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B••• C••••••• L••

Former SEC-registered adviserFormer SEC adviser2 private funds· Boston, Massachusetts

Former SEC-registered adviser, based in Boston, Massachusetts, reporting $103M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$103M
Form ADV
Advisors
Not applicable
Net advisor flow, 12 months
Not applicable
RAUM change, last fiscal year
-34%
Form ADV, consecutive annual filings
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 143399 · SEC 801-67639 · 6 filingsShow
CRD 143399SEC 801-67639First filing on the tape Mar 1, 2012, latest Mar 21, 2016IAPD
RAUM
$103M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
2
$54.6M gross assets
History
6 filings and snapshots on the tape
RAUM$103M as of Mar 21, 2016
Mar 1, 2012$91.9M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 21, 2016
Mar 21, 20130 then
Employees (5.A)4 as of Mar 21, 2016
Mar 21, 20134 then
Private funds2 as of Mar 21, 2016
Mar 1, 20123 then
RAUM -34% over the last fiscal year+1.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 21, 2016; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$51.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-34%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$103M, 2 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$103M for 2 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      3 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      B••• C•••••• O••••••• F••• I• L••Hedge Fund$48.5M4Mar 1, 2012
      B••• C•••••• O••••••• F••• L••Hedge Fund$36.1M10Mar 1, 2012
      B••• C•••••• F••• L•Hedge Fund$6.1M6Mar 1, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • M•••••• B••••• P•••••• · Chief Compliance Officercontrol
        since 03/2011 · owns less than 5%
      • T•••• G•••••• W••••••••• · Managing Membercontrol
        since 08/2006 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 3 to 2
        Feb 20, 2015 to Mar 21, 2016
      • Advisory employees · 3 to 2
        Feb 20, 2015 to Mar 21, 2016
      • Assets in custody · $212M to $103M
        Feb 20, 2015 to Mar 21, 2016
      • Employees · 5 to 4
        Feb 20, 2015 to Mar 21, 2016
      • Private funds · 3 to 2
        Feb 20, 2015 to Mar 21, 2016
      • Discretionary RAUM · $156M to $103M
        Feb 20, 2015 to Mar 21, 2016
      • RAUM · $156M to $103M
        Feb 20, 2015 to Mar 21, 2016
      • Advisory employees · 2 to 3
        Mar 19, 2014 to Feb 20, 2015
      • Assets in custody · $152M to $212M
        Mar 19, 2014 to Feb 20, 2015
      • Employees · 4 to 5
        Mar 19, 2014 to Feb 20, 2015
      • Discretionary RAUM · $152M to $156M
        Mar 19, 2014 to Feb 20, 2015
      • RAUM · $152M to $156M
        Mar 19, 2014 to Feb 20, 2015
      • Assets in custody · $131M to $152M
        Oct 15, 2013 to Mar 19, 2014
      • Financial planning clients · 0 to unset
        Oct 15, 2013 to Mar 19, 2014
      • Discretionary RAUM · $131M to $152M
        Oct 15, 2013 to Mar 19, 2014
      • RAUM · $131M to $152M
        Oct 15, 2013 to Mar 19, 2014
      • Assets in custody · $99.4M to $131M
        Mar 21, 2013 to Oct 15, 2013
      • Discretionary RAUM · $99.4M to $131M
        Mar 21, 2013 to Oct 15, 2013
      • RAUM · $99.4M to $131M
        Mar 21, 2013 to Oct 15, 2013
      • Advisory employees · unset to 2.0
        Mar 1, 2012 to Mar 21, 2013
      • Assets in custody · $91.9M to $99.4M
        Mar 1, 2012 to Mar 21, 2013
      • Employees · unset to 4.0
        Mar 1, 2012 to Mar 21, 2013
      • State-registered IARs · unset to 0.0
        Mar 1, 2012 to Mar 21, 2013
      • Discretionary RAUM · $91.9M to $99.4M
        Mar 1, 2012 to Mar 21, 2013
      • RAUM · $91.9M to $99.4M
        Mar 1, 2012 to Mar 21, 2013
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026