DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••••• C•••••• M••••••••• L•
Latest filing Jul 22, 2026
First filing on the tape Mar 29, 2012 · 67 filings
SEC status approved since Feb 20, 2009
RAUM
$33B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
108
42 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
64
reported on Schedule D
History
67 filings and snapshots on the tape
RAUM$33B as of Jul 22, 2026
Mar 29, 2012$11B then
HNW client RAUM$0 as of Jul 22, 2026
Mar 28, 2018$0 then
State-registered IARs (5.B.3)0 as of Jul 22, 2026
Mar 29, 20120 then
Employees (5.A)108 as of Jul 22, 2026
Mar 28, 201381 then
Private funds64 as of Jul 22, 2026
Mar 29, 201228 then
RAUM +11% over the last fiscal year+8.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 22, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $287MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 27%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $268M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$22B67%
- State and municipal entities$4.9B15%
- Pension and profit-sharing plans$3.7B11%
- Investment companies$2.1B6.5%
- Insurance companies$184M0.6%
- Corporations and businesses$68.2M0.2%
- Sovereign wealth funds$9.0M0.0%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 18reported
- Charitable clients
- 0reported
- Accounts
- 115reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $268M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.73 institutional_share=0.27 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
126 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B•••••• S••••••••• C••••• F••• L••• | Hedge Fund | $1.5B | 2 | Jul 22, 2014 |
| B•••••• C••••• F••• I• L••• | Hedge Fund | $1.2B | 2 | Mar 29, 2012 |
| B•••••• S••••••••• C••••• O••••••• F••• L••• | Hedge Fund | $1.1B | 21 | Jul 22, 2014 |
| B•••••• L•••••••• C•••••• S••••••••• F••• L••• | Hedge Fund | $856M | 2 | Mar 29, 2012 |
| B•••••• C••••• O••••••• F••• I• L••• | Hedge Fund | $830M | 17 | Mar 29, 2012 |
| B•••••• O••••••••• C••••• L•• F••• L••• | Hedge Fund | $823M | 3 | Nov 7, 2013 |
| B•••••• C••••• R••••••• V•••• F••• L••• | Hedge Fund | $758M | 2 | 2•••-01-18 |
| B•••••••• C•• X• L••• | Securitized Asset Fund | $623M | 0 | Apr 11, 2017 |
| B•••••••• C•• X•• L••• | Securitized Asset Fund | $561M | 0 | Jan 2, 2018 |
| B•••••••• C•• X•• L••• | Securitized Asset Fund | $555M | 0 | Aug 3, 2018 |
| B•••••• H••• Y•••• F••• L••• | Hedge Fund | $531M | 1 | Jul 10, 2020 |
| B•••••• H••• Y•••• F••• L• | Hedge Fund | $530M | 12 | Mar 30, 2021 |
| B•••••• C••••• R••••••• V•••• O••••••• F••• L••• | Hedge Fund | $497M | 10 | 2•••-01-18 |
| B•••••••• C•• I• L••• | Securitized Asset Fund | $478M | 0 | Mar 31, 2015 |
| B•••••• L•••••••• C•••••• S••••••••• O••••••• L••• | Hedge Fund | $453M | 8 | Mar 29, 2012 |
| A••••• E••• C•• I• D••••••••• A••••••• C•••••• | Securitized Asset Fund | $444M | 0 | Mar 26, 2024 |
| A••••• E••• C•• I•• D••••••••• A••••••• C•••••• | Securitized Asset Fund | $442M | 0 | Mar 26, 2024 |
| B•••••••• C•• V••• L••• | Securitized Asset Fund | $423M | 0 | Feb 24, 2015 |
