DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••••••• I••••••••• M••••••••• L••
Latest filing Mar 13, 2026
First filing on the tape Feb 14, 2012 · 16 filings
SEC status approved since Feb 8, 2007
RAUM
$45.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$45.0M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$45.0M as of Mar 13, 2026
Feb 14, 2012$43.1M then
HNW client RAUM$45.0M as of Mar 13, 2026
Feb 7, 2018$55.4M then
State-registered IARs (5.B.3)0 as of Mar 13, 2026
Feb 14, 20120 then
Employees (5.A)2 as of Mar 13, 2026
Jan 18, 20132 then
Private funds: no history
RAUM n/a over the last fiscal year-3.9% a year over three
Practice profile
derived from the filing of Mar 13, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.5MderivedHNW RAUM over HNW clients
- Average account
- $3.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$45.0M100%
- Individual clients
- n/areported
- HNW clients
- 10reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 15reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A•••••• S•••••• D••••• · Chief Compliance Officer / Chief Executive Officercontrolsince 12/2006 · owns 75% or more
- A•••••• R••• Q••••• · Managing Membersince 11/2007 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 11 to 15Jun 3, 2025 to Mar 13, 2026
- HNW clients · 11 to 10Jun 3, 2025 to Mar 13, 2026
- Discretionary RAUM · $34.0M to $45.0MJun 3, 2025 to Mar 13, 2026
- HNW RAUM · $34.0M to $45.0MJun 3, 2025 to Mar 13, 2026
- RAUM · $34.0M to $45.0MJun 3, 2025 to Mar 13, 2026
- Accounts · 25 to 11Jan 31, 2023 to Jun 3, 2025
- HNW clients · 20 to 11Jan 31, 2023 to Jun 3, 2025
- Pension plan clients · 5.0 to unsetJan 31, 2023 to Jun 3, 2025
- Financial planning clients · 0 to 0Jan 31, 2023 to Jun 3, 2025
- Discretionary RAUM · $50.6M to $34.0MJan 31, 2023 to Jun 3, 2025
- HNW RAUM · $41.6M to $34.0MJan 31, 2023 to Jun 3, 2025
- Pension RAUM · 9084598.0 to unsetJan 31, 2023 to Jun 3, 2025
- RAUM · $50.6M to $34.0MJan 31, 2023 to Jun 3, 2025
- Accounts · 23 to 25Jan 31, 2022 to Jan 31, 2023
- HNW clients · 22 to 20Jan 31, 2022 to Jan 31, 2023
- Pension plan clients · 1 to 5Jan 31, 2022 to Jan 31, 2023
- Discretionary RAUM · $62.2M to $50.6MJan 31, 2022 to Jan 31, 2023
- HNW RAUM · $59.0M to $41.6MJan 31, 2022 to Jan 31, 2023
- Pension RAUM · $3.2M to $9.1MJan 31, 2022 to Jan 31, 2023
- RAUM · $62.2M to $50.6MJan 31, 2022 to Jan 31, 2023
- Accounts · 22 to 23Feb 22, 2021 to Jan 31, 2022
- HNW clients · 21 to 22Feb 22, 2021 to Jan 31, 2022
- Discretionary RAUM · $50.7M to $62.2MFeb 22, 2021 to Jan 31, 2022
- HNW RAUM · $48.4M to $59.0MFeb 22, 2021 to Jan 31, 2022
- Pension RAUM · $2.4M to $3.2MFeb 22, 2021 to Jan 31, 2022
- RAUM · $50.7M to $62.2MFeb 22, 2021 to Jan 31, 2022
- Accounts · 21 to 22Jun 22, 2020 to Feb 22, 2021
- Pension plan clients · unset to 1.0Jun 22, 2020 to Feb 22, 2021
- Discretionary RAUM · $43.4M to $50.7MJun 22, 2020 to Feb 22, 2021
- HNW RAUM · $43.4M to $48.4MJun 22, 2020 to Feb 22, 2021
- Pension RAUM · $0 to $2.4MJun 22, 2020 to Feb 22, 2021
- RAUM · $43.4M to $50.7MJun 22, 2020 to Feb 22, 2021
- HNW clients · 29 to 21Feb 20, 2019 to Jan 22, 2020
- Discretionary RAUM · $46.9M to $43.4MFeb 20, 2019 to Jan 22, 2020
- HNW RAUM · $46.9M to $43.4MFeb 20, 2019 to Jan 22, 2020
- RAUM · $46.9M to $43.4MFeb 20, 2019 to Jan 22, 2020
- Accounts · 29 to 21Feb 20, 2019 to Jan 22, 2020
- Accounts · 31 to 29Feb 7, 2018 to Feb 20, 2019
- HNW clients · 31 to 29Feb 7, 2018 to Feb 20, 2019
- Discretionary RAUM · $55.4M to $46.9MFeb 7, 2018 to Feb 20, 2019
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 570-708-8400reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 855-834-8495reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- BRYDENA•••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-850-1127reportedpublic record, Form ADV, Mar 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026