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J•••• G••••• A•••• M•••••••••

Former SEC-registered adviserFormer SEC adviser· Copenhagen V

Former SEC-registered adviser, based in Copenhagen V, reporting $256M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$256M
Form ADV
Advisors
Not applicable
Net advisor flow, 12 months
Not applicable
RAUM change, last fiscal year
+12%
Form ADV, consecutive annual filings
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
What we can say about this record

We hold 14 Form ADV filings for this adviser, the latest 13.5 years ago. It is no longer SEC-registered, so the figures here are its last ones and nothing on this record is current. It is still the right record for resolving this adviser, its filings, owners and affiliates.

Every filed figure, and the identifiersCRD 146624 · SEC 801-68908 · 14 filingsShow
CRD 146624SEC 801-68908Legal name J•••• G••••• A•••• M••••••••• F••••••••• A••First filing on the tape Nov 30, 2011, latest May 13, 2013IAPD
RAUM
$256M
reported, Item 5.F
Discretionary
52%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
5 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$256M as of Jan 30, 2013
Mar 13, 2012$228M then
HNW client RAUM: no history
State-registered IARs (5.B.3): 0
Employees (5.A): 10
Private funds: no history
RAUM +12% over the last fiscal year
Practice profile
derived from the filing of May 13, 2013; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$584,950derivedRAUM over accounts (5.F.2.f)
Discretionary
52%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+12%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourlyreportedItem 5.E
Advisory activities
portfolio management for individuals, educational seminarsreportedItem 5.G
Ownership
a bank, bancorp or trust company is a 50 percent or greater ownerderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
437reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • B••••••• S•••••• · Directorcontrol
        since 10/2009 · owns less than 5%
      • F••••••• B••••• · Ceo & Chief Compliance Officercontrol
        since 04/2008 · owns less than 5%
      • J•••••••• N•••• E••• · Directorcontrol
        since 10/2009 · owns less than 5%
      • W••••••••• N•••• · Directorcontrol
        since 10/2009 · owns less than 5%
      Entity owners
      • J•••• B••• A•• · Sole Member; Managing Member
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      • J•••• B••• A••
        broker-dealerinvestment advisery
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 6 to 5
        Jan 30, 2013 to May 13, 2013
      • Employees · 10 to 9
        Jan 30, 2013 to May 13, 2013
      • Accounts · 549 to 437
        Nov 26, 2012 to Jan 30, 2013
      • Advisory employees · 8 to 6
        Nov 26, 2012 to Jan 30, 2013
      • Employees · 12 to 10
        Nov 26, 2012 to Jan 30, 2013
      • Discretionary RAUM · $137M to $133M
        Nov 26, 2012 to Jan 30, 2013
      • Non-discretionary RAUM · $90.7M to $122M
        Nov 26, 2012 to Jan 30, 2013
      • RAUM · $228M to $256M
        Nov 26, 2012 to Jan 30, 2013
      • Advisory employees · unset to 8.0
        Sep 21, 2012 to Nov 26, 2012
      • Employees · unset to 12.0
        Sep 21, 2012 to Nov 26, 2012
      • State-registered IARs · unset to 0.0
        Sep 21, 2012 to Nov 26, 2012
      • Accounts · 507 to 549
        Nov 30, 2011 to Mar 13, 2012
      • Advisory activities · 2 to 3
        Nov 30, 2011 to Mar 13, 2012
      • Insurance-licensed employees · unset to 0.0
        Nov 30, 2011 to Mar 13, 2012
      • Discretionary RAUM · $177M to $137M
        Nov 30, 2011 to Mar 13, 2012
      • Non-discretionary RAUM · $123M to $90.7M
        Nov 30, 2011 to Mar 13, 2012
      • RAUM · $300M to $228M
        Nov 30, 2011 to Mar 13, 2012
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026