DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H•••• L••
Latest filing Mar 31, 2026
First filing on the tape Mar 28, 2012 · 26 filings
SEC status approved since Nov 26, 2007
RAUM
$11B
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
57
39 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
26
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$11B as of Mar 31, 2026
Mar 28, 2012$948M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 28, 20120 then
Employees (5.A)57 as of Mar 31, 2026
Mar 26, 201326 then
Private funds26 as of Mar 31, 2026
Mar 28, 20124 then
RAUM +55% over the last fiscal year+13% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $417MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +55%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$11B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 26reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
25 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H••• F••• I•••• L••• | Private Equity Fund | $2.5B | 100 | Mar 31, 2021 |
| H••• F••• I••••• L••• | Private Equity Fund | $1.9B | 62 | Mar 29, 2017 |
| H••• F••• I••• L••• | Private Equity Fund | $1.3B | 35 | Mar 29, 2017 |
| H••• F••• I•• L••• | Private Equity Fund | $765M | 44 | Mar 27, 2015 |
| H••• F••• I•• L••• | Private Equity Fund | $753M | 82 | Mar 31, 2021 |
| H••• F••• I•••• L••• | Private Equity Fund | $472M | 27 | Mar 27, 2015 |
| K•••••• I••••••••• P••••••• I• L• | Private Equity Fund | $99.9M | 2 | Mar 30, 2023 |
| H••• F••• I•••• L••• | Private Equity Fund | $91.3M | 3 | Mar 27, 2015 |
| H••• F••• I•••• L••• | Private Equity Fund | $80.6M | 3 | Mar 27, 2015 |
| H••• A•••••••• I•••••••• I•• L••• | Private Equity Fund | $44.0M | 45 | Mar 31, 2021 |
| H••• A•••••••• I•••••••• I•••• L••• | Private Equity Fund | $42.9M | 53 | Mar 30, 2023 |
| H••• A••••••••• L••• | Private Equity Fund | $36.2M | 23 | Mar 27, 2015 |
| H••• A•••••••• I•••••••• I••• L••• | Private Equity Fund | $34.9M | 31 | Mar 29, 2017 |
| H••• F••• I•••• L••• | Private Equity Fund | $21.5M | 3 | Mar 27, 2015 |
| H••••••• G•• C•••••• P••••••• F•••• L••• | Private Equity Fund | $20.5M | 49 | Mar 28, 2012 |
| H••• A••••••••• I••• L••• | Private Equity Fund | $11.4M | 15 | Mar 29, 2017 |
| H••• A••••••••• I•• L••• | Private Equity Fund | $10.6M | 31 | Mar 31, 2021 |
| H• P•••••• I••••••••• L•••no longer reported | Private Equity Fund | $8.8M | 9 | Mar 28, 2012 |
| H••• A••••••••• I•• L••• | Private Equity Fund | $8.1M | 17 | Mar 27, 2015 |
| H••••••• G•• C•••••• P••••••• P••••••• F••• A• L••• | Private Equity Fund | $5.9M | 8 | Mar 28, 2012 |
| H••••••• G•• C•••••• P••••••• P••••••• F••• B• L••• | Private Equity Fund | $1.8M | 3 | Mar 28, 2012 |
| H••• A•••••••• I•••••••• I•• L••• | Private Equity Fund | $912,824 | 3 | Mar 27, 2015 |
| H•••• L••• | Private Equity Fund | $340,309 | 1 | Mar 27, 2015 |
| H• A•••••••• I••••••••• L••• | Real Estate Fund | $326,567 | 4 | Mar 27, 2015 |
| H••• T•••• A••••••••• L••• | Private Equity Fund | $0 | 36 | Mar 27, 2015 |
Owners and control persons
Schedule A and B, latest filing
- B•••••• H••••• N••••• · Partner And Head Of Business Developmentcontrolsince 03/2019 · owns less than 5%
- C••••• D••••• H••• S•• · Member, Managing Member, Partner, And Co-Chief Investment Officercontrolsince 05/2023 · owns less than 5%
- C•••••• W••••••• H••• · Member, Managing Member, And Partnercontrolsince 05/2023 · owns less than 5%
