DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

P•••••• R••••••• • R•••••••

Former SEC-registered adviserCRD 143203SEC 801-67566IAPD
Legal name R••••••••• I•••
Latest filing Nov 25, 2019
First filing on the tape Jan 30, 2012 · 11 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
0 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 30, 2018
Jan 30, 20120 then
Employees (5.A)12 as of Apr 30, 2018
Feb 6, 20136 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Nov 25, 2019; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
otherreportedItem 5.E
Advisory activities
otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
n/areported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
n/areported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • B••••••••• R•••• · Chief Compliance Officercontrol
        since 03/2003 · owns less than 5%
      • B••••••••• R•••• · Ceocontrol
        since 03/2019 · owns F of R••••••••• I•••
      Entity owners
      • R••••••••• I••• · Owner
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Legal name · P•••••• INTERNET PROPERTIES, INC. to R••••••••• I•••
        Apr 5, 2019 to Apr 8, 2019
      • Advisory activities · 2 to 1
        Apr 30, 2018 to Apr 5, 2019
      • Employees · 10 to 12
        Nov 17, 2017 to Apr 30, 2018
      • Charity clients · unset to 0.0
        Mar 18, 2016 to Nov 17, 2017
      • Corporate clients · unset to 0.0
        Mar 18, 2016 to Nov 17, 2017
      • HNW clients · unset to 0.0
        Mar 18, 2016 to Nov 17, 2017
      • Individual clients · unset to 0.0
        Mar 18, 2016 to Nov 17, 2017
      • Pension plan clients · unset to 0.0
        Mar 18, 2016 to Nov 17, 2017
      • Pooled vehicle clients · unset to 0.0
        Mar 18, 2016 to Nov 17, 2017
      • Employees · 7 to 10
        Mar 18, 2016 to Nov 17, 2017
      • Other offices · unset to 0.0
        Mar 18, 2016 to Nov 17, 2017
      • Advisory activities · 1 to 2
        May 5, 2015 to Mar 18, 2016
      • Advisory activities · 2 to 1
        Mar 10, 2014 to May 5, 2015
      • Employees · 6 to 7
        Mar 10, 2014 to May 5, 2015
      • Business name · P•••••• R••••••• to P•••••• R••••••• • R•••••••
        Jun 27, 2013 to Mar 10, 2014
      • Financial planning clients · unset to 0
        Jun 27, 2013 to Mar 10, 2014
      • Advisory employees · unset to 0.0
        Jan 30, 2012 to Feb 6, 2013
      • Business name · P•••••• D••••••••• • R••••••••• I••• to P•••••• R•••••••
        Jan 30, 2012 to Feb 6, 2013
      • Employees · unset to 6.0
        Jan 30, 2012 to Feb 6, 2013
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026