DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Vigilant Investment Advisors, LLC

Former SEC-registered adviserCenterville, UtahCRD 145190SEC 801-70722IAPD
Latest filing May 5, 2016
First filing on the tape Apr 2, 2012 · 14 filings
RAUM
$55.5M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
7
$44.7M gross assets
History
14 filings and snapshots on the tape
RAUM$55.5M as of Mar 29, 2016
Apr 2, 2012$25.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Mar 29, 2016
Apr 2, 20120 then
Employees (5.A)2 as of Mar 29, 2016
Mar 27, 20131 then
Private funds7 as of Mar 29, 2016
Apr 2, 20129 then
RAUM -18% over the last fiscal year+4.6% a year over threeIARs 1 to 2
Practice profile
derived from the filing of May 5, 2016; every figure names its basis
RAUM per advisor
$27.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$7.9MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
-18%derivedbetween the last two annual amendments
Advisor growth, one year
+100%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$55.5M, 7 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
7reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
$55.5M for 7 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Every departureEvery arrival
Private funds
9 reported on Schedule D 7.B.(1)
FundTypeGross assetsOwnersFirst reported
Vigilant Market Neutral Fund I, LLCHedge Fund$13.8M40Apr 2, 2012
Vigilant Managed Equities Fund I, LLCHedge Fund$12.5M49Apr 2, 2012
Vigilant Low Volatility Fund I, LLCHedge Fund$8.7M34Apr 2, 2012
Vigilant Protection Fund I, LLCHedge Fund$7.1M28Apr 2, 2012
Vigilant Market Neutral Fund II, LLCHedge Fund$4.2M11Apr 2, 2012
Vigilant Opportunity Fund I, LLCHedge Fund$1.2M38Apr 2, 2012
Vigilant Balanced Fund I, LLCHedge Fund$1.2M2Apr 2, 2012
Capline Recovery Fund I, LLCno longer reportedSecuritized Asset Fund$475,00021Apr 2, 2012
Vigilant Income Fund II, LLCHedge Fund$200,0002Apr 2, 2012
Owners and control persons
Schedule A and B, latest filing
  • Matthew Roger Tullis · Managing Member/Chief Compliance Officercontrol
    since 05/2004 · owns less than 5%
  • Ellen Tiffin Tullis · Managing Member/Ownercontrol
    since 08/2009 · owns 50% to 75% of New Stage Ventures II, LLC
  • Craig Adam Fisher · Managing Member
    since 08/2009 · owns less than 5%
  • John Owen Fisher · Managing Member
    since 08/2009 · owns less than 5%
Entity owners
  • New Stage Ventures II, LLC · Owner
    direct · owns 50% to 75%
  • Wn Holdings, LLC · Managing Member
    direct · owns 25% to 50%
  • Fisher Family Holdings, LLC · Managing Member
    indirect · owns 25% to 50% of Wn Holdings, LLC
  • New Stage Ventures II, LLC · Managing Member
    indirect · owns 25% to 50% of Wn Holdings, LLC
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
  • ,
What changed
consecutive filings, newest first
  • Accounts · 8 to 7
    Feb 18, 2016 to Mar 29, 2016
  • Advisory employees · 1 to 2
    Feb 18, 2016 to Mar 29, 2016
  • Advisory activities · 2 to 1
    Feb 18, 2016 to Mar 29, 2016
  • Assets in custody · $68.0M to $55.5M
    Feb 18, 2016 to Mar 29, 2016
  • State-registered IARs · 1 to 2
    Feb 18, 2016 to Mar 29, 2016
  • Discretionary RAUM · $68.0M to $55.5M
    Feb 18, 2016 to Mar 29, 2016
  • RAUM · $68.0M to $55.5M
    Feb 18, 2016 to Mar 29, 2016
  • HQ city · SALT LAKE CITY to CENTERVILLE
    Apr 10, 2015 to Jun 17, 2015
  • Private funds · 8 to 7
    Apr 10, 2015 to Jun 17, 2015
  • Assets in custody · $56.0M to $68.0M
    Jan 8, 2015 to Mar 19, 2015
  • Employees · 1 to 2
    Jan 8, 2015 to Mar 19, 2015
  • Private funds · 9 to 8
    Jan 8, 2015 to Mar 19, 2015
  • Discretionary RAUM · $56.0M to $68.0M
    Jan 8, 2015 to Mar 19, 2015
  • RAUM · $56.0M to $68.0M
    Jan 8, 2015 to Mar 19, 2015
  • Assets in custody · $48.5M to $56.0M
    Dec 4, 2013 to Mar 13, 2014
  • Discretionary RAUM · $48.5M to $56.0M
    Dec 4, 2013 to Mar 13, 2014
  • RAUM · $48.5M to $56.0M
    Dec 4, 2013 to Mar 13, 2014
  • Accounts · 9 to 8
    Apr 2, 2012 to Mar 27, 2013
  • Advisory employees · unset to 1.0
    Apr 2, 2012 to Mar 27, 2013
  • BD registered reps · unset to 0.0
    Apr 2, 2012 to Mar 27, 2013
  • Assets in custody · $25.0M to $48.5M
    Apr 2, 2012 to Mar 27, 2013
  • Employees · unset to 1.0
    Apr 2, 2012 to Mar 27, 2013
  • HQ city · CENTERVILLE to SALT LAKE CITY
    Apr 2, 2012 to Mar 27, 2013
  • State-registered IARs · 0 to 1
    Apr 2, 2012 to Mar 27, 2013
  • Discretionary RAUM · $25.0M to $48.5M
    Apr 2, 2012 to Mar 27, 2013
  • RAUM · $25.0M to $48.5M
    Apr 2, 2012 to Mar 27, 2013
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026