- K•••• C••••••• B•• K••• · Chief Financial Officercontrolsince 05/2024 · owns less than 5%
- L•••••• R••••••• F••••••• · Member, Managing Member, Partner, Chief Executive Officer, And Co-Foundercontrolsince 08/2013 · owns less than 5%
- L•••••••• S••••• · Member, Managing Member, Partner, And Co-Chief Investment Officercontrolsince 05/2023 · owns less than 5%
- P•••••••• C••••• W••••• · Partner And Head Of Debt Capital Marketscontrolsince 01/2023 · owns less than 5%
- S••••• R•••••• W••••• · Chief Compliance Officer And General Counselcontrolsince 06/2024 · owns less than 5%
- W••••• N•••• H••••• · Member, Managing Member, Partner, And Presidentcontrolsince 05/2023 · owns less than 5%
- Y••••• J••• S••••• · Member, Managing Member, Chairman, Partner, And Co-Foundercontrolsince 01/2012 · owns less than 5%
- L•••••• R••••••• F••••••• · Limited Partnercontrolsince 03/2019 · owns 25% to 50% of H••• S••••• M••••••••• H•••••••• L•••
- Y••••• J••• S••••• · Limited Partnercontrolsince 03/2019 · owns 25% to 50% of H••• S••••• M••••••••• H•••••••• L•••
Entity owners
- H••• M•••••• H•••••••• L••• · Memberdirect · owns 75% or more
- H••• H•••••••• L•• · General Partnerindirect · owns F of H••• M•••••• H•••••••• L•••
- H••• H•••••••• L•• · General Partnerindirect · owns F of H••• S••••• M••••••••• H•••••••• L•••
- H••• S••••• M••••••••• H•••••••• L••• · Limited Partnerindirect · owns 75% or more of H••• M•••••• H•••••••• L•••
Related persons
Schedule D 7.A
- H• P•••••• I•••••••• G•• L•••pooled vehicle sponsorn
- H••• F••• I• G•• L•••pooled vehicle sponsorn
- H••• F••• I• G•• L•••pooled vehicle sponsorn
- H••• F••• I•• G•• L•••pooled vehicle sponsorn
- H••• F••• I•• G•• L•••pooled vehicle sponsorn
- H••• F••• I• G•• L•••pooled vehicle sponsorn
- H••• F••• I• G•• L•••pooled vehicle sponsorn
- H••••••• G•• C•••••• P••••••• F••• G•• L•••pooled vehicle sponsorn
- H••••••• G•• C•••••• P••••••• F••• G•• L•••pooled vehicle sponsorn
- K•••••• I••••••••• P••••••• I• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- compensation changedChange between filings · filing Mar 31, 2026performance-based compensation (Item 5.E.6): yes on the filing of 2026-01-05, no on the filing of 2026-03-31peers: ASSET_M••••••, $5B to $20B (684)
What changed
consecutive filings, newest first
- Accounts · 23 to 26Jan 5, 2026 to Mar 31, 2026
- Advisory employees · 45 to 39Jan 5, 2026 to Mar 31, 2026
- Pooled vehicle clients · 23 to 26Jan 5, 2026 to Mar 31, 2026
- Assets in custody · $7.0B to $0Jan 5, 2026 to Mar 31, 2026
- Employees · 45 to 57Jan 5, 2026 to Mar 31, 2026
- Private funds · 23 to 26Jan 5, 2026 to Mar 31, 2026
- Discretionary RAUM · $6.9B to $11BJan 5, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $100M to $205MJan 5, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $7.0B to $11BJan 5, 2026 to Mar 31, 2026
- RAUM · $7.0B to $11BJan 5, 2026 to Mar 31, 2026
- Related adviser · true to falseJan 5, 2026 to Mar 31, 2026
- Accounts · 20 to 23Jun 14, 2024 to Mar 28, 2025
- Advisory employees · 49 to 45Jun 14, 2024 to Mar 28, 2025
- Pooled vehicle clients · 20 to 23Jun 14, 2024 to Mar 28, 2025
- Assets in custody · $8.1B to $7.0BJun 14, 2024 to Mar 28, 2025
- Employees · 49 to 45Jun 14, 2024 to Mar 28, 2025
- Financial planning clients · unset to Jun 14, 2024 to Mar 28, 2025
- Private funds · 20 to 23Jun 14, 2024 to Mar 28, 2025
- Discretionary RAUM · $8.1B to $6.9BJun 14, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $0 to $100MJun 14, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $8.1B to $7.0BJun 14, 2024 to Mar 28, 2025
