DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Goldman Sachs Advisors B.V.
Latest filing Jul 25, 2023
First filing on the tape Mar 30, 2012 · 29 filings
RAUM
$2.5B
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
750
50 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$2.5B as of Mar 31, 2023
Mar 30, 2012$2.4B then
HNW client RAUM$0 as of Mar 31, 2023
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2023
Apr 1, 20130 then
Employees (5.A)750 as of Mar 31, 2023
Apr 1, 20131,000 then
Private funds: no history
RAUM -37% over the last fiscal year-9.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 25, 2023; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $155MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 57%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -37%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Insurance companies$1.4B57%
- Pooled investment vehicles$1.1B43%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 16reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Dirk Buggenhout · Director & Head Of Investment Operationscontrolsince 10/2010 · owns less than 5%
- Christian Maria Martijn Canisius · Director & Chief Executive Officercontrolsince 09/2022 · owns less than 5%
- Bruno Van Rooijen · Chief Compliance Officersince 07/2019 · owns less than 5%
Entity owners
- Goldman Sachs Asset Management International Holdings B.V. · Shareholderdirect · owns 75% or more
- Goldman Sachs Asset Management Holdings B.V. · Shareholderindirect · owns 75% or more of Goldman Sachs Asset Management International Holdings B.V.
- Goldman Sachs Asset Management Holdings I B.V. · Shareholderindirect · owns 50% to 75% of Goldman Sachs Asset Management Holdings B.V.
- Goldman Sachs Asset Management Holdings II B.V. · Shareholderindirect · owns 50% to 75% of Goldman Sachs Asset Management Holdings B.V.
- Goldman Sachs Asset Management Holdings LLC · Shareholderindirect · owns 75% or more of Goldman Sachs Asset Management Uk Holdings I Ltd
- Goldman Sachs Asset Management Uk Holdings I Ltd · Shareholdersindirect · owns 75% or more of Goldman Sachs Asset Management Uk Holdings II Ltd
- Goldman Sachs Asset Management Uk Holdings II Ltd · Sahreholderindirect · owns 75% or more of Goldman Sachs Asset Management Holdings I B.V.
- Goldman Sachs Asset Management Uk Holdings II Ltd · Sahreholderindirect · owns 75% or more of Goldman Sachs Asset Management Holdings II B.V.
- Gsam Holdings II LLC · Shareholderindirect · owns 25% to 50% of Goldman Sachs Asset Management Holdings LLC
- Gsam Holdings LLC · Shareholderindirect · owns 75% or more of Goldman Sachs Asset Management Holdings LLC
- Gsam Holdings LLC · Shareholderindirect · owns 75% or more of Gsam Holdings II LLC
- The Goldman Sachs Group, Inc. · Shareholderindirect · owns 75% or more of Gsam Holdings LLC · public reporting company
Related persons
Schedule D 7.A
- Ac Res Advisors, L.L.C.pooled vehicle sponsorn
- Altis Investment Management B.V.investment advisern
- Aptitude Investment Management LPinvestment adviserbankpooled vehicle sponsorLP sponsornRAUM $6.1B
- Aptitude Partners Fund Gp LLCpooled vehicle sponsorn
- Arctos Sports Partners II Access Advisors LLCpooled vehicle sponsorn
- Arrow Reinsurance Company, Limitedreal estaten
- Asl Access Advisors LLCpooled vehicle sponsorn
- Battery Ventures Opportunities Access Offshore LPpooled vehicle sponsorn
- Beijing Gao Hua Securities Company Limitedbroker-dealerinvestment advisern
- Beijing Goldman Sachs Consulting Co., Ltd.investment advisern
- Broad Street Loan Partners III Onshore Advisors, L.L.C.pooled vehicle sponsorn
- Broad Street Loan Partners IV Unlevered Advisors, S.A R.L.pooled vehicle sponsorn
- Broad Street Partners Lux Gp, S.A R.L.pooled vehicle sponsorn
- Broad Street Senior Credit Partners Advisor, L.L.C.pooled vehicle sponsorn
- Broad Street Senior Credit Partners II Advisor, L.L.C.pooled vehicle sponsorn
- Broad Street Senior Credit Partners Offshore Advisor, Ltd.pooled vehicle sponsorn
- Carbon Solutions Advisors LLCpooled vehicle sponsorn
- Cllf Advisors LLCpooled vehicle sponsorn
- Dst Opportunities II Access LLCpooled vehicle sponsorn
- Folio Investments, Inc.broker-dealern
- Goldman Sachs (Asia) Financebroker-dealern
- Goldman Sachs (Asia) L.L.C.broker-dealerinvestment adviserpooled vehicle sponsorn
- Goldman Sachs (Asia) Securities Limitedbroker-dealerinvestment adviserpooled vehicle sponsorn
