DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••••••• C•••••• E••••• P••••••• L•
Latest filing May 21, 2026
First filing on the tape Apr 30, 2012 · 37 filings
SEC status approved since Jun 3, 2008
RAUM
$5.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
67
24 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
20
reported on Schedule D
History
37 filings and snapshots on the tape
RAUM$5.3B as of May 21, 2026
Apr 30, 2012$922M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 21, 2026
Apr 30, 20120 then
Employees (5.A)67 as of May 21, 2026
Apr 24, 20137 then
Private funds20 as of May 21, 2026
Apr 30, 20124 then
RAUM +3.5% over the last fiscal year+5.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 21, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $160MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 8.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.8B92%
- Pension and profit-sharing plans$426M8.1%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- n/areported
- Charitable clients
- 0reported
- Accounts
- 33reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.92 institutional_share=0.08 related_bd=false related_bank=false bd_reps=7.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
21 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| I•••••••• D••••• I••••••••• F••• V• L••• | Private Equity Fund | $973M | 266 | Jan 31, 2018 |
| I•••••••• C••••••••• F••• V•• L• | Private Equity Fund | $929M | 379 | Mar 29, 2022 |
| I•••••••• P••••••••• F••• I•• L••• | Private Equity Fund | $504M | 78 | Mar 30, 2017 |
| I•••••••• P••••••••• F••• V• L••• | Private Equity Fund | $491M | 130 | Jan 31, 2018 |
| I•••••••• P••••••••• F••• V•• L• | Private Equity Fund | $344M | 181 | Mar 29, 2022 |
| I•••••••• O••••••••• F••• I•• L• | Other Private Fund | $250M | 96 | Mar 31, 2023 |
| I•••••••• P••••••••• F••• I••• L••• | Private Equity Fund | $202M | 95 | Mar 31, 2015 |
| I•••••••• D••••• I••••••••• F••• V• • P••••••• A• L• | Private Equity Fund | $194M | 15 | Mar 30, 2021 |
| I•••••••• D••••• I••••••••• F••• I•• L••• | Private Equity Fund | $132M | 162 | Mar 30, 2017 |
| I•••••••• O••••••••• F•••• L••• | Other Private Fund | $93.3M | 40 | Jan 31, 2018 |
| I•••••••• C••••••••• F••• I••• L••• | Private Equity Fund | $66.9M | 124 | Apr 17, 2014 |
| I•••••••• O••••••••• A•••• F•••• L• | Other Private Fund | $42.3M | 21 | Mar 30, 2021 |
| I•••••••• O••••••••• O••••••• M••••• F••• I•• L••• | Other Private Fund | $28.6M | 16 | Mar 31, 2023 |
| U••••••••• C••••••••• F••• I•• L••• | Private Equity Fund | $10.6M | 2 | Apr 24, 2013 |
| U••••••••• C••••••••• F•••• L••• | Private Equity Fund | $3.8M | 2 | Apr 30, 2012 |
| I•••••••• C••••••••• F••• I•••••• L••• | Private Equity Fund | $1.6M | 8 | Mar 30, 2016 |
| U••••••••• P••••••••• F•••• L••• | Private Equity Fund | $1.5M | 1 | Apr 30, 2012 |
| C•• G••••• E•••• F•••• L••• | Private Equity Fund | $1.2M | 2 | Mar 30, 2017 |
| I•••••••• C••••••••• F••• I•• L•••no longer reported | Private Equity Fund | $772,973 | 32 | Apr 30, 2012 |
| U••••••••• P••••••••• F••• I•• L••• | Private Equity Fund | $28,691 | 1 | Apr 24, 2013 |
| I•••••••• P••••••••• F••• I•• L•••no longer reported | Private Equity Fund | $0 | 57 | Apr 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- C•••••• D•••••• M•••••• · Managing Partnercontrolsince 01/2008 · owns 25% to 50%
- G•••••• J•••• J••••• · Managing Partnercontrolsince 01/2008 · owns 25% to 50%
- C•••••• D•••••• M•••••• · Managing Membercontrolsince 12/2017 · owns 50% to 75% of C••••••••• C•••••• P••••••• L••
- G•••••• J•••• J••••• · Managing Membercontrolsince 12/2017 · owns 50% to 75% of C••••••••• C•••••• P••••••• L••
- H••••• R•••••• M•••••• · Partnersince 02/2008 · owns 10% to 25%
- M•••••••• P••••• G••••• · Partnersince 02/2015 · owns less than 5%
- M•••••••• B••••• W••••• · Chief Compliance Officersince 11/2023 · owns less than 5%
- R••••• V••••••• T••••• · Partnersince 02/2008 · owns 10% to 25%
- R••••••••• W••••••• S•••• · Partnersince 02/2008 · owns 10% to 25%
- T••••• A••••••••• R• · Partnersince 02/2015 · owns less than 5%
Entity owners