| A••••• E••• C•• I• D••••••••• A••••••• C•••••• | Securitized Asset Fund | $401M | 0 | Mar 26, 2024 |
| B•••••••• C•• X•••• L••• | Securitized Asset Fund | $397M | 0 | May 21, 2021 |
| B•••••••• C•• X• L••• | Securitized Asset Fund | $396M | 0 | Feb 18, 2016 |
| B•••••••• C•• X•• L••• | Securitized Asset Fund | $394M | 0 | Jan 4, 2021 |
| B•••••••• C•• 1• L••• | Securitized Asset Fund | $393M | 0 | Mar 30, 2021 |
| B•••••••• C•• X• L••• | Securitized Asset Fund | $393M | 0 | Jul 19, 2019 |
| B•••••••• C•• X• L••• | Securitized Asset Fund | $392M | 0 | Jan 4, 2021 |
| A••••• E••• C•• I• D••••••••• A••••••• C•••••• | Securitized Asset Fund | $392M | 0 | Mar 26, 2024 |
| B•••••••• C•• 1• L••• | Securitized Asset Fund | $392M | 0 | Mar 30, 2021 |
| B•••••••• C•• I•• L•••no longer reported | Securitized Asset Fund | $392M | 0 | Feb 8, 2013 |
| B•••••••• C•• X•• L••• | Securitized Asset Fund | $391M | 0 | May 21, 2021 |
| B•••••••• C•• X•• L••• | Securitized Asset Fund | $391M | 0 | Jul 19, 2019 |
| B•••••••• C•• X••• L••• | Securitized Asset Fund | $391M | 0 | May 21, 2021 |
| B•••••• D••• F•••••• I• L••• | Securitized Asset Fund | $362M | 0 | Apr 25, 2018 |
| A••••• E••• C•• V• D••••••••• A••••••• C•••••• | Securitized Asset Fund | $334M | 0 | Mar 26, 2024 |
| B•••••• C••••• F••• I• L• | Hedge Fund | $332M | 16 | Mar 29, 2012 |
| B•••••• L••• F••• L••• | Hedge Fund | $312M | 1 | 2•••-05-12 |
| B•••••• L••• O••••••• F••• L••• | Hedge Fund | $312M | 7 | 2•••-05-12 |
| B•••••• O••••••••• F••• I• L• | Hedge Fund | $305M | 5 | Nov 28, 2023 |
| B•••••• O••••••••• O••••••• F••• I• L• | Hedge Fund | $303M | 3 | Nov 28, 2023 |
| B•••••••• C•• X••• L••• | Securitized Asset Fund | $295M | 0 | 2•••-03-01 |
| B•••••• D••• F•••••• I•• L••• | Securitized Asset Fund | $294M | 0 | Oct 15, 2018 |
Owners and control persons
Schedule A and B, latest filing
- M•••••• D•••••• E•••• · Chief Investment Officer/Managing Partnercontrolsince 01/2007 · owns 25% to 50%
- D••••••• R••••••• •••• · Trusteecontrolsince 01/2023 · owns F of M••••• 2••• T••••
- M•••••• D•••••• E•••• · Managing Membercontrolsince 07/2014 · owns 75% or more of B•••••• C•••••• M••••••••• G•• L••
- A••••••• D•••••• H••••• · Chief Compliance Officer/Counselsince 01/2023 · owns less than 5%
- B•••••••• K••••• •••• · Senior Analystsince 01/2018 · owns less than 5%
- B•••••• J•••• C•••••• · Senior Analystsince 01/2••• · owns less than 5%
- B•••••• S•••••• A•••• · Portfolio Manager, Head Of S••••••••• Creditsince 01/2011 · owns 5% to 10%
- C••••••••• A••••••••• •••• · Research Analystsince 01/2024 · owns less than 5%
- C•••••• C••••••••• •••• · Senior Director/Senior Counsel - Restructuring And P•••••• Creditsince 01/2020 · owns less than 5%
- C••••••••• P••••••• V•••••• · Chief Financial Officersince 01/2016 · owns less than 5%
- D••••••• A••••• M•••••• · General Counsel/Chief Operating Officersince 01/2••• · owns less than 5%
- D••••••• R••••••• •••• · Co-Head Of Tradingsince 01/2007 · owns 5% to 10%
- G•••••• R••••••• J••••• · Head Of Corporate Credit Researchsince 06/2009 · owns less than 5%
