DFX Intelligence
RIA Intelligence
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SEC-registered adviser
C••••••• F•••••••• P•••••••• L••
Latest filing May 5, 2026
First filing on the tape Feb 6, 2018 · 22 filings
SEC status approved since Mar 15, 2018
RAUM
$203M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
100%
$203M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$101M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$203M as of May 5, 2026
Mar 20, 2019$107M then
HNW client RAUM$171M as of May 5, 2026
Mar 20, 2019$78.2M then
State-registered IARs (5.B.3)2 as of May 5, 2026
Mar 20, 20192 then
Employees (5.A)2 as of May 5, 2026
Mar 20, 20193 then
Private funds: no history
RAUM +15% over the last fiscal year+12% a year over threeIARs 2 to 2
Practice profile
derived from the filing of May 5, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $101MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 66derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.9MderivedHNW RAUM over HNW clients
- Average account
- $388,383derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 0.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.6%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$171M85%
- Individuals$31.2M15%
- Charitable organizations$76,6650.0%
- Individual clients
- 72reported
- HNW clients
- 60reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 522reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K••••••• N• C••••••• | Sanibel, Fl | Mar 7, 2007 | 19 y | 0 |
| J•••• H•••• M••••Certified Financial Planner | Bradenton, Fl | Oct 2, 2017 | 26 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J•••• H•••• M•••• from E••••••• I••••••• S•••••••• L••Oct 2, 2017 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••••• K•••••••• N• · President, Chief Compliance Officer, Chief Executive Officercontrolsince 12/2006 · owns 75% or more
- M••••• J••••• H•••• · Vice Presidentcontrolsince 01/2024 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Fort Myers, Fl · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 494 to 522Nov 6, 2025 to Jan 29, 2026
- HNW clients · 54 to 60Nov 6, 2025 to Jan 29, 2026
- Individual clients · 71 to 72Nov 6, 2025 to Jan 29, 2026
- Discretionary RAUM · $176M to $198MNov 6, 2025 to Jan 29, 2026
- HNW RAUM · $147M to $171MNov 6, 2025 to Jan 29, 2026
- Individual RAUM · $28.9M to $31.2MNov 6, 2025 to Jan 29, 2026
- Non-discretionary RAUM · $0 to $4.8MNov 6, 2025 to Jan 29, 2026
- RAUM · $176M to $203MNov 6, 2025 to Jan 29, 2026
- Accounts · 478 to 494Dec 2, 2024 to Feb 17, 2025
- HNW clients · 50 to 54Dec 2, 2024 to Feb 17, 2025
- Assets in custody · 16087478.0 to unsetDec 2, 2024 to Feb 17, 2025
- Custody of client assets · true to falseDec 2, 2024 to Feb 17, 2025
- Financial planning clients · 101-250 to 101-250Dec 2, 2024 to Feb 17, 2025
- Discretionary RAUM · $166M to $176MDec 2, 2024 to Feb 17, 2025
- HNW RAUM · $136M to $147MDec 2, 2024 to Feb 17, 2025
- Individual RAUM · $29.6M to $28.9MDec 2, 2024 to Feb 17, 2025
- RAUM · $166M to $176MDec 2, 2024 to Feb 17, 2025
- Accounts · 491 to 478Sep 15, 2023 to Mar 14, 2024
- Individual clients · 67 to 71Sep 15, 2023 to Mar 14, 2024
- Assets in custody · $31.7M to $16.1MSep 15, 2023 to Mar 14, 2024
- Discretionary RAUM · $144M to $166MSep 15, 2023 to Mar 14, 2024
- HNW RAUM · $121M to $136MSep 15, 2023 to Mar 14, 2024
- Individual RAUM · $23.3M to $29.6MSep 15, 2023 to Mar 14, 2024
- RAUM · $144M to $166MSep 15, 2023 to Mar 14, 2024
- Accounts · 481 to 491Mar 26, 2022 to Mar 27, 2023
- Individual clients · 69 to 67Mar 26, 2022 to Mar 27, 2023
- Assets in custody · $43.2M to $31.7MMar 26, 2022 to Mar 27, 2023
- Insurance-licensed employees · 1 to 0Mar 26, 2022 to Mar 27, 2023
- Discretionary RAUM · $165M to $144MMar 26, 2022 to Mar 27, 2023
- HNW RAUM · $137M to $121MMar 26, 2022 to Mar 27, 2023
- Individual RAUM · $27.6M to $23.3MMar 26, 2022 to Mar 27, 2023
- RAUM · $165M to $144MMar 26, 2022 to Mar 27, 2023
- Accounts · 421 to 481Mar 5, 2021 to Mar 24, 2022
- HNW clients · 43 to 50Mar 5, 2021 to Mar 24, 2022
- Individual clients · 67 to 69Mar 5, 2021 to Mar 24, 2022
- Assets in custody · $132M to $43.2MMar 5, 2021 to Mar 24, 2022
- Discretionary RAUM · $135M to $165MMar 5, 2021 to Mar 24, 2022
- HNW RAUM · $108M to $137MMar 5, 2021 to Mar 24, 2022
- Individual RAUM · $26.6M to $27.6MMar 5, 2021 to Mar 24, 2022
- RAUM · $135M to $165MMar 5, 2021 to Mar 24, 2022
Signals
2 dated events
- Henry James Moore (Vice President) appeared on Schedule A of C••••••• F•••••••• P•••••••• L••Mar 14, 2024 · Control person joined · fact
- C••••••• F•••••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Feb 6, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 239-454-5333reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- CAMBELLFP.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 239-454-5333reportedpublic record, Form ADV, May 5, 2026
- Contact form
- campbellfp.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $101Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026