 |
| J•• I• C••••••• N••••• I• L••• | Private Equity Fund | $208M | 30 | Mar 29, 2019 |
| J•• I• C••••••• N••••• I• L••• | Private Equity Fund | $203M | 1 | Mar 29, 2019 |
| J•• I• C••••••• N••••• I•• L••• | Private Equity Fund | $200M | 18 | Mar 29, 2019 |
| J••• F•••••• S•••••• A• S•••••••• P••••••••• L••• | Private Equity Fund | $200M | 3 | Mar 31, 2021 |
| J•• S•••••• I••••••••• I•••••••• L••• | Private Equity Fund | $158M | 3 | Mar 31, 2017 |
| J•• I••••••••• I•••••••• L•••no longer reported | Private Equity Fund | $151M | 4 | Mar 31, 2017 |
| J•• V• C•••••••• C•• L••• | Private Equity Fund | $145M | 15 | Mar 28, 2024 |
| F•• C••••••••• F••• I• L••• | Private Equity Fund | $132M | 3 | Mar 31, 2022 |
| J•••••• I•• L•no longer reported | Private Equity Fund | $124M | 4 | Mar 30, 2012 |
| J•• V• C••••••• I•••• L•• | Private Equity Fund | $119M | 20 | Mar 31, 2023 |
| J•• P•••••• H••••••• L••• | Private Equity Fund | $78.0M | 39 | Mar 30, 2020 |
| J•• F•• I• L•no longer reported | Private Equity Fund | $69.9M | 7 | Mar 30, 2012 |
| J•• I• C••••••• A••• L••• | Private Equity Fund | $56.9M | 25 | Mar 30, 2020 |
| J•• I• C••••••• N••••• •••••••• L• | Private Equity Fund | $52.9M | 1 | Mar 29, 2019 |
| J•• V• C••••••• L••• L••• | Private Equity Fund | $41.8M | 18 | Mar 31, 2022 |
| S••••• I• L•no longer reported | Private Equity Fund | $26.2M | 3 | Mar 30, 2012 |
| J••• F•••••• I•••• L• | Private Equity Fund | $17.0M | 61 | Mar 30, 2012 |
| J•• 2••• B••••• C••••••• L••• | Private Equity Fund | $12.2M | 13 | Mar 31, 2022 |
| N•• J•• P••••••• L•no longer reported | Private Equity Fund | $5.8M | 2 | Mar 30, 2012 |
| J•• A••• D••• H••••••• L•no longer reported | Private Equity Fund | $5.1M | 17 | Mar 31, 2014 |
| J•• I•• C•••••••• I• L•no longer reported | Private Equity Fund | $4.8M | 73 | Mar 30, 2012 |
| J•• I•• C••••••• C•• L• | Private Equity Fund | $2.3M | 14 | Mar 30, 2012 |
| T•• H•• C••••••• ••••••• T•••• A•no longer reported | Private Equity Fund | $1.0M | 99 | Mar 30, 2012 |
| T•• H•• C••••••• ••••••• T•••• B•no longer reported | Private Equity Fund | $800,000 | 25 | Mar 30, 2012 |
| J•• I•• C•••••••• I•••••••• I• L•no longer reported | Private Equity Fund | $568,000 | 42 | Mar 30, 2012 |
| J•• I•• C••••••• B•• L•no longer reported | Private Equity Fund | $319,000 | 35 | Mar 30, 2012 |
| S••••• I• S•••••• ••••••• L•no longer reported | Private Equity Fund | $286,000 | 50 | Mar 30, 2012 |
| N•• N•• P••••••• L•no longer reported | Private Equity Fund | $244,000 | 96 | Mar 30, 2012 |
| J••• F•••••• I• L•no longer reported | Private Equity Fund | $200,000 | 2 | Mar 30, 2012 |
| J•• F•• I• A•• I•• L•no longer reported | Private Equity Fund | $139,000 | 7 | Mar 31, 2017 |
| H•• C••••••• P••••••• L•no longer reported | Private Equity Fund | $133,000 | 4 | Mar 30, 2012 |
| J•• I•• C••••••• B•• P••••••• L•no longer reported | Private Equity Fund | $42,000 | 8 | Mar 30, 2012 |
| J••• F•••••• I• L•no longer reported | Private Equity Fund | $33,000 | 0 | Mar 30, 2012 |
| N•• S•••••• I•••••••• I••• L•no longer reported | Private Equity Fund | $7,000 | 3 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- C••• J•••••••• J•••• · Managing Directorcontrolsince 12/2019 · owns less than 5%
