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Former SEC-registered adviserFormer SEC adviser· Bloomfield Hills, Michigan

Former SEC-registered adviser, based in Bloomfield Hills, Michigan, reporting $44.4M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$44.4M
Form ADV
Advisors
Not applicable
Net advisor flow, 12 months
Not applicable
RAUM change, last fiscal year
-63%
Form ADV, consecutive annual filings
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 145965 · SEC 801-68726 · 3 filingsShow
CRD 145965SEC 801-68726First filing on the tape Mar 20, 2012, latest Jun 19, 2013IAPD
RAUM
$44.4M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$46.2M as of Mar 26, 2013
Mar 20, 2012$121M then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Mar 26, 2013
Mar 20, 20120 then
Employees (5.A): 3
Private funds: no history
RAUM -63% over the last fiscal yearIARs 0 to 3
Practice profile
derived from the filing of Jun 19, 2013; every figure names its basis
RAUM per advisor
$14.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$6.3MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-62%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
7reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • V•••••• I••• S••••• · Managing Membercontrol
        since 10/2004 · owns 75% or more
      • C•••••• P••••••• F•••••• · Chief Compliance Officer
        since 01/2006 · owns 10% to 25%
      • I••••• R•••••• A••••• · Member
        since 01/2006 · owns 10% to 25%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Discretionary RAUM · $46.2M to $44.4M
        Mar 26, 2013 to Jun 19, 2013
      • RAUM · $46.2M to $44.4M
        Mar 26, 2013 to Jun 19, 2013
      • Accounts · 14 to 7
        Mar 20, 2012 to Mar 26, 2013
      • Advisory employees · unset to 3.0
        Mar 20, 2012 to Mar 26, 2013
      • Advisory activities · 2 to 1
        Mar 20, 2012 to Mar 26, 2013
      • Employees · unset to 3.0
        Mar 20, 2012 to Mar 26, 2013
      • State-registered IARs · 0 to 3
        Mar 20, 2012 to Mar 26, 2013
      • Discretionary RAUM · $121M to $46.2M
        Mar 20, 2012 to Mar 26, 2013
      • RAUM · $121M to $46.2M
        Mar 20, 2012 to Mar 26, 2013
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026