DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••• C•••••• M••••••••• I•••
Latest filing Aug 20, 2026
First filing on the tape Mar 13, 2012 · 29 filings
SEC status approved since Aug 8, 2016
RAUM
$386M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
65%
$251M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$96.5M
derived; firm RAUM over IAPD count
Employees
8
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$386M as of Aug 20, 2026
Mar 13, 2012$58.7M then
HNW client RAUM$207M as of Aug 20, 2026
Mar 12, 2018$133M then
State-registered IARs (5.B.3)3 as of Aug 20, 2026
Mar 13, 20120 then
Employees (5.A)8 as of Aug 20, 2026
Jan 26, 20175 then
Private funds: no history
RAUM +17% over the last fiscal year+14% a year over threeIARs 2 to 3
Practice profile
derived from the filing of Aug 20, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $96.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 53derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.6MderivedHNW RAUM over HNW clients
- Average account
- $1.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 35%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -11%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$207M54%
- Pension and profit-sharing plans$121M31%
- Individuals$43.9M11%
- Charitable organizations$14.1M3.7%
- Individual clients
- 154reported
- HNW clients
- 57reported
- Pension plan clients
- 28reported
- Charitable clients
- 4reported
- Accounts
- 243reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.65 fund_share=0.0 institutional_share=0.35 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C•••••• C•••••• C•••••Chartered Financial Analyst | Salt Lake City, Ut | Oct 5, 2010 | 33 y | 2 |
| C•••• T••••• C••••• | Salt Lake City, Ut | Mar 14, 2012 | 17 y | 0 |
| J••••• E••• V••••• | Salt Lake City, Ut | Jan 21, 2026 | 17 y | 0 |
| T••••• R••••• L•• | Salt Lake City, Ut | Jul 28, 2026 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- C••••••••• G•••• H••••• to H••••• W••••• M••••••••• I•••Dec 31, 2023 · RIA to a state-registered adviser
Joined, latest
- C•••••• C•••••• C••••• from S•• C•••••• M••••••••• I•••Oct 5, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••• C••••• T••••• · Chief Operating Officer, Managing Directorcontrolsince 08/2017 · owns less than 5%
- C•••••• C••••••• C•••••• · President, Chief Compliance Officercontrolsince 01/2024 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Salt Lake City, Ut · principal | 4 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- discretionary share shiftChange between filings · filing Apr 10, 2026discretionary share of RAUM moved from 64.0% to 100.0% between the annual amendments of 2025-03-30 and 2026-04-10peers: independent wealth managers, $100M to $500M (5,678)
What changed
consecutive filings, newest first
- Accounts · 273 to 243Oct 28, 2025 to Mar 24, 2026
- Advisory employees · 2 to 3Oct 28, 2025 to Mar 24, 2026
- HNW clients · 48 to 57Oct 28, 2025 to Mar 24, 2026
- Individual clients · 189 to 154Oct 28, 2025 to Mar 24, 2026
- Pension plan clients · 32 to 28Oct 28, 2025 to Mar 24, 2026
- State-registered IARs · 2 to 3Oct 28, 2025 to Mar 24, 2026
- Discretionary RAUM · $210M to $386MOct 28, 2025 to Mar 24, 2026
- HNW RAUM · $161M to $207MOct 28, 2025 to Mar 24, 2026
- Individual RAUM · $39.0M to $43.9MOct 28, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $119M to $0Oct 28, 2025 to Mar 24, 2026
- Pension RAUM · $119M to $121MOct 28, 2025 to Mar 24, 2026
- RAUM · $329M to $386MOct 28, 2025 to Mar 24, 2026
- Accounts · 853 to 273Jul 25, 2024 to Mar 30, 2025
- HNW clients · 43 to 48Jul 25, 2024 to Mar 30, 2025
- Individual clients · 776 to 189Jul 25, 2024 to Mar 30, 2025
- Pension plan clients · 30 to 32Jul 25, 2024 to Mar 30, 2025
- Employees · 9 to 8Jul 25, 2024 to Mar 30, 2025
- Financial planning clients · 101-250 to 101-250Jul 25, 2024 to Mar 30, 2025
- Discretionary RAUM · $192M to $210MJul 25, 2024 to Mar 30, 2025
- HNW RAUM · $143M to $161MJul 25, 2024 to Mar 30, 2025
- Individual RAUM · $37.8M to $39.0MJul 25, 2024 to Mar 30, 2025
- Non-discretionary RAUM · $112M to $119MJul 25, 2024 to Mar 30, 2025
- Pension RAUM · $112M to $119MJul 25, 2024 to Mar 30, 2025
- RAUM · $304M to $329MJul 25, 2024 to Mar 30, 2025
- Accounts · 657 to 853Apr 20, 2023 to Mar 8, 2024
- Advisory employees · 3 to 2Apr 20, 2023 to Mar 8, 2024
- Charity clients · unset to 4.0Apr 20, 2023 to Mar 8, 2024
- HNW clients · 39 to 43Apr 20, 2023 to Mar 8, 2024
- Individual clients · 175 to 776Apr 20, 2023 to Mar 8, 2024
- Pension plan clients · unset to 30.0Apr 20, 2023 to Mar 8, 2024
- Assets in custody · 600000.0 to unsetApr 20, 2023 to Mar 8, 2024
- Custody of client assets · true to falseApr 20, 2023 to Mar 8, 2024
- Employees · 8 to 9Apr 20, 2023 to Mar 8, 2024
- State-registered IARs · 3 to 2Apr 20, 2023 to Mar 8, 2024
- Discretionary RAUM · $166M to $192MApr 20, 2023 to Mar 8, 2024
- HNW RAUM · $128M to $143MApr 20, 2023 to Mar 8, 2024
- Individual RAUM · $38.1M to $37.8MApr 20, 2023 to Mar 8, 2024
- Non-discretionary RAUM · $94.7M to $112MApr 20, 2023 to Mar 8, 2024
- Pension RAUM · unset to 112449702.0Apr 20, 2023 to Mar 8, 2024
- RAUM · $261M to $304MApr 20, 2023 to Mar 8, 2024
Signals
2 dated events
- C••••••••• G•••• H••••• left C••••• C•••••• M••••••••• I••• for H••••• W••••• M••••••••• I••• (registered 2024-01-02)Dec 31, 2023 · Advisor changed firm · fact
- C••••• C•••••• M••••••••• I••• filed its initial SEC registration (Form ADV)Aug 4, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@cannoncap.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 801-566-3190reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- C•••••CAP.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 801-566-3190reportedpublic record, Form ADV, Aug 20, 2026
- Team page
- CANNONCAP.COM/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $96.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026