DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Gs Investment Strategies, LLC
Latest filing Aug 1, 2023
First filing on the tape Dec 23, 2011 · 47 filings
RAUM
$2.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
24
$3.0B gross assets
History
47 filings and snapshots on the tape
RAUM$2.7B as of Mar 31, 2023
Mar 30, 2012$17B then
HNW client RAUM$0 as of Mar 31, 2023
Mar 27, 2020$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2023
Mar 30, 20120 then
Employees (5.A)1 as of Mar 31, 2023
Mar 28, 201374 then
Private funds24 as of Mar 31, 2023
Mar 30, 201243 then
RAUM -30% over the last fiscal year+2.0% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 1, 2023; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $143MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -30%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $2.6B, 19 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.7B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 19reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.6B for 19 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
43 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Global Private Opportunities Partners III Offshore Holdings LPno longer reported | Hedge Fund | $245M | 118 | Feb 15, 2019 |
| Global Private Opportunities Partners III Offshore Scspno longer reported | Hedge Fund | $245M | 117 | Feb 15, 2019 |
| Global Private Opportunities Partners III LLCno longer reported | Hedge Fund | $214M | 269 | Feb 15, 2019 |
| Goldman Sachs Investment Partners Holdings (Lux) Offshore S.A.R.Lno longer reported | Hedge Fund | $162M | 1 | Mar 30, 2012 |
| Gs Investment Partners (Mauritius) IV Limitedno longer reported | Hedge Fund | $97.8M | 1 | Mar 30, 2012 |
| Goldman Sachs Investment Partners Manager Employee Fund, LPno longer reported | Hedge Fund | $76.6M | 21 | Mar 30, 2012 |
| Global Long/Short Investment Partners Offshore Emp Ltdno longer reported | Hedge Fund | $64.5M | 191 | Mar 30, 2012 |
| Oryza Capital Master Ltdno longer reported | Hedge Fund | $35.1M | 40 | Nov 20, 2013 |
| Global Private Opportunities Partners III Aggregator LPno longer reported | Hedge Fund | $31.1M | 387 | May 23, 2019 |
| Scios Investment Trust (Ireland) (Minimum Investment Base Currency Is Euro)no longer reported | Hedge Fund | $30.6M | 1 | Mar 30, 2012 |
| Oryza Capital Offshore LPno longer reported | Hedge Fund | $28.3M | 24 | Mar 31, 2014 |
| Global Long Short Partners Aggregating Holdings LPno longer reported | Hedge Fund | $20.0M | 2 | Mar 30, 2012 |
| Global Long Equity Partners Master Ltdno longer reported | Hedge Fund | $18.9M | 2 | May 28, 2015 |
| Global Long/Short Partners Offshore Emp LPno longer reported | Hedge Fund | $15.0M | 36 | Mar 30, 2012 |
| Global Long Short Partners Mauritius V Ltdno longer reported | Hedge Fund | $14.6M | 1 | Mar 30, 2012 |
| Peconic Holdings (Cayman) Ltd.no longer reported | Private Equity Fund | $11.0M | 1 | Mar 30, 2012 |
| Aquamarine Holdings (Cayman) Ltd.no longer reported | Private Equity Fund | $11.0M | 1 | Mar 30, 2012 |
| Oryza Capital Onshore LPno longer reported | Hedge Fund | $6.2M | 17 | Mar 31, 2014 |
| Global Long Short Partners Offshore Japan Emp Ltdno longer reported | Hedge Fund | $4.5M | 12 | Mar 30, 2012 |
| Sands (Cayman) Ltd.no longer reported | Private Equity Fund | $3.4M | 1 | Mar 30, 2012 |
| Fbdc Investors Offshore Holdings, LPno longer reported | Private Equity Fund | $2.4M | 364 | Mar 30, 2012 |
| Fbdc Investors Offshore, LPno longer reported | Private Equity Fund | $2.2M | 362 | Mar 30, 2012 |
| Mbeye Access LPno longer reported | Private Equity Fund | $1.1M | 85 | Mar 30, 2012 |
| Global Long Short Partners Aggregating Holdings Offshore LPno longer reported | Hedge Fund | $563,613 | 0 | Mar 30, 2012 |
| Goldman Sachs Investment Partners Private Opportunities Holdings (Del) I, LLCno longer reported | Private Equity Fund | $450,512 | 2 | Mar 30, 2012 |
| Goldman Sachs Investment Partners Private Opportunities Holdings I Corp.no longer reported | Private Equity Fund | $418,630 | 1 | Mar 30, 2012 |
| Jrvr Investors Offshore LPno longer reported | Private Equity Fund | $133,245 | 16 | Mar 30, 2012 |
