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SEC-registered adviser

D• C•••••• M••••••••• L••

Independent wealth managerCRD 147013SEC 801-128787websiteIAPD
Latest filing Feb 1, 2026
First filing on the tape Aug 25, 2023 · 6 filings
SEC status approved since Oct 5, 2023
RAUM
$50.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$50.0M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$50.0M as of Feb 1, 2026
Jan 30, 2024$50.0M then
HNW client RAUM$50.0M as of Feb 1, 2026
Jan 30, 2024$50.0M then
State-registered IARs (5.B.3)0 as of Feb 1, 2026
Jan 30, 20240 then
Employees (5.A)1 as of Feb 1, 2026
Jan 30, 20241 then
Private funds: no history
RAUM +0.0% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Feb 1, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.3MderivedHNW RAUM over HNW clients
Average account
$2.3MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+0.0%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$50.0M100%
Individual clients
n/areported
HNW clients
22reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
22reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • D•• V••••••• J•••••• A•••••• · Managing Member,Ccocontrol
        since 03/2008 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Financial planning clients · unset to
        Aug 9, 2024 to Feb 25, 2025
      • HQ city · unset to
        Aug 9, 2024 to Feb 25, 2025
      • HQ state · unset to
        Aug 9, 2024 to Feb 25, 2025
      Signals
      1 dated events
      • D• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
        Aug 25, 2023 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      w••.d•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
      Principal office phone
      914 886-3260reportedpublic record, Form ADV, Feb 1, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026