- Goldman Sachs (China) L.L.C.investment adviserpooled vehicle sponsorn
- Goldman Sachs (India) Capital Markets Private Limitedbroker-dealern
- Goldman Sachs (India) Securities Private Limitedbroker-dealerinvestment advisern
- Goldman Sachs (Malaysia) Sdn. Bhd.investment advisern
- Goldman Sachs (Russia)broker-dealerinvestment adviserpooled vehicle sponsorn
- Goldman Sachs (Singapore) Pte.broker-dealerinvestment adviserpooled vehicle sponsorn
- Goldman Sachs & Co. LLCbroker-dealerinvestment adviserbanktrust companynRAUM $134B
Advisers that list Goldman Sachs Advisors B.V. as a related person
Offices
Schedule D 1.F, the 25 largest
- Brussels, Belgium1 employees
What changed
consecutive filings, newest first
- Business name · NNIP ADVISORS B.V. to GOLDMAN SACHS ADVISORS B.V.Mar 31, 2023 to Jun 16, 2023
- Legal name · NNIP ADVISORS B.V. to GOLDMAN SACHS ADVISORS B.V.Mar 31, 2023 to Jun 16, 2023
- Accounts · 9 to 16Sep 20, 2022 to Mar 31, 2023
- Advisory employees · 46 to 50Sep 20, 2022 to Mar 31, 2023
- Pooled vehicle clients · 7 to 3Sep 20, 2022 to Mar 31, 2023
- Employees · 764 to 750Sep 20, 2022 to Mar 31, 2023
- Discretionary RAUM · $3.9B to $2.4BSep 20, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $0 to $94.0MSep 20, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $3.3B to $1.1BSep 20, 2022 to Mar 31, 2023
- RAUM · $3.9B to $2.5BSep 20, 2022 to Mar 31, 2023
- Accounts · 8 to 9Mar 29, 2021 to Mar 28, 2022
- Advisory employees · 35 to 46Mar 29, 2021 to Mar 28, 2022
- Employees · 752 to 764Mar 29, 2021 to Mar 28, 2022
- Discretionary RAUM · $2.9B to $3.9BMar 29, 2021 to Mar 28, 2022
- Pooled vehicle RAUM · $2.8B to $3.3BMar 29, 2021 to Mar 28, 2022
- RAUM · $2.9B to $3.9BMar 29, 2021 to Mar 28, 2022
- Accounts · 10 to 8Mar 26, 2020 to Mar 29, 2021
- Advisory employees · 34 to 35Mar 26, 2020 to Mar 29, 2021
- Pooled vehicle clients · 8 to 7Mar 26, 2020 to Mar 29, 2021
- Employees · 716 to 752Mar 26, 2020 to Mar 29, 2021
- Discretionary RAUM · $3.4B to $2.9BMar 26, 2020 to Mar 29, 2021
- Pooled vehicle RAUM · $3.2B to $2.8BMar 26, 2020 to Mar 29, 2021
- RAUM · $3.4B to $2.9BMar 26, 2020 to Mar 29, 2021
- Accounts · 16 to 10Jul 2, 2019 to Mar 26, 2020
- Employees · 735 to 716Jul 2, 2019 to Mar 26, 2020
- Discretionary RAUM · $4.7B to $3.4BJul 2, 2019 to Mar 26, 2020
- Pooled vehicle RAUM · $3.3B to $3.2BJul 2, 2019 to Mar 26, 2020
- RAUM · $4.7B to $3.4BJul 2, 2019 to Mar 26, 2020
- Advisory employees · 64 to 34Mar 29, 2018 to Mar 28, 2019
- Employees · 874 to 735Mar 29, 2018 to Mar 28, 2019
- Discretionary RAUM · $6.5B to $4.7BMar 29, 2018 to Mar 28, 2019
- Pooled vehicle RAUM · $4.8B to $3.3BMar 29, 2018 to Mar 28, 2019
- RAUM · $6.5B to $4.7BMar 29, 2018 to Mar 28, 2019
- Advisory employees · 71 to 64Sep 8, 2017 to Mar 29, 2018
- Charity clients · unset to 0.0Sep 8, 2017 to Mar 29, 2018
- Corporate clients · unset to 0.0Sep 8, 2017 to Mar 29, 2018
- HNW clients · unset to 0.0Sep 8, 2017 to Mar 29, 2018
- Individual clients · unset to 0.0Sep 8, 2017 to Mar 29, 2018
- Pension plan clients · unset to 0.0Sep 8, 2017 to Mar 29, 2018
- Pooled vehicle clients · unset to 8.0Sep 8, 2017 to Mar 29, 2018
Signals
8 dated events
- Goldman Sachs Advisors B.V. reported RAUM $2.5B, down 37% from $3.9B (2022-09-20 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Hester Borrie (Head Of Client Group International & Business Development) no longer on Schedule A of Goldman Sachs Advisors B.V. (listed 2022-09-20, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Valentijn Van Nieuwenhuijzen (Chief Investment Officer) no longer on Schedule A of Goldman Sachs Advisors B.V. (listed 2022-09-20, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Satish Bapat (Chief Executive Officer) no longer on Schedule A of Goldman Sachs Advisors B.V. (listed 2022-05-10, absent 2022-09-20)Sep 20, 2022 · Control person left · inference
- Goldman Sachs Advisors B.V. reported RAUM $3.9B, up 38% from $2.9B (2021-03-29 to 2022-03-28)Mar 28, 2022 · RAUM change · derived
- Goldman Sachs Advisors B.V. reported RAUM $3.4B, down 27% from $4.7B (2019-07-02 to 2020-03-26)Mar 26, 2020 · RAUM change · derived
- Goldman Sachs Advisors B.V. reported RAUM $4.7B, down 28% from $6.5B (2018-03-29 to 2019-03-28)Mar 28, 2019 · RAUM change · derived
- Goldman Sachs Advisors B.V. reported RAUM $6.5B, up 34% from $4.8B (2017-09-08 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026