DFX Intelligence
RIA Intelligence
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SEC-registered adviser
B•••• F•••••••• A•••••••• L••
Latest filing Apr 29, 2026
First filing on the tape Aug 27, 2020 · 12 filings
SEC status approved since Sep 25, 2020
RAUM
$323M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$323M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$108M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$323M as of Apr 29, 2026
Mar 29, 2021$185M then
HNW client RAUM$181M as of Apr 29, 2026
Mar 29, 2021$73.6M then
State-registered IARs (5.B.3)3 as of Apr 29, 2026
Mar 29, 20214 then
Employees (5.A)3 as of Apr 29, 2026
Mar 29, 20214 then
Private funds: no history
RAUM +8.2% over the last fiscal year+19% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Apr 29, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $108MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 204derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $205,554derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 0.6derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -9.7%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$181M56%
- Individuals$142M44%
- Individual clients
- 510reported
- HNW clients
- 103reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,573reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G•••••• A•••• B•••• | Milford, Oh | Aug 13, 2008 | 21 y | 0 |
| M•••• J•••• B•••• | Milford, Oh | Aug 15, 2012 | 24 y | 0 |
| A•••••••• E••••• B•••• | Milford, Oh | Nov 5, 2018 | 18 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• G••••••• A•••• · Managing Member/Ccocontrolsince 03/2008 · owns 75% or more
Related persons
Schedule D 7.A
- G•••••• B••••real estatey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Milford, Oh · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Florence, KY4 employees
- Cincinnati, OH3 employees
- Cincinnati, OH3 employees
- West Chester, OH3 employees
What changed
consecutive filings, newest first
- Accounts · 1,625 to 1,573Apr 2, 2025 to Apr 29, 2026
- HNW clients · 93 to 103Apr 2, 2025 to Apr 29, 2026
- Individual clients · 586 to 510Apr 2, 2025 to Apr 29, 2026
- Discretionary RAUM · $299M to $322MApr 2, 2025 to Apr 29, 2026
- HNW RAUM · $154M to $181MApr 2, 2025 to Apr 29, 2026
- Individual RAUM · $145M to $142MApr 2, 2025 to Apr 29, 2026
- Non-discretionary RAUM · $0 to $1.1MApr 2, 2025 to Apr 29, 2026
- RAUM · $299M to $323MApr 2, 2025 to Apr 29, 2026
- Accounts · 1,407 to 1,625Nov 6, 2024 to Apr 2, 2025
- HNW clients · 494 to 93Nov 6, 2024 to Apr 2, 2025
- Individual clients · 76 to 586Nov 6, 2024 to Apr 2, 2025
- Financial planning clients · 0 to 0Nov 6, 2024 to Apr 2, 2025
- Discretionary RAUM · $245M to $299MNov 6, 2024 to Apr 2, 2025
- HNW RAUM · $130M to $154MNov 6, 2024 to Apr 2, 2025
- Individual RAUM · $115M to $145MNov 6, 2024 to Apr 2, 2025
- RAUM · $245M to $299MNov 6, 2024 to Apr 2, 2025
- Accounts · 1,244 to 1,407May 2, 2023 to Mar 1, 2024
- HNW clients · 48 to 494May 2, 2023 to Mar 1, 2024
- Individual clients · 473 to 76May 2, 2023 to Mar 1, 2024
- Discretionary RAUM · $193M to $245MMay 2, 2023 to Mar 1, 2024
- HNW RAUM · $71.8M to $130MMay 2, 2023 to Mar 1, 2024
- Individual RAUM · $121M to $115MMay 2, 2023 to Mar 1, 2024
- RAUM · $193M to $245MMay 2, 2023 to Mar 1, 2024
- Accounts · 1,493 to 1,244Apr 1, 2022 to May 2, 2023
- HNW clients · 57 to 48Apr 1, 2022 to May 2, 2023
- Individual clients · 637 to 473Apr 1, 2022 to May 2, 2023
- Financial planning clients · 26-50 to 0Apr 1, 2022 to May 2, 2023
- Discretionary RAUM · $257M to $193MApr 1, 2022 to May 2, 2023
- HNW RAUM · $102M to $71.8MApr 1, 2022 to May 2, 2023
- Individual RAUM · $155M to $121MApr 1, 2022 to May 2, 2023
- RAUM · $257M to $193MApr 1, 2022 to May 2, 2023
- Accounts · 1,079 to 1,493Aug 18, 2021 to Apr 1, 2022
- HNW clients · 45 to 57Aug 18, 2021 to Apr 1, 2022
- Individual clients · 388 to 637Aug 18, 2021 to Apr 1, 2022
- Financial planning clients · 0 to 26-50Aug 18, 2021 to Apr 1, 2022
- Discretionary RAUM · $185M to $257MAug 18, 2021 to Apr 1, 2022
- HNW RAUM · $73.6M to $102MAug 18, 2021 to Apr 1, 2022
- Individual RAUM · $112M to $155MAug 18, 2021 to Apr 1, 2022
- RAUM · $185M to $257MAug 18, 2021 to Apr 1, 2022
- Advisory employees · 4 to 3May 6, 2021 to Aug 18, 2021
Signals
1 dated events
- B•••• F•••••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Aug 27, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- SOUNDMONEYINFO.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 513-575-9654reportedpublic record, Form ADV, Apr 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $108Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026