DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Global View Investment Advisors, LLC
Latest filing Feb 23, 2026
First filing on the tape Jan 4, 2012 · 26 filings
SEC status approved since Nov 21, 2007
RAUM
$554M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$554M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$138M
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$554M as of Feb 23, 2026
May 10, 2012$132M then
HNW client RAUM$463M as of Feb 23, 2026
Feb 28, 2018$169M then
State-registered IARs (5.B.3)4 as of Feb 23, 2026
Mar 20, 20134 then
Employees (5.A)8 as of Feb 23, 2026
Mar 20, 20136 then
Private funds: no history
RAUM +15% over the last fiscal year+13% a year over threeIARs 3 to 4
Practice profile
derived from the filing of Feb 23, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $138MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 146derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $334,413derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -0.2%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, educational seminarsreportedItem 5.G
- Financial planning clients
- 585reportedItem 5.H
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$463M84%
- Individuals$90.9M16%
- Individual clients
- 366reported
- HNW clients
- 219reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,656reported
- Financial planning clients
- 585reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jonathan A Wiles | Greenville, Sc | Dec 21, 2007 | 22 y | 2 |
| Matthew Ross CriderCertified Financial Planner | Greenville, Sc | May 19, 2021 | 18 y | 2 |
| Shane Alan Kozusko | Greenville, Sc | Jun 7, 2022 | 12 y | 0 |
| Joe Edward HinesCertified Financial Planner | Greenville, Sc | Jan 1, 2025 | 27 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Joe Edward Hines from Cambridge Investment Research Advisors, Inc.Jan 1, 2025 · Other
- Matthew Ross Crider from MML Investors Services, LLCMay 19, 2021 · Affiliated broker-dealer or bank to independent RIA
- Jonathan A Wiles from Cambridge Investment Research Advisors, Inc.Dec 21, 2007 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Edward Joe Hines · Partnercontrolsince 01/2010 · owns 50% to 75%
- A Jonathan Wiles · Partner/ Chief Compliance Officercontrolsince 01/2010 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Greenville, Sc · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Columbia, SC1 employees
What changed
consecutive filings, newest first
- Accounts · 1,733 to 1,656Jul 23, 2025 to Feb 23, 2026
- HNW clients · 189 to 219Jul 23, 2025 to Feb 23, 2026
- Individual clients · 397 to 366Jul 23, 2025 to Feb 23, 2026
- Discretionary RAUM · $466M to $553MJul 23, 2025 to Feb 23, 2026
- HNW RAUM · $382M to $463MJul 23, 2025 to Feb 23, 2026
- Individual RAUM · $98.8M to $90.9MJul 23, 2025 to Feb 23, 2026
- Non-discretionary RAUM · $14.3M to $996,569Jul 23, 2025 to Feb 23, 2026
- RAUM · $480M to $554MJul 23, 2025 to Feb 23, 2026
- Advisory employees · 3 to 4Feb 24, 2025 to Jul 23, 2025
- Financial planning clients · More than 500 to More than 500Feb 24, 2025 to Jul 23, 2025
- State-registered IARs · 3 to 4Feb 24, 2025 to Jul 23, 2025
- Accounts · 1,516 to 1,733Feb 16, 2024 to Feb 24, 2025
- HNW clients · 171 to 189Feb 16, 2024 to Feb 24, 2025
- Individual clients · 442 to 397Feb 16, 2024 to Feb 24, 2025
- Discretionary RAUM · $420M to $466MFeb 16, 2024 to Feb 24, 2025
- HNW RAUM · $331M to $382MFeb 16, 2024 to Feb 24, 2025
- Individual RAUM · $102M to $98.8MFeb 16, 2024 to Feb 24, 2025
- Non-discretionary RAUM · $12.6M to $14.3MFeb 16, 2024 to Feb 24, 2025
- RAUM · $432M to $480MFeb 16, 2024 to Feb 24, 2025
- HNW clients · 159 to 171Feb 9, 2023 to Feb 16, 2024
- Discretionary RAUM · $368M to $420MFeb 9, 2023 to Feb 16, 2024
- HNW RAUM · $282M to $331MFeb 9, 2023 to Feb 16, 2024
- Individual RAUM · $99.3M to $102MFeb 9, 2023 to Feb 16, 2024
- Non-discretionary RAUM · $13.2M to $12.6MFeb 9, 2023 to Feb 16, 2024
- RAUM · $382M to $432MFeb 9, 2023 to Feb 16, 2024
- Accounts · 1,461 to 1,516Nov 4, 2022 to Feb 9, 2023
- Advisory employees · 4 to 3Nov 4, 2022 to Feb 9, 2023
- HNW clients · 175 to 159Nov 4, 2022 to Feb 9, 2023
- Individual clients · 374 to 442Nov 4, 2022 to Feb 9, 2023
- State-registered IARs · 4 to 3Nov 4, 2022 to Feb 9, 2023
- Other offices · 3 to 1Nov 4, 2022 to Feb 9, 2023
- Discretionary RAUM · $400M to $368MNov 4, 2022 to Feb 9, 2023
- HNW RAUM · $315M to $282MNov 4, 2022 to Feb 9, 2023
- Individual RAUM · $89.4M to $99.3MNov 4, 2022 to Feb 9, 2023
- Non-discretionary RAUM · $3.6M to $13.2MNov 4, 2022 to Feb 9, 2023
- RAUM · $404M to $382MNov 4, 2022 to Feb 9, 2023
- Accounts · 1,596 to 1,461Dec 9, 2021 to Mar 3, 2022
- HNW clients · 159 to 175Dec 9, 2021 to Mar 3, 2022
- Individual clients · 353 to 374Dec 9, 2021 to Mar 3, 2022
- Employees · 7 to 8Dec 9, 2021 to Mar 3, 2022
Signals
2 dated events
- Global View Investment Advisors, Llc reported RAUM $404.1M, up 35% from $299.3M (2021-12-09 to 2022-03-03)Mar 3, 2022 · RAUM change · derived
- M Kenneth Moore (Managing Member) no longer on Schedule A of Global View Investment Advisors, Llc (listed 2021-12-09, absent 2022-03-03)Mar 3, 2022 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 864-272-0818reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/global-view-investment-advisorsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- GLOBALVIEWINV.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 864-272-0818reportedpublic record, Form ADV, Feb 23, 2026
- Team page
- globalviewinv.com/about-us/meet-our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $138Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026