DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Ifm Investors (US) Advisor, LLC
Latest filing Dec 9, 2025
First filing on the tape Mar 30, 2012 · 26 filings
SEC status approved since Oct 8, 2008
RAUM
$40B
reported, Item 5.F
Discretionary
11%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
157
63 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
1
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$40B as of Dec 9, 2025
Mar 30, 2012$1.1B then
HNW client RAUM$0 as of Dec 9, 2025
Sep 27, 2018$0 then
State-registered IARs (5.B.3)0 as of Dec 9, 2025
Mar 30, 20120 then
Employees (5.A)157 as of Dec 9, 2025
Sep 27, 201320 then
Private funds1 as of Dec 9, 2025
Mar 30, 20122 then
RAUM +40% over the last fiscal year+26% a year over threeIARs 0 to 0offices 1 to 2
Practice profile
derived from the filing of Dec 9, 2025; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $2.4BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 11%derivedof RAUM
- Institutional
- 4.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $34B, 8 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$38B95%
- Insurance companies$1.9B4.8%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 17reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $34B for 8 clientsreported
- Compensation
- performancereported
- Class basis
- private_client_share=0.0 fund_share=0.95 institutional_share=0.05 related_bd=true related_bank=false bd_reps=30.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Ifm Global Infrastructure (US), L.P.no longer reported | Other Private Fund | $2.0B | 44 | Mar 30, 2012 |
| Ifm Global Infrastructure Nps Sma, L.P. | Hedge Fund | $323M | 2 | Sep 28, 2023 |
| Ifm Global Infrastructure (US) I-A, L.P.no longer reported | Other Private Fund | $300M | 1 | Mar 30, 2012 |
| Ifm Global Infrastructure (Offshore), L.P.no longer reported | Other Private Fund | $43.0M | 2 | Nov 15, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Francisco Julio Garcia · Director Of Ifm Investors (US) Advisor, LLCcontrolsince 10/2014 · owns less than 5%
- Allen Richard Randall · Director Of Ifm Investors (US) Advisor, LLCcontrolsince 10/2021 · owns less than 5%
- Angola Russell · Director Of Ifm Investors (US) Advisor, LLC And Head Of Commercial - Legal (Americas)controlsince 10/2021 · owns less than 5%
- Rajiv Vyas · Executive Director, Head Of Compliancecontrolsince 10/2021 · owns less than 5%
- Edward Richard Gruber · Chief Compliance Officersince 12/2021 · owns less than 5%
Entity owners
- Ifm Investors (US), LLC · Memberdirect · owns 75% or more
- Ifm Holdings Pty Ltd · Shareholderindirect · owns 75% or more of Ifm Investors Pty Ltd
- Ifm Investors Pty Ltd · Memberindirect · owns 75% or more of Ifm Investors (US), LLC
- Industry Super Holdings Pty Ltd · Shareholderindirect · owns 75% or more of Ifm Holdings Pty Ltd
Related persons
Schedule D 7.A
- Ifm (US) Securities, LLCbroker-dealern
- Ifm Asia-Pac Debt Fund Gp S.A.R.L.pooled vehicle sponsorn
- Ifm Fiduciary No. 2 Pty Ltdpooled vehicle sponsorn
- Ifm Fiduciary Pty Ltdpooled vehicle sponsorn
- Ifm Global Infrastructure (Canada) Gp Inc.pooled vehicle sponsorn
- Ifm Global Infrastructure (Uk) Gp Ltdpooled vehicle sponsorn
- Ifm Global Infrastructure (US 2) Gp, LLCpooled vehicle sponsorn
- Ifm Global Infrastructure (US 3) Gp, LLCpooled vehicle sponsorn
- Ifm Global Infrastructure (US 4) Gp, LLCpooled vehicle sponsorn
- Ifm Global Infrastructure (US) Gp, LLCpooled vehicle sponsorn
- Ifm Global Infrastructure Debt Gp S.A.R.L.pooled vehicle sponsorn
- Ifm Growth Partners Gp Pty Ltdpooled vehicle sponsorn
- Ifm Growth Partners Services A Pty Ltdpooled vehicle sponsorn
- Ifm Growth Partners Services B Pty Ltdpooled vehicle sponsorn
- Ifm Infrastructure (Uk) General Partner, Llppooled vehicle sponsorn
- Ifm Investors (Hk) Limitedinvestment advisern
- Ifm Investors (Japan) Pty Ltdbroker-dealern
- Ifm Investors (Netherlands) B.V.broker-dealerinvestment advisern
- Ifm Investors (Nominees) Limitedpooled vehicle sponsorn
- Ifm Investors (Switzerland) Agbroker-dealern
- Ifm Investors (Uk) Ltdinvestment advisern
- Ifm Investors (US), LLCinvestment advisery
- Ifm Investors Pty Ltdinvestment adviseryRAUM $153B
- Ifm Net Zero Infrastructure Gp S.A.R.L.pooled vehicle sponsorn
- Ifm Private Equity (US) Gp, LLCpooled vehicle sponsory
- Industry Fund Services Limitedinvestment advisern
