DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
G••••••• A•••• A•••••••• L••
Latest filing Aug 3, 2026
First filing on the tape Dec 19, 2011 · 17 filings
SEC status approved since Mar 15, 2021
RAUM
$278M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
98%
$273M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$34.8M
derived; firm RAUM over IAPD count
Employees
8
8 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$278M as of Aug 3, 2026
Jan 26, 2012$50.8M then
HNW client RAUM$106M as of Aug 3, 2026
Mar 17, 2022$36.4M then
State-registered IARs (5.B.3)8 as of Aug 3, 2026
Jan 26, 20120 then
Employees (5.A)8 as of Aug 3, 2026
Mar 17, 20227 then
Private funds: no history
RAUM +13% over the last fiscal year+19% a year over threeIARs 8 to 8
Practice profile
derived from the filing of Aug 3, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $34.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 150derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.1MderivedHNW RAUM over HNW clients
- Average account
- $212,616derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 1.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.6derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +46%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $253M, 1,126 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$167M60%
- High-net-worth individuals$106M38%
- Charitable organizations$4.2M1.5%
- Corporations and businesses$1.2M0.4%
- Individual clients
- 1,099reported
- HNW clients
- 97reported
- Pension plan clients
- n/areported
- Charitable clients
- 4reported
- Accounts
- 1,309reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $253M for 1,126 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=true related_bank=false bd_reps=8.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••• H••••• K•••••••• | Wyomissing, Pa | Oct 10, 2017 | 34 y | 1 |
| D•••• L•• N••••• | Mechanicsburg, Pa | Oct 11, 2017 | 15 y | 1 |
| J•••• M•••• G••••••• | Mechanicsburg, Pa | Oct 13, 2017 | 28 y | 1 |
| C•••• A• H•••••• | Mechanicsburg, Pa | Jan 29, 2021 | 23 y | 2 |
| D•••• W•••••• M••••••• | Mechanicsburg, Pa | Nov 18, 2021 | 39 y | 1 |
| D••••• B•••••• G••••••• | Mechanicsburg, Pa | Nov 18, 2021 | 29 y | 1 |
| J••••• G• M••••••• | Mechanicsburg, Pa | Nov 19, 2021 | 40 y | 1 |
| A•••••• D•••• M••••••• | Mechanicsburg, Pa | Jan 9, 2025 | 16 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- E••• C•••••• B•••••• to F•••••••• A•••••••• L••Aug 15, 2013 · Other
- P•••••• L•• W••••••• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••Jan 14, 2010 · Other
Joined, latest
- J••••• G• M••••••• from N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••Nov 19, 2021 · Other
- D••••• B•••••• G••••••• from N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••Nov 18, 2021 · Other
- D•••• W•••••• M••••••• from N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••Nov 18, 2021 · Other
- C•••• A• H•••••• from S••••••••• A•••••• A•••••••• I•••Jan 29, 2021 · Other
- J•••• M•••• G••••••• from N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••Oct 13, 2017 · Other
- D•••• L•• N••••• from N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••Oct 11, 2017 · Other
- J••• H••••• K•••••••• from N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••Oct 10, 2017 · Other
- E••• C•••••• B•••••• from N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••Nov 7, 2007 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 6 joined from N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••Oct 11, 2017 · Mechanicsburg, Pa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M•••••••• D••••• W•••••• · Managing Member And Chief Compliance Officercontrolsince 08/2007 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Mechanicsburg, Pa · principal | 7 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Harrisburg, PA1 employees
- Hershey, PA1 employees
- Wyomissing, PA1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 1,322 to 1,309Jun 4, 2025 to Mar 18, 2026
- Charity clients · 3 to 4Jun 4, 2025 to Mar 18, 2026
- HNW clients · 61 to 97Jun 4, 2025 to Mar 18, 2026
- Individual clients · 757 to 1,099Jun 4, 2025 to Mar 18, 2026
- Assets in custody · $134M to $253MJun 4, 2025 to Mar 18, 2026
- Discretionary RAUM · $237M to $271MJun 4, 2025 to Mar 18, 2026
- HNW RAUM · $71.4M to $106MJun 4, 2025 to Mar 18, 2026
- Individual RAUM · $169M to $167MJun 4, 2025 to Mar 18, 2026
- Non-discretionary RAUM · $8.2M to $6.9MJun 4, 2025 to Mar 18, 2026
- RAUM · $246M to $278MJun 4, 2025 to Mar 18, 2026
- Financial planning clients · 0 to 0Feb 26, 2025 to Jun 4, 2025
- Accounts · 1,200 to 1,322Jul 16, 2024 to Feb 26, 2025
- Advisory employees · 7 to 8Jul 16, 2024 to Feb 26, 2025
- BD registered reps · 7 to 8Jul 16, 2024 to Feb 26, 2025
- Charity clients · 4 to 3Jul 16, 2024 to Feb 26, 2025
- HNW clients · 89 to 61Jul 16, 2024 to Feb 26, 2025
- Individual clients · 719 to 757Jul 16, 2024 to Feb 26, 2025
- Assets in custody · $69.2M to $134MJul 16, 2024 to Feb 26, 2025
- Employees · 7 to 8Jul 16, 2024 to Feb 26, 2025
- State-registered IARs · 7 to 8Jul 16, 2024 to Feb 26, 2025
- Discretionary RAUM · $197M to $237MJul 16, 2024 to Feb 26, 2025
- HNW RAUM · $80.1M to $71.4MJul 16, 2024 to Feb 26, 2025
- Individual RAUM · $116M to $169MJul 16, 2024 to Feb 26, 2025
- Non-discretionary RAUM · $3.7M to $8.2MJul 16, 2024 to Feb 26, 2025
- RAUM · $201M to $246MJul 16, 2024 to Feb 26, 2025
- Accounts · 1,143 to 1,200Sep 21, 2023 to Feb 28, 2024
- Charity clients · 3 to 4Sep 21, 2023 to Feb 28, 2024
- HNW clients · 69 to 89Sep 21, 2023 to Feb 28, 2024
- Individual clients · 1,071 to 719Sep 21, 2023 to Feb 28, 2024
- Assets in custody · $66.9M to $69.2MSep 21, 2023 to Feb 28, 2024
- Financial planning clients · 1-10 to 0Sep 21, 2023 to Feb 28, 2024
- Discretionary RAUM · $160M to $197MSep 21, 2023 to Feb 28, 2024
- HNW RAUM · $56.6M to $80.1MSep 21, 2023 to Feb 28, 2024
- Individual RAUM · $104M to $116MSep 21, 2023 to Feb 28, 2024
- Non-discretionary RAUM · $3.5M to $3.7MSep 21, 2023 to Feb 28, 2024
- RAUM · $164M to $201MSep 21, 2023 to Feb 28, 2024
- Accounts · 1,039 to 1,143Jun 2, 2022 to Feb 23, 2023
- Charity clients · unset to 3.0Jun 2, 2022 to Feb 23, 2023
- Corporate clients · unset to 1.0Jun 2, 2022 to Feb 23, 2023
- HNW clients · 39 to 69Jun 2, 2022 to Feb 23, 2023
Signals
1 dated events
- G••••••• A•••• A•••••••• L•• filed its initial SEC registration (Form ADV)Feb 12, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- SENTINELINTEGRATEDP•••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 717-691-3003reportedpublic record, Form ADV, Aug 3, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $34.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026