- D•••• Y• · Managing Directorcontrolsince 12/2022 · owns less than 5%
- F••••••• J••••• C••••••••• · Managing Director/Sole Managing Membercontrolsince 11/2000 · owns 75% or more
- F•••••••• T•••• M•••••• · Managing Directorcontrolsince 01/2013 · owns less than 5%
- H••••••• T••••••• J••• · Managing Director And Co-Presidentcontrolsince 01/2009 · owns less than 5%
- H••••••• T•••••• C••••••• · Managing Directorcontrolsince 12/2018 · owns less than 5%
- L•••••••• M••• · Chief Financial Officercontrolsince 07/2021 · owns less than 5%
- P••••• T••••••• G•••••• · Managing Directorcontrolsince 01/2012 · owns less than 5%
- R•••• E•••• C•••••••• · Managing Director And Co-Presidentcontrolsince 03/2014 · owns less than 5%
- R•••••• S••••• A•• · Managing Director, Chief Compliance Officer & General Counselcontrolsince 12/2000 · owns less than 5%
- Y•••••• P••••• D••••••• · Managing Directorcontrolsince 12/2018 · owns less than 5%
Related persons
Schedule D 7.A
- J••• F•••••• • C•• U• L••investment advisery
- J••• F•••••• S••••••••• C•• L••broker-dealern
- J•• A• S•••••••• A••••••••• V• L••investment adviserpooled vehicle sponsorn
- J•• A••••••••• I• L••investment adviserpooled vehicle sponsorn
- J•• A••••••••• I•• L••investment adviserpooled vehicle sponsorn
- J•• A••••••••• I•• L•investment adviserpooled vehicle sponsorn
- J•• A••••••••• I• L•••investment adviserbankpooled vehicle sponsorn
- J•• A••••••••• V• L•••investment adviserbankpooled vehicle sponsorn
- J•• I••••••••• A••••••••• I• L••investment adviserpooled vehicle sponsorn
- J•• I••••••••• A••••••••• L••investment adviserpooled vehicle sponsorn
- J•• P•••••• H••••••• G• L••investment adviserpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom6 employees
- Palm Beach, FL1 employees
What changed
consecutive filings, newest first
- Accounts · 23 to 22Jun 12, 2025 to Mar 31, 2026
- BD registered reps · 6 to 7Jun 12, 2025 to Mar 31, 2026
- Pooled vehicle clients · 23 to 22Jun 12, 2025 to Mar 31, 2026
- Employees · 32 to 38Jun 12, 2025 to Mar 31, 2026
- Discretionary RAUM · $4.1B to $5.6BJun 12, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $274M to $369MJun 12, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $4.4B to $6.0BJun 12, 2025 to Mar 31, 2026
- RAUM · $4.4B to $6.0BJun 12, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 31, 2025 to Jun 12, 2025
- Accounts · 21 to 23May 22, 2024 to Mar 31, 2025
- Advisory employees · 16 to 18May 22, 2024 to Mar 31, 2025
- BD registered reps · 5 to 6May 22, 2024 to Mar 31, 2025
- Pooled vehicle clients · 21 to 23May 22, 2024 to Mar 31, 2025
- Employees · 28 to 32May 22, 2024 to Mar 31, 2025
- Private funds · 19 to 21May 22, 2024 to Mar 31, 2025
- Discretionary RAUM · $4.1B to $4.1BMay 22, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $297M to $274MMay 22, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $4.4B to $4.4BMay 22, 2024 to Mar 31, 2025
- RAUM · $4.4B to $4.4BMay 22, 2024 to Mar 31, 2025
- BD registered reps · 7 to 5Mar 31, 2023 to Mar 28, 2024
- Employees · 30 to 28Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $4.2B to $4.1BMar 31, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $270M to $297MMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $4.4B to $4.4BMar 31, 2023 to Mar 28, 2024