| Scios Investment Partners Offshore, L.P.no longer reported | Hedge Fund | $103,940 | 1 | Mar 30, 2012 |
| Global Long Short Erisa Irelandno longer reported | Hedge Fund | $0 | 0 | Mar 30, 2012 |
| Drt Investors LPno longer reported | Other Private Fund | $0 | 824 | Mar 30, 2016 |
| Scios Investment Fund (Ireland) (Minimum Investment Base Currency Is Euro)no longer reported | Hedge Fund | $0 | 5 | Mar 30, 2012 |
| Global Long Short Irelandno longer reported | Hedge Fund | $0 | 0 | Mar 30, 2012 |
| Master Fund Holdings (Cayman) Ltd.no longer reported | Hedge Fund | $0 | 0 | Mar 30, 2012 |
| Odm Investors LPno longer reported | Other Private Fund | $0 | 0 | Mar 31, 2017 |
| Ama Fund Holdings (Cayman) Ltd.no longer reported | Hedge Fund | $0 | 0 | Mar 30, 2012 |
| Global Long Short Partners Offshore Aggregating LPno longer reported | Hedge Fund | $0 | 0 | Mar 30, 2012 |
| Global Long Short Partners Aggregating LPno longer reported | Hedge Fund | $0 | 0 | Mar 30, 2012 |
| Drt Investors Master Fund LPno longer reported | Other Private Fund | $0 | 1,001 | Mar 30, 2016 |
| Df Investors Ltd.no longer reported | Other Private Fund | $0 | 0 | Mar 30, 2016 |
| Global Long Short Partners Erisa LPno longer reported | Hedge Fund | $0 | 0 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Otto Marc Nachmann · Chief Executive Officercontrolsince 01/2023 · owns less than 5%
- Seth David Plutzer · Chief Legal Officersince 01/2021 · owns less than 5%
- Leah Judith Shandling · Chief Compliance Officersince 03/2010 · owns less than 5%
- Laurence Stein · Chief Operating Officersince 01/2022 · owns less than 5%
Entity owners
- Gsam Holdings LLC · Memberdirect · owns 75% or more
- The Goldman Sachs Group, Inc. · Memberindirect · owns 75% or more of Gsam Holdings LLC · public reporting company
Related persons
Schedule D 7.A
- Altis Investment Management B.V.investment advisern
- Aptitude Investment Management LPinvestment adviserbankpooled vehicle sponsorLP sponsornRAUM $6.1B
- Arctos Sports Partners II Access Advisors LLCpooled vehicle sponsorn
- Arrow Reinsurance Company, Limitedreal estaten
- Asl Access Advisors LLCpooled vehicle sponsorn
- Battery Ventures Opportunities Access Offshore LPpooled vehicle sponsorn
- Beijing Gao Hua Securities Company Limitedbroker-dealerinvestment advisern
- Beijing Goldman Sachs Consulting Co., Ltd.investment advisern
- Broad Street Loan Partners III Onshore Advisors, L.L.C.pooled vehicle sponsorn
- Broad Street Loan Partners IV Unlevered Advisors, S.A R.L.pooled vehicle sponsorn
- Broad Street Partners Lux Gp, S.A R.L.pooled vehicle sponsorn
- Broad Street Senior Credit Partners Advisor, L.L.C.pooled vehicle sponsorn
- Broad Street Senior Credit Partners II Advisor, L.L.C.pooled vehicle sponsorn
- Broad Street Senior Credit Partners Offshore Advisor, Ltd.pooled vehicle sponsorn
- Cllf Advisors LLCpooled vehicle sponsorn
- Dst Opportunities II Access LLCpooled vehicle sponsorn
- Folio Investments, Inc.broker-dealern
- Goldman Sachs (Asia) Financebroker-dealern
- Goldman Sachs (Asia) L.L.C.broker-dealerinvestment adviserpooled vehicle sponsorn
- Goldman Sachs (Asia) Securities Limitedbroker-dealerinvestment adviserpooled vehicle sponsorn
- Goldman Sachs (China) L.L.C.investment adviserpooled vehicle sponsorn
- Goldman Sachs (India) Capital Markets Private Limitedbroker-dealern
- Goldman Sachs (India) Securities Private Limitedbroker-dealerinvestment advisern
- Goldman Sachs (Malaysia) Sdn. Bhd.investment advisern
- Goldman Sachs (Russia)broker-dealerinvestment adviserpooled vehicle sponsorn
- Goldman Sachs (Singapore) Pte.broker-dealerinvestment adviserpooled vehicle sponsorn
- Goldman Sachs & Co. LLCbroker-dealerinvestment adviserbanktrust companynRAUM $134B
- Goldman Sachs Access Funds Gp, LLCpooled vehicle sponsorn
- Goldman Sachs Advisors B.V.broker-dealerbankn
- Goldman Sachs Alternative Assets S.? R.L.pooled vehicle sponsorn
Advisers that list Gs Investment Strategies, LLC as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 27 to 19Feb 9, 2023 to Mar 31, 2023
- Pooled vehicle clients · 42 to 39Feb 9, 2023 to Mar 31, 2023
- Assets in custody · $3.7B to $2.6BFeb 9, 2023 to Mar 31, 2023