- C••••••••• C•••••• P••••••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- C•• G••••• E•••• G•• L••investment adviserpooled vehicle sponsorn
- C••••••••• C•••••• P•• L• P•investment advisernRAUM $911M
- I•••••••• I•• G•• L••investment adviserpooled vehicle sponsorn
- I•••••••• I• G•• L••investment adviserpooled vehicle sponsorn
- I•••••••• O••••••••• A•••• G•• L••investment adviserpooled vehicle sponsorn
- I•••••••• O••••••••• G•• L••investment adviserpooled vehicle sponsorn
- I•••••••• O••••••••• I• G•• L••investment adviserpooled vehicle sponsorn
- I•••••••• V• G•• L••investment adviserpooled vehicle sponsorn
- I•••••••• V• G•• L••investment adviserpooled vehicle sponsorn
- U••••••••• G• I•• L••investment adviserpooled vehicle sponsorn
- U••••••••• G•• L••investment adviserpooled vehicle sponsorn
Advisers that list C••••••••• C•••••• E••••• P••••••• L• as a related person
- 319678 n
Offices
Schedule D 1.F, the 25 largest
- New York, NY4 employees
What changed
consecutive filings, newest first
- Discretionary RAUM · $5.3B to $5.3BMar 31, 2026 to May 21, 2026
- Pooled vehicle RAUM · $4.9B to $4.8BMar 31, 2026 to May 21, 2026
- RAUM · $5.3B to $5.3BMar 31, 2026 to May 21, 2026
- Accounts · 34 to 33May 30, 2025 to Mar 31, 2026
- Advisory employees · 26 to 24May 30, 2025 to Mar 31, 2026
- BD registered reps · 9 to 7May 30, 2025 to Mar 31, 2026
- Employees · 72 to 67May 30, 2025 to Mar 31, 2026
- Discretionary RAUM · $5.1B to $5.3BMay 30, 2025 to Mar 31, 2026
- Pension RAUM · $418M to $426MMay 30, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $4.7B to $4.9BMay 30, 2025 to Mar 31, 2026
- RAUM · $5.1B to $5.3BMay 30, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 31, 2025 to May 30, 2025
- Discretionary RAUM · $5.1B to $5.1BMar 31, 2025 to May 30, 2025
- Pension RAUM · $427M to $418MMar 31, 2025 to May 30, 2025
- Pooled vehicle RAUM · $4.7B to $4.7BMar 31, 2025 to May 30, 2025
- RAUM · $5.1B to $5.1BMar 31, 2025 to May 30, 2025
- Accounts · 28 to 34May 15, 2024 to Mar 31, 2025
- BD registered reps · 5 to 9May 15, 2024 to Mar 31, 2025
- Pooled vehicle clients · 27 to 33May 15, 2024 to Mar 31, 2025
- Employees · 63 to 72May 15, 2024 to Mar 31, 2025
- Private funds · 18 to 20May 15, 2024 to Mar 31, 2025
- Discretionary RAUM · $4.7B to $5.1BMay 15, 2024 to Mar 31, 2025
- Pension RAUM · $429M to $427MMay 15, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $4.3B to $4.7BMay 15, 2024 to Mar 31, 2025
- RAUM · $4.7B to $5.1BMay 15, 2024 to Mar 31, 2025
- Discretionary RAUM · $4.6B to $4.7BMar 27, 2024 to May 15, 2024
- Pooled vehicle RAUM · $4.2B to $4.3BMar 27, 2024 to May 15, 2024
- RAUM · $4.6B to $4.7BMar 27, 2024 to May 15, 2024
- Accounts · 29 to 28Nov 15, 2023 to Mar 27, 2024
- Advisory employees · 23 to 26Nov 15, 2023 to Mar 27, 2024
- BD registered reps · 2 to 5Nov 15, 2023 to Mar 27, 2024
- Pooled vehicle clients · 28 to 27Nov 15, 2023 to Mar 27, 2024
- Employees · 52 to 63Nov 15, 2023 to Mar 27, 2024
- Private funds · 19 to 18Nov 15, 2023 to Mar 27, 2024
- Discretionary RAUM · $4.5B to $4.6BNov 15, 2023 to Mar 27, 2024
- Pension RAUM · $434M to $429MNov 15, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $4.1B to $4.2BNov 15, 2023 to Mar 27, 2024
- RAUM · $4.5B to $4.6BNov 15, 2023 to Mar 27, 2024
- Discretionary RAUM · $4.5B to $4.5BMar 31, 2023 to May 16, 2023
- Pension RAUM · $435M to $434MMar 31, 2023 to May 16, 2023
Signals
3 dated events
- Richard Stanley Czyz (Chief Compliance Officer) no longer on Schedule A of C••••••••• C•••••• E••••• P••••••• L• (listed 2023-05-16, absent 2023-11-15)Nov 15, 2023 · Control person left · inference
- C••••••••• C•••••• E••••• P••••••• L• reported RAUM $3.9B, up 26% from $3.1B (2021-05-05 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- C••••••••• C•••••• P•••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)Jan 31, 2018 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
- C••••••••• C•••••• E••••• P••••••• L• · Independent Sponsorsshared crd · capital_provider
- C••••••••• C•••••• E••••• P••••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- CONCP.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 978-749-9600reportedpublic record, Form ADV, May 21, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026