DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••••• W••••• A•••••••
Legal name C•••• P••••• A•• A••••••••• I•••
Latest filing Jun 23, 2026
First filing on the tape Feb 2, 2012 · 33 filings
SEC status approved since Apr 13, 2017
RAUM
$300M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
98%
$294M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$60.0M
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$300M as of Jun 23, 2026
Feb 2, 2012$56.4M then
HNW client RAUM$233M as of Jun 23, 2026
Jan 31, 2018$75.6M then
State-registered IARs (5.B.3)5 as of Jun 23, 2026
Feb 2, 20120 then
Employees (5.A)7 as of Jun 23, 2026
Jan 31, 20184 then
Private funds: no history
RAUM +12% over the last fiscal year+15% a year over threeIARs 4 to 5
Practice profile
derived from the filing of Jun 23, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $60.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 48derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.0MderivedHNW RAUM over HNW clients
- Average account
- $467,496derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 2.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.8%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Custody
- $288M, 244 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$233M78%
- Individuals$61.0M20%
- Pension and profit-sharing plans$6.0M2.0%
- Charitable organizations$34,3240.0%
- Individual clients
- 161reported
- HNW clients
- 77reported
- Pension plan clients
- 5reported
- Charitable clients
- 2reported
- Accounts
- 642reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $288M for 244 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C•••••••• M•••••• P•••••Certified Financial Planner | Coral Gables, Fl | Apr 9, 2010 | 23 y | 3 |
| L•••• B••••••• C••••••••Certified Financial Planner | Coral Gables, Fl | Jun 21, 2011 | 38 y | 2 |
| A•• C••••••• A•••••••Certified Financial Planner | Coral Gables, Fl | May 25, 2016 | 16 y | 0 |
| A•••••••• C•••••••• V••••• | Coral Gables, Fl | Jan 27, 2025 | 12 y | 0 |
| A•••••••• R••••• G••••• | Coral Gables, Fl | Apr 21, 2025 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- L•••• B••••••• C•••••••• from I• A••••••• S•••••••• I•••Jun 21, 2011 · Other
- C•••••••• M•••••• P••••• from I••••••• S••••••••Apr 9, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- P•••••• C••••••••• M•••••• · President/Chief Compliance Officercontrolsince 11/2007 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Coral Gables, Fl · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 587 to 642Oct 28, 2025 to Jan 21, 2026
- Charity clients · 3 to 2Oct 28, 2025 to Jan 21, 2026
- HNW clients · 82 to 77Oct 28, 2025 to Jan 21, 2026
- Individual clients · 145 to 161Oct 28, 2025 to Jan 21, 2026
- Assets in custody · $256M to $288MOct 28, 2025 to Jan 21, 2026
- Employees · 6 to 7Oct 28, 2025 to Jan 21, 2026
- State-registered IARs · 4 to 5Oct 28, 2025 to Jan 21, 2026
- Discretionary RAUM · $256M to $288MOct 28, 2025 to Jan 21, 2026
- HNW RAUM · $217M to $233MOct 28, 2025 to Jan 21, 2026
- Individual RAUM · $45.8M to $61.0MOct 28, 2025 to Jan 21, 2026
- Non-discretionary RAUM · $11.7M to $12.5MOct 28, 2025 to Jan 21, 2026
- Pension RAUM · $5.4M to $6.0MOct 28, 2025 to Jan 21, 2026
- RAUM · $268M to $300MOct 28, 2025 to Jan 21, 2026
- Accounts · 548 to 587Oct 21, 2024 to Feb 11, 2025
- Advisory employees · 4 to 5Oct 21, 2024 to Feb 11, 2025
- Charity clients · 2 to 3Oct 21, 2024 to Feb 11, 2025
- HNW clients · 66 to 82Oct 21, 2024 to Feb 11, 2025
- Individual clients · 148 to 145Oct 21, 2024 to Feb 11, 2025
- Assets in custody · $212M to $256MOct 21, 2024 to Feb 11, 2025
- Employees · 5 to 6Oct 21, 2024 to Feb 11, 2025
- Financial planning clients · 1-10 to 1-10Oct 21, 2024 to Feb 11, 2025
- Discretionary RAUM · $212M to $256MOct 21, 2024 to Feb 11, 2025
- HNW RAUM · $159M to $217MOct 21, 2024 to Feb 11, 2025
- Individual RAUM · $40.3M to $45.8MOct 21, 2024 to Feb 11, 2025
- Non-discretionary RAUM · $0 to $11.7MOct 21, 2024 to Feb 11, 2025
- Pension RAUM · $12.9M to $5.4MOct 21, 2024 to Feb 11, 2025
- RAUM · $212M to $268MOct 21, 2024 to Feb 11, 2025
- Advisory activities · 3 to 4Feb 23, 2024 to Oct 21, 2024
- Accounts · 537 to 548Aug 14, 2023 to Jan 17, 2024
- Charity clients · 3 to 2Aug 14, 2023 to Jan 17, 2024
- HNW clients · 64 to 66Aug 14, 2023 to Jan 17, 2024
- Individual clients · 149 to 148Aug 14, 2023 to Jan 17, 2024
- Assets in custody · $197M to $212MAug 14, 2023 to Jan 17, 2024
- Employees · 6 to 5Aug 14, 2023 to Jan 17, 2024
- Financial planning clients · 11-25 to 1-10Aug 14, 2023 to Jan 17, 2024
- Discretionary RAUM · $197M to $212MAug 14, 2023 to Jan 17, 2024
- HNW RAUM · $149M to $159MAug 14, 2023 to Jan 17, 2024
- Individual RAUM · $36.5M to $40.3MAug 14, 2023 to Jan 17, 2024
- Pension RAUM · $12.1M to $12.9MAug 14, 2023 to Jan 17, 2024
- RAUM · $197M to $212MAug 14, 2023 to Jan 17, 2024
Signals
1 dated events
- C•••• P••••• A•• A••••••••• filed its initial SEC registration (Form ADV)Apr 5, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@azzendo.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 954-986-0633reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 305-648-9814reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/azzendoreportedpublic record, Form ADV, Sep 18, 2026
- Website
- azzendo.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 305-648-9814reportedpublic record, Form ADV, Jun 23, 2026
- Contact form
- azzendo.com/connect-with-usreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $60.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026