- RAUM · $4.4B to $4.4BMar 31, 2023 to Mar 28, 2024
- Accounts · 30 to 21Aug 19, 2022 to Mar 31, 2023
- Advisory employees · 13 to 16Aug 19, 2022 to Mar 31, 2023
- BD registered reps · 6 to 7Aug 19, 2022 to Mar 31, 2023
- Pooled vehicle clients · 28 to 21Aug 19, 2022 to Mar 31, 2023
- Assets in custody · unset to 0.0Aug 19, 2022 to Mar 31, 2023
- Employees · 34 to 30Aug 19, 2022 to Mar 31, 2023
- Private funds · 28 to 19Aug 19, 2022 to Mar 31, 2023
- Discretionary RAUM · $4.7B to $4.2BAug 19, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $263M to $270MAug 19, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $4.9B to $4.4BAug 19, 2022 to Mar 31, 2023
- RAUM · $4.9B to $4.4BAug 19, 2022 to Mar 31, 2023
- Advisory employees · 14 to 13Mar 31, 2021 to Mar 31, 2022
- Pooled vehicle clients · 30 to 28Mar 31, 2021 to Mar 31, 2022
- Employees · 36 to 34Mar 31, 2021 to Mar 31, 2022
- Other offices · 1 to 2Mar 31, 2021 to Mar 31, 2022
Signals
12 dated events
- J••• F•••••• • C•• L•• reported RAUM $6.0B, up 37% from $4.4B (2025-06-12 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Yi Dong (Managing Director) appeared on Schedule A of J••• F•••••• • C•• L••Mar 31, 2023 · Control person joined · fact
- Hazen Kristin Johnson (Managing Director & Chief Compliance Officer) no longer on Schedule A of J••• F•••••• • C•• L•• (listed 2022-03-31, absent 2022-08-19)Aug 19, 2022 · Control person left · inference
- Heather Cristin Brown (Managing Director & Chief Financial Officer) no longer on Schedule A of J••• F•••••• • C•• L•• (listed 2021-03-31, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- M••• L••••••• (Chief Financial Officer) appeared on Schedule A of J••• F•••••• • C•• L••Mar 31, 2022 · Control person joined · fact
- Johannes Michael Christner (Managing Director) no longer on Schedule A of J••• F•••••• • C•• L•• (listed 2020-03-30, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- James Jonathan Cox (Managing Director) appeared on Schedule A of J••• F•••••• • C•• L••Mar 30, 2020 · Control person joined · fact
- J••• F•••••• • C•• L•• reported RAUM $5.4B, down 30% from $7.7B (2018-03-30 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- Cardwell Thomas Harding (Managing Director) appeared on Schedule A of J••• F•••••• • C•• L••Mar 29, 2019 · Control person joined · fact
- Donnelly Peter Yordan (Managing Director) appeared on Schedule A of J••• F•••••• • C•• L••Mar 29, 2019 · Control person joined · fact
- Joseph John Oros (Managing Director) no longer on Schedule A of J••• F•••••• • C•• L•• (listed 2018-03-30, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- Raymond David Morgan (Managing Director) no longer on Schedule A of J••• F•••••• • C•• L•• (listed 2018-03-30, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- J••• F•••••• • C•• L•• · Independent Sponsorsshared crd · capital_provider
- J••• F•••••• • C•• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/j-c--flowers-&-co--llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-404-6800reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026