DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Excellere Partners
Legal name Excellere Capital Management LLC
Latest filing Sep 11, 2026
First filing on the tape Mar 29, 2012 · 24 filings
SEC status approved since Jan 18, 2007
RAUM
$2.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
26
22 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$2.3B as of Mar 30, 2026
Mar 29, 2012$674M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 25, 20130 then
Employees (5.A)26 as of Mar 30, 2026
Mar 25, 201313 then
Private funds5 as of Mar 30, 2026
Mar 29, 20122 then
RAUM +0.8% over the last fiscal year+3.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 11, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $451MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.3B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Excellere Capital Fund IV, L.P. | Private Equity Fund | $930M | 47 | Mar 30, 2022 |
| Excellere Capital Fund III, L.P. | Private Equity Fund | $845M | 39 | Mar 28, 2016 |
| Excellere Capital Fund II, L.P. | Private Equity Fund | $240M | 30 | Mar 29, 2012 |
| Excellere Cdl Co-Invest, L.P. | Private Equity Fund | $83.0M | 15 | Mar 30, 2022 |
| Excellere Capital Fund, LPno longer reported | Private Equity Fund | $29.7M | 24 | Mar 29, 2012 |
| Excellere Sca Co-Invest, L.P. | Private Equity Fund | $8.3M | 2 | Mar 30, 2022 |
Owners and control persons
Schedule A and B, latest filing
- Joseph Bradford Cornell · Managing Membercontrolsince 01/2020 · owns 25% to 50%
- David Donald Michael Geldart · Chief Compliance Officer And Partnercontrolsince 03/2016 · owns less than 5%
- Ryan Christopher Glaws · Managing Membercontrolsince 01/2020 · owns 25% to 50%
- Charles Matthew Hicks · Managing Membercontrolsince 01/2020 · owns 25% to 50%
- Patrick O'Keefe · Managing Membercontrolsince 01/2020 · owns 25% to 50%
- Edward Mark Sparrow · Vp Of Financecontrolsince 05/2024 · owns less than 5%
Related persons
Schedule D 7.A
- Excellere Partners II LLCpooled vehicle sponsorn
- Excellere Partners III LLCpooled vehicle sponsorn
- Excellere Partners IV LLCpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · to unsetMar 30, 2026 to Sep 11, 2026
- Private funds · 5 to unsetMar 30, 2026 to Sep 11, 2026
- Succession · false to unsetMar 30, 2026 to Sep 11, 2026
- Advisory employees · 21 to 22Mar 28, 2025 to Mar 30, 2026
- Employees · 25 to 26Mar 28, 2025 to Mar 30, 2026
- Financial planning clients · 0 to Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $2.2B to $2.3BMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $2.2B to $2.3BMar 28, 2025 to Mar 30, 2026
- RAUM · $2.2B to $2.3BMar 28, 2025 to Mar 30, 2026
- Financial planning clients · 0 to 0Aug 27, 2024 to Mar 28, 2025
- Discretionary RAUM · $2.1B to $2.2BAug 27, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $2.1B to $2.2BAug 27, 2024 to Mar 28, 2025
- RAUM · $2.1B to $2.2BAug 27, 2024 to Mar 28, 2025
- Advisory employees · 18 to 21Mar 31, 2023 to Mar 28, 2024
- Employees · 21 to 25Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $2.0B to $2.1BMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $2.0B to $2.1BMar 31, 2023 to Mar 28, 2024
- RAUM · $2.0B to $2.1BMar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $2.3B to $2.0BMar 30, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $2.3B to $2.0BMar 30, 2022 to Mar 31, 2023
- RAUM · $2.3B to $2.0BMar 30, 2022 to Mar 31, 2023
- Accounts · 2 to 5Mar 30, 2021 to Mar 30, 2022
- Advisory employees · 15 to 18Mar 30, 2021 to Mar 30, 2022
- Pooled vehicle clients · 2 to 5Mar 30, 2021 to Mar 30, 2022
- Employees · 17 to 21Mar 30, 2021 to Mar 30, 2022
- Financial planning clients · 1-10 to 0Mar 30, 2021 to Mar 30, 2022
- Private funds · 2 to 5Mar 30, 2021 to Mar 30, 2022
- Discretionary RAUM · $1.1B to $2.3BMar 30, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $1.1B to $2.3BMar 30, 2021 to Mar 30, 2022
- RAUM · $1.1B to $2.3BMar 30, 2021 to Mar 30, 2022
- Discretionary RAUM · $961M to $1.1BMar 23, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $961M to $1.1BMar 23, 2020 to Mar 30, 2021
- RAUM · $961M to $1.1BMar 23, 2020 to Mar 30, 2021
- Accounts · 3 to 2Feb 20, 2020 to Mar 23, 2020
- Advisory employees · 17 to 15Feb 20, 2020 to Mar 23, 2020
- Pooled vehicle clients · 3 to 2Feb 20, 2020 to Mar 23, 2020
- Employees · 18 to 17Feb 20, 2020 to Mar 23, 2020
- Private funds · 3 to 2Feb 20, 2020 to Mar 23, 2020
- Discretionary RAUM · $1.1B to $961MFeb 20, 2020 to Mar 23, 2020
- Pooled vehicle RAUM · $1.1B to $961MFeb 20, 2020 to Mar 23, 2020
Signals
5 dated events
- Cheryl Jacqueline Vedra (Chief Financial Officer) no longer on Schedule A of Excellere Partners (listed 2024-03-28, absent 2024-08-27)Aug 27, 2024 · Control person left · inference
- Edward Mark Sparrow (Vp Of Finance) appeared on Schedule A of Excellere PartnersAug 27, 2024 · Control person joined · fact
- Excellere Partners reported RAUM $2.3B, up 102% from $1.1B (2021-03-30 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Cheryl Jacqueline Vedra (Chief Financial Officer) appeared on Schedule A of Excellere PartnersMar 30, 2022 · Control person joined · fact
- Lawrence David Kessenich (Managing Member Of Excellere Capital Management) no longer on Schedule A of Excellere Partners (listed 2019-03-25, absent 2020-02-20)Feb 20, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- Excellere Partners · Independent Sponsorsshared crd · capital_provider
- Excellere Partners · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/excellere-partnersreportedpublic record, Form ADV, Sep 17, 2026
- Website
- EXCELLERE.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 303-765-2400reportedpublic record, Form ADV, Sep 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026