- RAUM · $8.1B to $7.0BJun 14, 2024 to Mar 28, 2025
- Accounts · 25 to 20May 26, 2023 to Mar 28, 2024
- Advisory employees · 51 to 49May 26, 2023 to Mar 28, 2024
- Pooled vehicle clients · 25 to 20May 26, 2023 to Mar 28, 2024
- Assets in custody · $7.5B to $8.1BMay 26, 2023 to Mar 28, 2024
- Employees · 51 to 49May 26, 2023 to Mar 28, 2024
- Private funds · 24 to 20May 26, 2023 to Mar 28, 2024
- Discretionary RAUM · $7.5B to $8.1BMay 26, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $7.5B to $8.1BMay 26, 2023 to Mar 28, 2024
- RAUM · $7.5B to $8.1BMay 26, 2023 to Mar 28, 2024
- Accounts · 23 to 25Mar 29, 2022 to Mar 30, 2023
- Advisory employees · 40 to 51Mar 29, 2022 to Mar 30, 2023
- Pooled vehicle clients · 23 to 25Mar 29, 2022 to Mar 30, 2023
- Assets in custody · $6.5B to $7.5BMar 29, 2022 to Mar 30, 2023
- Employees · 40 to 51Mar 29, 2022 to Mar 30, 2023
- Private funds · 22 to 24Mar 29, 2022 to Mar 30, 2023
- Discretionary RAUM · $6.5B to $7.5BMar 29, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $6.5B to $7.5BMar 29, 2022 to Mar 30, 2023
- RAUM · $6.5B to $7.5BMar 29, 2022 to Mar 30, 2023
Signals
13 dated events
- H•••• L•• reported RAUM $10.8B, up 55% from $7.0B (2026-01-05 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Melvin Leslie Brown (Partner) no longer on Schedule A of H•••• L•• (listed 2024-03-28, absent 2024-06-14)Jun 14, 2024 · Control person left · inference
- Riley Lance Taylor (Partner And Chief Financial Officer) no longer on Schedule A of H•••• L•• (listed 2024-03-28, absent 2024-06-14)Jun 14, 2024 · Control person left · inference
- Alan Kurt Krieger (Chief Legal Officer And Chief Compliance Officer) no longer on Schedule A of H•••• L•• (listed 2024-03-28, absent 2024-06-14)Jun 14, 2024 · Control person left · inference
- Bik Kuen Cecilia Kwan (Chief Financial Officer) appeared on Schedule A of H•••• L••Jun 14, 2024 · Control person joined · fact
- W••••• R••••• S•••• (Chief Compliance Officer And General Counsel) appeared on Schedule A of H•••• L••Jun 14, 2024 · Control person joined · fact
- Walker Colin Phinisey (Partner And Head Of Debt Capital Markets) appeared on Schedule A of H•••• L••Mar 28, 2024 · Control person joined · fact
- Nathan Henry Barenz (Partner And Head Of Business Development) appeared on Schedule A of H•••• L••Mar 28, 2024 · Control person joined · fact
- Hare William Conrad (Member, Managing Member, And Partner) appeared on Schedule A of H•••• L••May 26, 2023 · Control person joined · fact
- Heun Soo David Chung (Member, Managing Member, Partner, And Co-Chief Investment Officer) appeared on Schedule A of H•••• L••May 26, 2023 · Control person joined · fact
- Steven Leistner (Member, Managing Member, Partner, And Co-Chief Investment Officer) appeared on Schedule A of H•••• L••May 26, 2023 · Control person joined · fact
- Harley Neil White (Member, Managing Member, Partner, And President) appeared on Schedule A of H•••• L••May 26, 2023 · Control person joined · fact
- H•••• L•• reported RAUM $5.5B, up 53% from $3.6B (2020-03-31 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/hggcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- hggc.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 650-321-4910reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
H•••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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