DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•• C•••••• P•••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Mar 29, 2012 · 20 filings
SEC status approved since Jan 31, 2008
RAUM
$9.4B
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
65
34 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
11
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$9.4B as of Mar 31, 2026
Mar 29, 2012$1.3B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 29, 20120 then
Employees (5.A)65 as of Mar 31, 2026
Mar 28, 201318 then
Private funds11 as of Mar 31, 2026
Mar 29, 20192 then
RAUM +2.6% over the last fiscal year+12% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $496MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 92%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $189M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$5.3B88%
- Corporations and businesses$736M12%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 19reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $189M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.92 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S•• P•••••• C••••• I••••• F•••• L•• | Other Private Fund | $651M | 2 | Mar 29, 2019 |
| S•• P•••••• C•••••••• L•••••• F••• L••• | Other Private Fund | $517M | 16 | Mar 29, 2019 |
| S•• H• O•••••• F••• L• | Other Private Fund | $350M | 25 | Mar 28, 2022 |
| S•• 1••• L• | Other Private Fund | $233M | 2 | Mar 30, 2023 |
| S•• P•••••• C••••• F••• I• L••• | Other Private Fund | $148M | 2 | Mar 28, 2024 |
| C••••• S•• C••••• P••••••••• L••• | Other Private Fund | $137M | 2 | Mar 28, 2024 |
| S•• P•••••• C•••••••• L•••••• F••• I• L••• | Other Private Fund | $108M | 3 | Mar 28, 2024 |
| S•• S• D••• F••• L• | Other Private Fund | $105M | 3 | Mar 13, 2020 |
Owners and control persons
Schedule A and B, latest filing
- G••••• M••••••• S••••• · Partnercontrolsince 01/2007 · owns less than 5%
- K••••• S•••••• Y••••• · Chief Financial Officercontrolsince 04/2023 · owns less than 5%
- S••••••• B••••• J••• · Partnercontrolsince 01/2007 · owns less than 5%
- G••••• M••••••• S••••• · Managing Membercontrolsince 09/2022 · owns 50% to 75% of S•• P•••••••• H••••••• L••
- S••••••• B••••• J••• · Managing Membercontrolsince 09/2022 · owns 50% to 75% of S•• P•••••••• H••••••• L••
- T•••••••• G••• F•••••• · Chief Compliance Officersince 02/2016 · owns less than 5%
Entity owners
- S•• C•••••• H•••••••• L•• · Memberdirect · owns 75% or more
- S•• P•••••••• H••••••• L•• · Memberindirect · owns 75% or more of S•• C•••••• H•••••••• L••
Related persons
Schedule D 7.A
- S•• P•••••• C••••• I••••• F••• G• L••pooled vehicle sponsory
- S•• S• D••• F••• G• L••pooled vehicle sponsory
- S•• H• O•••••• F••• G• L••pooled vehicle sponsory
- S•• H• O•••••• G• L••pooled vehicle sponsory
- S•• P•••••• C•••••••• L•••••• F••• I• G• L••pooled vehicle sponsory
- S•• P•••••• C••••• F••• I• G• L••pooled vehicle sponsory
Advisers that list S•• C•••••• P•••••••• L•• as a related person
- 288765 y
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 33 to 34Mar 31, 2025 to Mar 31, 2026
- Assets in custody · $211M to $189MMar 31, 2025 to Mar 31, 2026
- Employees · 66 to 65Mar 31, 2025 to Mar 31, 2026
- Private funds · 8 to 11Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $8.5B to $8.7BMar 31, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $677M to $736MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $5.3B to $5.3BMar 31, 2025 to Mar 31, 2026
- RAUM · $9.2B to $9.4BMar 31, 2025 to Mar 31, 2026
- Accounts · 18 to 19Mar 28, 2024 to Mar 31, 2025
- Advisory employees · 31 to 33Mar 28, 2024 to Mar 31, 2025
- Corporate clients · 3 to 4Mar 28, 2024 to Mar 31, 2025
- Assets in custody · $192M to $211MMar 28, 2024 to Mar 31, 2025
- Employees · 57 to 66Mar 28, 2024 to Mar 31, 2025
- Financial planning clients · 0 to 0Mar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $8.3B to $8.5BMar 28, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $378M to $677MMar 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $4.9B to $5.3BMar 28, 2024 to Mar 31, 2025
- RAUM · $8.7B to $9.2BMar 28, 2024 to Mar 31, 2025
- Accounts · 11 to 18Apr 20, 2023 to Mar 28, 2024
- Advisory employees · 26 to 31Apr 20, 2023 to Mar 28, 2024
- Corporate clients · 2 to 3Apr 20, 2023 to Mar 28, 2024
- Pooled vehicle clients · 6 to 11Apr 20, 2023 to Mar 28, 2024
- Assets in custody · $187M to $192MApr 20, 2023 to Mar 28, 2024
- Employees · 49 to 57Apr 20, 2023 to Mar 28, 2024
- Private funds · 5 to 8Apr 20, 2023 to Mar 28, 2024
- Discretionary RAUM · $6.5B to $8.3BApr 20, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $260M to $378MApr 20, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $3.1B to $4.9BApr 20, 2023 to Mar 28, 2024
- RAUM · $6.8B to $8.7BApr 20, 2023 to Mar 28, 2024
- Advisory employees · 29 to 26Mar 28, 2022 to Mar 30, 2023
- Business name · S•••• C•••••• P•••••••• L•• to S•• C•••••• P•••••••• L••Mar 28, 2022 to Mar 30, 2023
- Corporate clients · unset to 2.0Mar 28, 2022 to Mar 30, 2023
- Pooled vehicle clients · 5 to 6Mar 28, 2022 to Mar 30, 2023
- Assets in custody · $185M to $187MMar 28, 2022 to Mar 30, 2023
- Employees · 46 to 49Mar 28, 2022 to Mar 30, 2023
- Private funds · 4 to 5Mar 28, 2022 to Mar 30, 2023
- Discretionary RAUM · $6.3B to $6.5BMar 28, 2022 to Mar 30, 2023
- Non-discretionary RAUM · $262M to $260MMar 28, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $2.9B to $3.1BMar 28, 2022 to Mar 30, 2023
- RAUM · $6.5B to $6.8BMar 28, 2022 to Mar 30, 2023
Signals
6 dated events
- S•• C•••••• P•••••••• L•• reported RAUM $8.7B, up 28% from $6.8B (2023-04-20 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Younus Shiraz Kajee (Chief Financial Officer) appeared on Schedule A of S•• C•••••• P•••••••• L••Apr 20, 2023 · Control person joined · fact
- Louis Richard Peteka (Chief Financial Officer) no longer on Schedule A of S•• C•••••• P•••••••• L•• (listed 2023-03-30, absent 2023-04-20)Apr 20, 2023 · Control person left · inference
- S•• C•••••• P•••••••• L•• reported RAUM $6.5B, up 27% from $5.1B (2021-03-24 to 2022-03-28)Mar 28, 2022 · RAUM change · derived
- S•• C•••••• P•••••••• L•• reported RAUM $5.0B, up 32% from $3.8B (2019-03-29 to 2020-03-13)Mar 13, 2020 · RAUM change · derived
- S•• C•••••• P•••••••• L•• reported RAUM $3.8B, up 59% from $2.4B (2018-03-30 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- S•• C•••••• P•••••••• L•• · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/slrcapitalpartnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- slrcapitalpartners.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-993-1670reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026