- H••••••• B••••• W•••••• · Chief Technology & Information Officersince 01/2011 · owns less than 5%
- K•••••••• M••••••• L••••••• · Portfolio Manager-Cmbs And Real Estate O•••••••••since 01/2••• · owns less than 5%
- L•••••• L••• A•••••• · Senior Analystsince 01/2023 · owns less than 5%
- L••• J••••• Y••• · Head Of P•••••• Creditsince 11/2••• · owns less than 5%
- L••••••••• H•••••• R••••• · Director Of Risksince 01/2021 · owns less than 5%
- L•••• R••••••• •••• · Senior Vice President, Finance/Chief Administrative Officersince 08/2009 · owns less than 5%
- O•••••• T•••••• M•••••• · Head Of E•••••An Investmentssince 01/2020 · owns less than 5%
- P•••••• D••••••• C•••••• · Co-Chief Investment Officer, Portfolio Manager Of H••• Y••••, Bank L•••S, And O••••••••• Creditsince 03/2007 · owns 10% to 25%
- P•••••• J•••••• R••• · Head Of Clo Capital Marketssince 01/2020 · owns less than 5%
- P•••••• M••••••• H••••••• · Head Of S•••S And Special Situationssince 01/2018 · owns less than 5%
- P••••••••• A•••••• L••••••• · Global Clo Portfolio Managersince 01/2••• · owns less than 5%
- R•••• P••••••• G••••• · Senior Analystsince 01/2020 · owns less than 5%
- S•••••• S••••• •••• · Senior Analyst/Portfolio Manager - Tech And Innovation Capitalsince 01/2018 · owns less than 5%
- S•••••• M••• A•••••• · Senior Analyst/Portfolio Manager - Fig And Specialty Financesince 01/2021 · owns less than 5%
- S•••••• G••••••• A••••• · Head Of Portfolio Strategysince 06/2011 · owns less than 5%
- T••••••• G•••••• •••• · Portfolio Managersince 01/2••• · owns less than 5%
- T••••••• J•••••• D••••• · Director Of Marketingsince 01/2018 · owns less than 5%
Entity owners
- B•••••• C•••••• M••••••••• G•• L•• · General Partnerdirect · owns less than 5%
- A•••••• F•••••• L•• · Limited Partnerdirect · owns 5% to 10%
- M••••• 2••• T•••• · Limited Partnerdirect · owns 5% to 10%
- A•• A••••••••• L•• · Memberindirect · owns 75% or more of A•••• M••••••••• F••••••• L••
- A•••• M••••••••• F•••••• C••••••••• · Memberindirect · owns 75% or more of A•• A••••••••• L••
- A•••• M••••••••• F••••••• L•• · Memberindirect · owns 75% or more of A•••••• F•••••• L••
- C••••• S••••• · Shareholderindirect · owns 75% or more of C••••• S••••• H••••••• ••••• I•••
- C••••• S••••• G•••• A• · Shareholderindirect · owns 75% or more of C••••• S••••• · public reporting company
- C••••• S••••• H••••••• ••••• I••• · Shareholderindirect · owns 75% or more of A•••• M••••••••• F•••••• C•••••••••
Related persons
Schedule D 7.A
- B•••••• C•••••• E••••• M••••••••• L••pooled vehicle sponsorn
- B•••••• C•••••• G•• L••pooled vehicle sponsorn
- B•••••• C•••••• U• L••investment adviserbankyRAUM $31B
- B•••••• O••••••••• F••• I• G•• L••pooled vehicle sponsorn
- B•••••• P•••••• C••••• S•••••••• G•• L••pooled vehicle sponsorn
Advisers that list B•••••• C•••••• M••••••••• L• as a related person
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Private funds · 62 to 64Apr 28, 2026 to Jul 22, 2026
- Private funds · 61 to 62Mar 31, 2026 to Apr 28, 2026
- Accounts · 140 to 115Feb 2, 2026 to Mar 31, 2026
