DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••••••• F•••••••• A•••••••• L••
Legal name B•••••••• F•••••••• A•••••••• L••
Latest filing Feb 13, 2026
First filing on the tape Apr 4, 2022 · 9 filings
SEC status approved since May 4, 2022
RAUM
$207M
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
95%
$197M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$104M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$207M as of Feb 13, 2026
Mar 30, 2023$100M then
HNW client RAUM$197M as of Feb 13, 2026
Mar 30, 2023$99.1M then
State-registered IARs (5.B.3)2 as of Feb 13, 2026
Mar 30, 20233 then
Employees (5.A)3 as of Feb 13, 2026
Mar 30, 20234 then
Private funds: no history
RAUM +17% over the last fiscal year+27% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Feb 13, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $104MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.9MderivedHNW RAUM over HNW clients
- Average account
- $1.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 92%derivedof RAUM
- Institutional
- 5.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 0.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$197M95%
- Charitable organizations$10.5M5.0%
- Corporations and businesses$1350.0%
- Individual clients
- n/areported
- HNW clients
- 50reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 137reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixedreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A••••• S•••• C•••••••Chartered Financial Analyst | Locust Valley, Ny | Aug 22, 2008 | 19 y | 1 |
| R••• A•••••••• B••••••• | Baltimore, Md | Jan 1, 2025 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- A••••• S•••• C••••••• from H• B•••• I•••Aug 22, 2008 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••••• A•••••• S•••• · Principal And Chief Compliance Officersince 04/2008 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bethesda, Md · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 116 to 137Jun 10, 2025 to Feb 13, 2026
- Advisory activities · 2 to 3Jun 10, 2025 to Feb 13, 2026
- Discretionary RAUM · $163M to $190MJun 10, 2025 to Feb 13, 2026
- HNW RAUM · $175M to $197MJun 10, 2025 to Feb 13, 2026
- Non-discretionary RAUM · $13.5M to $17.3MJun 10, 2025 to Feb 13, 2026
- RAUM · $176M to $207MJun 10, 2025 to Feb 13, 2026
- Financial planning clients · 26-50 to 26-50Mar 26, 2025 to Jun 10, 2025
- Accounts · 121 to 116Mar 20, 2024 to Mar 26, 2025
- Business name · B••••••••• F•••••••• A•••••••• L•• to B••••••••• F•••••••• A•••••••• L••Mar 20, 2024 to Mar 26, 2025
- HNW clients · 39 to 50Mar 20, 2024 to Mar 26, 2025
- Discretionary RAUM · $133M to $163MMar 20, 2024 to Mar 26, 2025
- HNW RAUM · $145M to $175MMar 20, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $13.9M to $13.5MMar 20, 2024 to Mar 26, 2025
- RAUM · $146M to $176MMar 20, 2024 to Mar 26, 2025
- Accounts · 113 to 121Sep 14, 2023 to Mar 20, 2024
- HNW clients · 43 to 39Sep 14, 2023 to Mar 20, 2024
- Employees · 4 to 3Sep 14, 2023 to Mar 20, 2024
- State-registered IARs · 3 to 2Sep 14, 2023 to Mar 20, 2024
- Discretionary RAUM · $87.0M to $133MSep 14, 2023 to Mar 20, 2024
- HNW RAUM · $99.1M to $145MSep 14, 2023 to Mar 20, 2024
- Individual RAUM · 0.0 to unsetSep 14, 2023 to Mar 20, 2024
- Non-discretionary RAUM · $13.3M to $13.9MSep 14, 2023 to Mar 20, 2024
- RAUM · $100M to $146MSep 14, 2023 to Mar 20, 2024
- Other offices · 1 to 2Aug 25, 2023 to Sep 14, 2023
- Accounts · 101 to 113Nov 30, 2022 to Mar 30, 2023
- HNW clients · 49 to 43Nov 30, 2022 to Mar 30, 2023
- Employees · 3 to 4Nov 30, 2022 to Mar 30, 2023
- State-registered IARs · 2 to 3Nov 30, 2022 to Mar 30, 2023
- Discretionary RAUM · $102M to $87.0MNov 30, 2022 to Mar 30, 2023
- HNW RAUM · $114M to $99.1MNov 30, 2022 to Mar 30, 2023
- Individual RAUM · $55,869 to $0Nov 30, 2022 to Mar 30, 2023
- Non-discretionary RAUM · $12.9M to $13.3MNov 30, 2022 to Mar 30, 2023
- RAUM · $115M to $100MNov 30, 2022 to Mar 30, 2023
Signals
2 dated events
- Nmn Nathan Irons (Founder And Principal) no longer on Schedule A of B••••••••• F•••••••• A•••••••• L•• (listed 2022-11-30, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
- B••••••••• F•••••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Apr 4, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 301-841-0203reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/bluestone-financial-advisors-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- b••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (301) 841-0203reportedpublic record, Form ADV, Feb 13, 2026
- Contact form
- b••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $104Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026