DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Former SEC-registered adviser

F•••••••• C•••••• G•••• L••

Former SEC-registered adviserGreenwich, ConnecticutCRD 145920SEC 801-68732websiteIAPD
Latest filing Apr 21, 2020
First filing on the tape Apr 2, 2012 · 17 filings
RAUM
$42.8M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$30.8M gross assets
History
17 filings and snapshots on the tape
RAUM$42.8M as of Mar 26, 2020
Apr 2, 2012$119M then
HNW client RAUM$0 as of Mar 26, 2020
Jan 25, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 26, 2020
Mar 21, 20130 then
Employees (5.A)4 as of Mar 26, 2020
Mar 21, 20139 then
Private funds1 as of Mar 26, 2020
Apr 2, 20121 then
RAUM -79% over the last fiscal year-52% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 21, 2020; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$7.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-79%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$42.8M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
6reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      F•••••••• M••••• F••• L••Hedge Fund$29.7M24Apr 2, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • G•••••• Z••••••• R••• · Member Of F•••••••• C•••••• G•••• L••control
        since 12/2006 · owns 25% to 50%
      • K••••••••• M•••• A• · Chief Compliance Officer And Chief Financial Officercontrol
        since 01/2020 · owns less than 5%
      • L•••••• D••••• A•••• · Member Of F•••••••• C•••••• G•••• L••control
        since 12/2006 · owns 25% to 50%
      • L•••••• S••••••• E•••• · Member Of F•••••••• C•••••• G•••• L••control
        since 09/2010 · owns 25% to 50%
      Related persons
      Schedule D 7.A
      • F•••••••• C•••••• C•••
        investment advisern
      • F•••••••• G• L••
        investment adviserbankpooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 7 to 6
        Feb 26, 2019 to Mar 26, 2020
      • Advisory employees · 4 to 3
        Feb 26, 2019 to Mar 26, 2020
      • Pooled vehicle clients · 7 to 6
        Feb 26, 2019 to Mar 26, 2020
      • Employees · 6 to 4
        Feb 26, 2019 to Mar 26, 2020
      • Discretionary RAUM · $208M to $42.8M
        Feb 26, 2019 to Mar 26, 2020
      • Pooled vehicle RAUM · $208M to $42.8M
        Feb 26, 2019 to Mar 26, 2020
      • RAUM · $208M to $42.8M
        Feb 26, 2019 to Mar 26, 2020
      • Accounts · 5 to 7
        Jan 30, 2018 to Feb 26, 2019
      • Advisory employees · 5 to 4
        Jan 30, 2018 to Feb 26, 2019
      • Pooled vehicle clients · 5 to 7
        Jan 30, 2018 to Feb 26, 2019
      • Employees · 8 to 6
        Jan 30, 2018 to Feb 26, 2019
      • Discretionary RAUM · $347M to $208M
        Jan 30, 2018 to Feb 26, 2019
      • Pooled vehicle RAUM · $347M to $208M
        Jan 30, 2018 to Feb 26, 2019
      • RAUM · $347M to $208M
        Jan 30, 2018 to Feb 26, 2019
      • Related bank · false to true
        Jan 30, 2018 to Feb 26, 2019
      • Accounts · 6 to 5
        Mar 13, 2017 to Jan 25, 2018
      • Advisory activities · 2 to 1
        Mar 13, 2017 to Jan 25, 2018
      • Charity clients · unset to 0.0
        Mar 13, 2017 to Jan 25, 2018
      • Corporate clients · unset to 0.0
        Mar 13, 2017 to Jan 25, 2018
      • HNW clients · unset to 0.0
        Mar 13, 2017 to Jan 25, 2018
      • Individual clients · unset to 0.0
        Mar 13, 2017 to Jan 25, 2018
      • Pension plan clients · unset to 0.0
        Mar 13, 2017 to Jan 25, 2018
      • Pooled vehicle clients · unset to 5.0
        Mar 13, 2017 to Jan 25, 2018
      • Other offices · unset to 0.0
        Mar 13, 2017 to Jan 25, 2018
      • Discretionary RAUM · $376M to $347M
        Mar 13, 2017 to Jan 25, 2018
      • HNW RAUM · unset to 0.0
        Mar 13, 2017 to Jan 25, 2018
      • Individual RAUM · unset to 0.0
        Mar 13, 2017 to Jan 25, 2018
      • Pension RAUM · unset to 0.0
        Mar 13, 2017 to Jan 25, 2018
      • Pooled vehicle RAUM · unset to 347251628.0
        Mar 13, 2017 to Jan 25, 2018
      • RAUM · $376M to $347M
        Mar 13, 2017 to Jan 25, 2018
      • Advisory employees · 7 to 5
        Feb 16, 2016 to Mar 10, 2017
      • Employees · 12 to 8
        Feb 16, 2016 to Mar 10, 2017
      • Discretionary RAUM · $547M to $376M
        Feb 16, 2016 to Mar 10, 2017
      • RAUM · $547M to $376M
        Feb 16, 2016 to Mar 10, 2017
      • Discretionary RAUM · $730M to $547M
        Mar 20, 2015 to Feb 16, 2016
      • RAUM · $730M to $547M
        Mar 20, 2015 to Feb 16, 2016
      • Accounts · 5 to 6
        Sep 18, 2014 to Mar 20, 2015
      • Financial planning clients · 0 to unset
        Sep 18, 2014 to Mar 20, 2015
      • Discretionary RAUM · $448M to $730M
        Sep 18, 2014 to Mar 20, 2015
      • RAUM · $448M to $730M
        Sep 18, 2014 to Mar 20, 2015
      Signals
      2 dated events
      • F•••••••• C•••••• G•••• L•• reported RAUM $42.8M, down 79% from $207.9M (2019-02-26 to 2020-03-26)
        Mar 26, 2020 · RAUM change · derived
      • F•••••••• C•••••• G•••• L•• reported RAUM $207.9M, down 40% from $347.3M (2018-01-30 to 2019-02-26)
        Feb 26, 2019 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      LINKEDIN.COM/COMPANY/F••••••••-CAPITAL-GROUP-LLCreportedpublic record, Form ADV, Mar 30, 2026
      Website
      F••••••••CAPITAL.COMreportedpublic record, Form ADV, Mar 30, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026