- Advisory employees · 43 to 42Feb 2, 2026 to Mar 31, 2026
- Pension plan clients · 23 to 18Feb 2, 2026 to Mar 31, 2026
- Pooled vehicle clients · 96 to 77Feb 2, 2026 to Mar 31, 2026
- Assets in custody · $249M to $268MFeb 2, 2026 to Mar 31, 2026
- Employees · 116 to 108Feb 2, 2026 to Mar 31, 2026
- Private funds · 84 to 61Feb 2, 2026 to Mar 31, 2026
- Discretionary RAUM · $30B to $33BFeb 2, 2026 to Mar 31, 2026
- Pension RAUM · $3.1B to $3.7BFeb 2, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $20B to $22BFeb 2, 2026 to Mar 31, 2026
- RAUM · $30B to $33BFeb 2, 2026 to Mar 31, 2026
- Private funds · 82 to 84Nov 25, 2025 to Jan 20, 2026
- Private funds · 80 to 82Apr 7, 2025 to Nov 25, 2025
- Accounts · 131 to 140Feb 25, 2025 to Apr 7, 2025
- Advisory employees · 41 to 43Feb 25, 2025 to Apr 7, 2025
- Pension plan clients · 21 to 23Feb 25, 2025 to Apr 7, 2025
- Pooled vehicle clients · 88 to 96Feb 25, 2025 to Apr 7, 2025
- Assets in custody · $226M to $249MFeb 25, 2025 to Apr 7, 2025
- Employees · 119 to 116Feb 25, 2025 to Apr 7, 2025
- Financial planning clients · unset to Feb 25, 2025 to Apr 7, 2025
- Private funds · 77 to 80Feb 25, 2025 to Apr 7, 2025
- Discretionary RAUM · $28B to $30BFeb 25, 2025 to Apr 7, 2025
- Pension RAUM · $2.6B to $3.1BFeb 25, 2025 to Apr 7, 2025
- Pooled vehicle RAUM · $18B to $20BFeb 25, 2025 to Apr 7, 2025
- RAUM · $28B to $30BFeb 25, 2025 to Apr 7, 2025
- Private funds · 75 to 77May 15, 2024 to Aug 20, 2024
- Private funds · 74 to 75Mar 26, 2024 to May 15, 2024
- Accounts · 127 to 131Feb 29, 2024 to Mar 26, 2024
- Advisory employees · 42 to 41Feb 29, 2024 to Mar 26, 2024
- Pension plan clients · 19 to 21Feb 29, 2024 to Mar 26, 2024
- Pooled vehicle clients · 86 to 88Feb 29, 2024 to Mar 26, 2024
- Assets in custody · $205M to $226MFeb 29, 2024 to Mar 26, 2024
- Private funds · 72 to 74Feb 29, 2024 to Mar 26, 2024
- Discretionary RAUM · $26B to $28BFeb 29, 2024 to Mar 26, 2024
- Pension RAUM · $2.4B to $2.6BFeb 29, 2024 to Mar 26, 2024
- Pooled vehicle RAUM · $16B to $18BFeb 29, 2024 to Mar 26, 2024
- RAUM · $26B to $28BFeb 29, 2024 to Mar 26, 2024
- Private funds · 70 to 72Jun 15, 2023 to Nov 28, 2023
Signals
3 dated events
- Franklin Karl Dasher (Chief Executive Officer) no longer on Schedule A of B•••••• C•••••• M••••••••• L• (listed 2021-03-30, absent 2021-05-21)May 21, 2021 · Control person left · inference
- Franklin Karl Dasher (Chief Executive Officer) appeared on Schedule A of B•••••• C•••••• M••••••••• L•Sep 28, 2020 · Control person joined · fact
- B•••••• C•••••• M••••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)Jul 22, 2014 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
- B•••••• C•••••• M••••••••• L• · Independent Sponsorsshared crd · capital_provider
- B•••••• C•••••• M••••••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- H•••S://WWW.LINKEDIN.COM/COMPANY/B••••••-CAPITAL-MANAGEMENTreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-745-9700reportedpublic record, Form ADV, Jul 22, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026