- Discretionary RAUM · $3.9B to $2.7BFeb 9, 2023 to Mar 31, 2023
- Pooled vehicle RAUM · $3.9B to $2.7BFeb 9, 2023 to Mar 31, 2023
- RAUM · $3.9B to $2.7BFeb 9, 2023 to Mar 31, 2023
- Accounts · 28 to 27Feb 11, 2022 to Mar 31, 2022
- Advisory employees · 10 to 1Feb 11, 2022 to Mar 31, 2022
- BD registered reps · 3 to 1Feb 11, 2022 to Mar 31, 2022
- Assets in custody · $2.2B to $3.7BFeb 11, 2022 to Mar 31, 2022
- Employees · 10 to 1Feb 11, 2022 to Mar 31, 2022
- Other offices · 3 to 0Feb 11, 2022 to Mar 31, 2022
- Private funds · 27 to 24Feb 11, 2022 to Mar 31, 2022
- Discretionary RAUM · $2.5B to $3.9BFeb 11, 2022 to Mar 31, 2022
- Pooled vehicle RAUM · $2.5B to $3.9BFeb 11, 2022 to Mar 31, 2022
- RAUM · $2.5B to $3.9BFeb 11, 2022 to Mar 31, 2022
- Accounts · 34 to 28Jan 13, 2021 to Mar 31, 2021
- Advisory employees · 16 to 10Jan 13, 2021 to Mar 31, 2021
- Pooled vehicle clients · 46 to 42Jan 13, 2021 to Mar 31, 2021
- Assets in custody · $3.9B to $2.2BJan 13, 2021 to Mar 31, 2021
- Employees · 19 to 10Jan 13, 2021 to Mar 31, 2021
- Private funds · 32 to 27Jan 13, 2021 to Mar 31, 2021
- Discretionary RAUM · $2.6B to $2.5BJan 13, 2021 to Mar 31, 2021
- Pooled vehicle RAUM · $2.6B to $2.5BJan 13, 2021 to Mar 31, 2021
- RAUM · $2.6B to $2.5BJan 13, 2021 to Mar 31, 2021
- Accounts · 45 to 34Nov 8, 2019 to Mar 27, 2020
- Advisory employees · 28 to 16Nov 8, 2019 to Mar 27, 2020
- Advisory activities · 2 to 3Nov 8, 2019 to Mar 27, 2020
- BD registered reps · 8 to 3Nov 8, 2019 to Mar 27, 2020
- Pooled vehicle clients · 56 to 46Nov 8, 2019 to Mar 27, 2020
- Assets in custody · $3.9B to $3.9BNov 8, 2019 to Mar 27, 2020
- Employees · 36 to 19Nov 8, 2019 to Mar 27, 2020
- Other offices · 6 to 3Nov 8, 2019 to Mar 27, 2020
- Private funds · 41 to 32Nov 8, 2019 to Mar 27, 2020
- Discretionary RAUM · $4.8B to $2.6BNov 8, 2019 to Mar 27, 2020
- HNW RAUM · unset to 0.0Nov 8, 2019 to Mar 27, 2020
- Individual RAUM · unset to 0.0Nov 8, 2019 to Mar 27, 2020
- Pension RAUM · unset to 0.0Nov 8, 2019 to Mar 27, 2020
- Pooled vehicle RAUM · $4.8B to $2.6BNov 8, 2019 to Mar 27, 2020
- RAUM · $4.8B to $2.6BNov 8, 2019 to Mar 27, 2020
Signals
11 dated events
- Gs Investment Strategies, Llc reported RAUM $2.7B, down 30% from $3.9B (2023-02-09 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Charles Julian Salisbury (Chief Executive Officer) no longer on Schedule A of Gs Investment Strategies, Llc (listed 2022-12-14, absent 2023-02-09)Feb 9, 2023 · Control person left · inference
- Aloysius Luke Sarsfield (Co-Chief Executive Officer) no longer on Schedule A of Gs Investment Strategies, Llc (listed 2022-12-14, absent 2023-02-09)Feb 9, 2023 · Control person left · inference
- Otto Marc Nachmann (Chief Executive Officer) appeared on Schedule A of Gs Investment Strategies, LlcFeb 9, 2023 · Control person joined · fact
- Gs Investment Strategies, Llc reported RAUM $3.9B, up 58% from $2.5B (2022-02-11 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Aloysius Luke Sarsfield (Co-Chief Executive Officer) appeared on Schedule A of Gs Investment Strategies, LlcFeb 11, 2022 · Control person joined · fact
- Scott Eric Lane (Co-Head, Asset Management Division (Co-Chief Executive Officer)) no longer on Schedule A of Gs Investment Strategies, Llc (listed 2021-01-13, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Joseph Timothy Oneill (Co-Head, Consumer Investment Management Division (Co-Chief Executive Officer)) no longer on Schedule A of Gs Investment Strategies, Llc (listed 2020-10-26, absent 2021-01-11)Jan 11, 2021 · Control person left · inference
- Julian Salisbury (Co-Head, Asset Management Division (Co-Chief Executive Officer)) appeared on Schedule A of Gs Investment Strategies, LlcJan 11, 2021 · Control person joined · fact
- Gs Investment Strategies, Llc reported RAUM $2.6B, down 47% from $4.8B (2019-11-08 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- Gs Investment Strategies, Llc reported RAUM $4.8B, down 37% from $7.6B (2019-02-15 to 2019-03-28)Mar 28, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- GS Investment Strategies, LLC · Private Equityshared crd · organization
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026