- Industry Funds Investments Ltdinvestment advisern
Advisers that list Ifm Investors (US) Advisor, LLC as a related person
- 162754 y
Offices
Schedule D 1.F, the 25 largest
- Houston, TX5 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Dec 9, 2025discretionary share of RAUM of 11% against a peer median of 100% (512 comparable advisers, 2.0th percentile, 29.9 robust deviations)peers: asset managers, $20B and over (512) · 1.8% percentile
What changed
consecutive filings, newest first
- Other offices · 1 to 2Nov 7, 2025 to Dec 9, 2025
- Accounts · 16 to 17Sep 28, 2024 to Nov 7, 2025
- Advisory employees · 60 to 63Sep 28, 2024 to Nov 7, 2025
- BD registered reps · 22 to 30Sep 28, 2024 to Nov 7, 2025
- Pooled vehicle clients · 12 to 13Sep 28, 2024 to Nov 7, 2025
- Assets in custody · $30B to $34BSep 28, 2024 to Nov 7, 2025
- Employees · 152 to 157Sep 28, 2024 to Nov 7, 2025
- Financial planning clients · unset to Sep 28, 2024 to Nov 7, 2025
- Discretionary RAUM · $3.6B to $4.6BSep 28, 2024 to Nov 7, 2025
- Non-discretionary RAUM · $31B to $36BSep 28, 2024 to Nov 7, 2025
- Pooled vehicle RAUM · $33B to $38BSep 28, 2024 to Nov 7, 2025
- RAUM · $35B to $40BSep 28, 2024 to Nov 7, 2025
- Accounts · 9 to 16Sep 28, 2023 to Sep 28, 2024
- Advisory employees · 58 to 60Sep 28, 2023 to Sep 28, 2024
- BD registered reps · 20 to 22Sep 28, 2023 to Sep 28, 2024
- Pooled vehicle clients · 8 to 12Sep 28, 2023 to Sep 28, 2024
- Assets in custody · $29B to $30BSep 28, 2023 to Sep 28, 2024
- Employees · 144 to 152Sep 28, 2023 to Sep 28, 2024
- Discretionary RAUM · $330M to $3.6BSep 28, 2023 to Sep 28, 2024
- Non-discretionary RAUM · $28B to $31BSep 28, 2023 to Sep 28, 2024
- Pooled vehicle RAUM · $29B to $33BSep 28, 2023 to Sep 28, 2024
- RAUM · $29B to $35BSep 28, 2023 to Sep 28, 2024
- Accounts · 8 to 9Sep 28, 2022 to Sep 28, 2023
- Advisory employees · 51 to 58Sep 28, 2022 to Sep 28, 2023
- BD registered reps · 22 to 20Sep 28, 2022 to Sep 28, 2023
- Pooled vehicle clients · 7 to 8Sep 28, 2022 to Sep 28, 2023
- Assets in custody · $25B to $29BSep 28, 2022 to Sep 28, 2023
- Employees · 117 to 144Sep 28, 2022 to Sep 28, 2023
- Other offices · 0 to 1Sep 28, 2022 to Sep 28, 2023
- Private funds · unset to 1Sep 28, 2022 to Sep 28, 2023
- Discretionary RAUM · $0 to $330MSep 28, 2022 to Sep 28, 2023
- HNW RAUM · unset to 0.0Sep 28, 2022 to Sep 28, 2023
- Individual RAUM · unset to 0.0Sep 28, 2022 to Sep 28, 2023
- Non-discretionary RAUM · $25B to $28BSep 28, 2022 to Sep 28, 2023
- Pension RAUM · unset to 0.0Sep 28, 2022 to Sep 28, 2023
- Pooled vehicle RAUM · $25B to $29BSep 28, 2022 to Sep 28, 2023
- RAUM · $25B to $29BSep 28, 2022 to Sep 28, 2023
- Advisory employees · 45 to 51Dec 22, 2021 to Sep 28, 2022
- BD registered reps · 23 to 22Dec 22, 2021 to Sep 28, 2022
- Assets in custody · $20B to $25BDec 22, 2021 to Sep 28, 2022
Signals
7 dated events
- Rajiv Vyas (Executive Director, Head Of Compliance) appeared on Schedule A of Ifm Investors (Us) Advisor, LlcSep 28, 2023 · Control person joined · fact
- Christopher Peter Mordue (Director Of Ifm Investors (Us) Advisor, Llc) no longer on Schedule A of Ifm Investors (Us) Advisor, Llc (listed 2021-12-22, absent 2022-09-28)Sep 28, 2022 · Control person left · inference
- Sharon Michael (Director Of Ifm Investors (Us) Advisor, Llc) no longer on Schedule A of Ifm Investors (Us) Advisor, Llc (listed 2021-12-22, absent 2022-09-28)Sep 28, 2022 · Control person left · inference
- Allen Richard Randall (Director Of Ifm Investors (Us) Advisor, Llc) appeared on Schedule A of Ifm Investors (Us) Advisor, LlcSep 28, 2022 · Control person joined · fact
- Angola Russell (Director Of Ifm Investors (Us) Advisor, Llc And Head Of Commercial - Legal (Americas)) appeared on Schedule A of Ifm Investors (Us) Advisor, LlcSep 28, 2022 · Control person joined · fact
- Ifm Investors (Us) Advisor, Llc reported RAUM $20.1B, up 29% from $15.6B (2021-04-13 to 2021-09-28)Sep 28, 2021 · RAUM change · derived
- Ifm Investors (Us) Advisor, Llc reported RAUM $11.2B, up 29% from $8.7B (2017-09-28 to 2018-09-27)Sep 27, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- IFM Investors (US) Advisor, LLC · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Principal office phone
- 212-784-2260reportedpublic record, Form ADV, Dec 9, 2025
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026