DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
SEC-registered adviser
M••••• C••• C••••••• L••
Latest filing Feb 13, 2026
First filing on the tape Mar 2, 2012 · 30 filings
SEC status approved since May 5, 2008
RAUM
$311M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
94%
$292M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$104M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$311M as of Feb 13, 2026
Mar 2, 2012$111M then
HNW client RAUM$226M as of Feb 13, 2026
Feb 21, 2018$134M then
State-registered IARs (5.B.3)3 as of Feb 13, 2026
Mar 2, 20120 then
Employees (5.A)4 as of Feb 13, 2026
Feb 4, 20133 then
Private funds: no history
RAUM +12% over the last fiscal year+14% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Feb 13, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $104MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 73derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.3MderivedHNW RAUM over HNW clients
- Average account
- $673,008derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -3.1%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$226M73%
- Individuals$65.9M21%
- Pension and profit-sharing plans$9.3M3.0%
- Corporations and businesses$9.3M3.0%
- Charitable organizations$531,4880.2%
- Individual clients
- 166reported
- HNW clients
- 52reported
- Pension plan clients
- 4reported
- Charitable clients
- 2reported
- Accounts
- 462reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A••••• C•••••• W•••• | Palos Verdes Estates, Ca | May 30, 2008 | 32 y | 1 |
| M••• W••• C••••• | Palos Verdes Estates, Ca | Jul 28, 2025 | 41 y | 1 |
| A••••• W••••Chartered Financial Analyst | Palos Verdes Estates, Ca | Dec 2, 2025 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M••• W••• C••••• from C•••••••• G••••• M•••••• I•••Jul 28, 2025 · Other
- A••••• C•••••• W•••• from C•••••••• G••••• M•••••• I•••May 30, 2008 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••• M•••• W••• · Chief Executive Officercontrolsince 03/2016 · owns less than 5%
- W••••• A•••••• C•••••• · Managing Member / Chief Compliance Officercontrolsince 05/2008 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Palos Verdes Estates, Ca · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 467 to 462Jan 30, 2025 to Feb 13, 2026
- HNW clients · 49 to 52Jan 30, 2025 to Feb 13, 2026
- Individual clients · 176 to 166Jan 30, 2025 to Feb 13, 2026
- Discretionary RAUM · $279M to $311MJan 30, 2025 to Feb 13, 2026
- HNW RAUM · $196M to $226MJan 30, 2025 to Feb 13, 2026
- Individual RAUM · $64.2M to $65.9MJan 30, 2025 to Feb 13, 2026
- Pension RAUM · $12.0M to $9.3MJan 30, 2025 to Feb 13, 2026
- RAUM · $279M to $311MJan 30, 2025 to Feb 13, 2026
- Accounts · 505 to 467Aug 28, 2024 to Jan 30, 2025
- Individual clients · 177 to 176Aug 28, 2024 to Jan 30, 2025
- Pension plan clients · 5 to 4Aug 28, 2024 to Jan 30, 2025
- Financial planning clients · unset to Aug 28, 2024 to Jan 30, 2025
- Discretionary RAUM · $276M to $279MAug 28, 2024 to Jan 30, 2025
- HNW RAUM · $195M to $196MAug 28, 2024 to Jan 30, 2025
- Individual RAUM · $68.7M to $64.2MAug 28, 2024 to Jan 30, 2025
- Pension RAUM · $6.5M to $12.0MAug 28, 2024 to Jan 30, 2025
- RAUM · $276M to $279MAug 28, 2024 to Jan 30, 2025
- Accounts · 513 to 505Jul 23, 2024 to Aug 28, 2024
- HNW clients · 60 to 49Jul 23, 2024 to Aug 28, 2024
- Individual clients · 172 to 177Jul 23, 2024 to Aug 28, 2024
- Pension plan clients · 6 to 5Jul 23, 2024 to Aug 28, 2024
- Discretionary RAUM · $261M to $276MJul 23, 2024 to Aug 28, 2024
- HNW RAUM · $199M to $195MJul 23, 2024 to Aug 28, 2024
- Individual RAUM · $45.5M to $68.7MJul 23, 2024 to Aug 28, 2024
- Pension RAUM · $10.6M to $6.5MJul 23, 2024 to Aug 28, 2024
- RAUM · $261M to $276MJul 23, 2024 to Aug 28, 2024
- Accounts · 501 to 513Jan 24, 2023 to Jan 23, 2024
- Advisory employees · 2 to 3Jan 24, 2023 to Jan 23, 2024
- Corporate clients · 3 to 4Jan 24, 2023 to Jan 23, 2024
- HNW clients · 53 to 60Jan 24, 2023 to Jan 23, 2024
- Individual clients · 155 to 172Jan 24, 2023 to Jan 23, 2024
- Pension plan clients · 7 to 6Jan 24, 2023 to Jan 23, 2024
- Employees · 3 to 4Jan 24, 2023 to Jan 23, 2024
- State-registered IARs · 2 to 3Jan 24, 2023 to Jan 23, 2024
- Other offices · 0 to 1Jan 24, 2023 to Jan 23, 2024
- Discretionary RAUM · $210M to $261MJan 24, 2023 to Jan 23, 2024
- HNW RAUM · $155M to $199MJan 24, 2023 to Jan 23, 2024
- Individual RAUM · $42.7M to $45.5MJan 24, 2023 to Jan 23, 2024
- Pension RAUM · $7.9M to $10.6MJan 24, 2023 to Jan 23, 2024
- RAUM · $210M to $261MJan 24, 2023 to Jan 23, 2024
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- m•••••@m•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 310-421-2141reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- M•••••C•••CAPITAL.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- (310) 421-2141reportedpublic record, Form ADV, Feb 13, 2026
- Contact form
- m•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- m•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $104Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026