DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H•••• C•••••• M••••••••• L••
Latest filing Apr 1, 2026
First filing on the tape Mar 26, 2012 · 21 filings
SEC status approved since Mar 7, 2007
RAUM
$729M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$729M as of Apr 1, 2026
Mar 26, 2012$928M then
HNW client RAUM: $18.7M
State-registered IARs (5.B.3)0 as of Apr 1, 2026
Mar 26, 20120 then
Employees (5.A)11 as of Apr 1, 2026
Mar 26, 20138 then
Private funds: no history
RAUM +35% over the last fiscal year+21% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 1, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $72.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 4.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +35%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companies, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$597M82%
- Corporations and businesses$99.7M14%
- Pension and profit-sharing plans$32.7M4.5%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.82 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H••••• J•••••• R••••• · Principal And Director, Chief Executive Officer, Chief Investment Officercontrolsince 02/2007 · owns less than 5%
- T•••••• G•••• E••••• · Principal And Director, Chief Operating Officer, Chief Compliance Officercontrolsince 03/2007 · owns less than 5%
- H••••• J•••••• R••••• · Ownercontrolsince 12/2012 · owns 75% or more of J•• E••••••••• I•••
Entity owners
- H•••• C•••••• H••••••• L•• · Managing Memberdirect · owns 75% or more
- J•• E••••••••• I••• · Memberindirect · owns 75% or more of H•••• C•••••• H••••••• L••
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Employees · 10 to 11Mar 25, 2025 to Mar 30, 2026
- Discretionary RAUM · $542M to $729MMar 25, 2025 to Mar 30, 2026
- Pension RAUM · $31.6M to $32.7MMar 25, 2025 to Mar 30, 2026
- RAUM · $542M to $729MMar 25, 2025 to Mar 30, 2026
- Accounts · 13 to 10Mar 25, 2024 to Mar 25, 2025
- Advisory employees · 7 to 6Mar 25, 2024 to Mar 25, 2025
- Corporate clients · unset to 5.0Mar 25, 2024 to Mar 25, 2025
- Financial planning clients · unset to Mar 25, 2024 to Mar 25, 2025
- Discretionary RAUM · $426M to $542MMar 25, 2024 to Mar 25, 2025
- Pension RAUM · $110M to $31.6MMar 25, 2024 to Mar 25, 2025
- RAUM · $426M to $542MMar 25, 2024 to Mar 25, 2025
- Accounts · 12 to 13Mar 17, 2023 to Mar 25, 2024
- Discretionary RAUM · $417M to $426MMar 17, 2023 to Mar 25, 2024
- Pension RAUM · $105M to $110MMar 17, 2023 to Mar 25, 2024
- RAUM · $417M to $426MMar 17, 2023 to Mar 25, 2024
- Advisory employees · 6 to 7Mar 30, 2022 to Mar 17, 2023
- Discretionary RAUM · $398M to $417MMar 30, 2022 to Mar 17, 2023
- Pension RAUM · $97.8M to $105MMar 30, 2022 to Mar 17, 2023
- RAUM · $398M to $417MMar 30, 2022 to Mar 17, 2023
- Accounts · 11 to 12Mar 23, 2021 to Mar 30, 2022
- Employees · 11 to 10Mar 23, 2021 to Mar 30, 2022
- Discretionary RAUM · $329M to $398MMar 23, 2021 to Mar 30, 2022
- Pension RAUM · $103M to $97.8MMar 23, 2021 to Mar 30, 2022
- RAUM · $329M to $398MMar 23, 2021 to Mar 30, 2022
- Accounts · 14 to 11Mar 27, 2020 to Mar 23, 2021
- Pension plan clients · 5.0 to unsetMar 27, 2020 to Mar 23, 2021
- Discretionary RAUM · $805M to $329MMar 27, 2020 to Mar 23, 2021
- Pension RAUM · $283M to $103MMar 27, 2020 to Mar 23, 2021
- RAUM · $805M to $329MMar 27, 2020 to Mar 23, 2021
- Accounts · 22 to 14Mar 28, 2019 to Mar 27, 2020
- Advisory activities · 5 to 4Mar 28, 2019 to Mar 27, 2020
- Pension plan clients · 9 to 5Mar 28, 2019 to Mar 27, 2020
- Discretionary RAUM · $1.2B to $805MMar 28, 2019 to Mar 27, 2020
- Pension RAUM · $302M to $283MMar 28, 2019 to Mar 27, 2020
- RAUM · $1.2B to $805MMar 28, 2019 to Mar 27, 2020
- Accounts · 30 to 22Mar 28, 2018 to Mar 28, 2019
- Pension plan clients · 13 to 9Mar 28, 2018 to Mar 28, 2019
- Pooled vehicle clients · 1.0 to unsetMar 28, 2018 to Mar 28, 2019
- Discretionary RAUM · $1.9B to $1.2BMar 28, 2018 to Mar 28, 2019
- HNW RAUM · 18732882.0 to unsetMar 28, 2018 to Mar 28, 2019
Signals
6 dated events
- H•••• C•••••• M••••••••• L•• reported RAUM $729.2M, up 35% from $541.5M (2025-03-25 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- H•••• C•••••• M••••••••• L•• reported RAUM $541.5M, up 27% from $426.1M (2024-03-25 to 2025-03-25)Mar 25, 2025 · RAUM change · derived
- H•••• C•••••• M••••••••• L•• reported RAUM $328.9M, down 59% from $805.4M (2020-03-27 to 2021-03-23)Mar 23, 2021 · RAUM change · derived
- H•••• C•••••• M••••••••• L•• reported RAUM $805.4M, down 30% from $1.2B (2019-03-28 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- H•••• C•••••• M••••••••• L•• reported RAUM $1.2B, down 38% from $1.9B (2018-03-28 to 2019-03-28)Mar 28, 2019 · RAUM change · derived
- H•••• C•••••• M••••••••• L•• reported RAUM $1.9B, down 33% from $2.8B (2017-03-20 to 2018-03-28)Mar 28, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/huber-capital-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H••••CAP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 310-207-8400reportedpublic record, Form ADV, Apr 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026