DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V•••••• W••••• A•••••••• L••
Latest filing May 7, 2026
First filing on the tape Mar 30, 2021 · 16 filings
SEC status approved since Apr 29, 2021
RAUM
$260M
reported, Item 5.F
Discretionary
94%
of RAUM
Private clients
85%
$222M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$65.0M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$260M as of May 7, 2026
Mar 14, 2022$125M then
HNW client RAUM$205M as of May 7, 2026
Mar 14, 2022$64.6M then
State-registered IARs (5.B.3)4 as of May 7, 2026
Mar 14, 20223 then
Employees (5.A)5 as of May 7, 2026
Mar 14, 20223 then
Private funds: no history
RAUM +98% over the last fiscal year+30% a year over threeIARs 4 to 4offices 2 to 4
Practice profile
derived from the filing of May 7, 2026; every figure names its basis
- RAUM per advisor
- $65.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 27derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $643,918derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 94%derivedof RAUM
- Institutional
- 12%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 0.8derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +98%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +45%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $98.0M, 76 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$205M79%
- Pension and profit-sharing plans$30.4M12%
- Individuals$16.3M6.3%
- Corporations and businesses$8.2M3.1%
- Individual clients
- 43reported
- HNW clients
- 66reported
- Pension plan clients
- 11reported
- Charitable clients
- 0reported
- Accounts
- 404reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $98.0M for 76 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.85 fund_share=0.0 institutional_share=0.12 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••••• F•••• V••••••Certified Financial Planner, Chartered Financial Consultant | Carlsbad, Ca | Jan 6, 2011 | 25 y | 2 |
| D••••• J••••• V•••••• | Fair Oaks, Ca | Mar 20, 2015 | 11 y | 0 |
| A•••• G•••• R••••Certified Financial Planner | Hattiesburg, Ms | Oct 23, 2020 | 17 y | 5 |
| C•••••••• D• S••••••Certified Financial Planner | San Diego, Ca | Jan 24, 2025 | 42 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- C•••••••• D• S•••••• from S•••••• • A••••••••• L••Jan 24, 2025 · Other
- A•••• G•••• R•••• from L•••••••• W•••••• L••Oct 23, 2020 · Other
- J•••••• F•••• V•••••• from C••••• I••••••••• A••••••• L••Aug 12, 2008 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- V••••••• J••••••• F•••• · Managing Principal/Ccocontrolsince 05/2008 · owns less than 5%
- V••••••• J••••••• F•••• · Trusteecontrolsince 06/2015 · owns 50% to 75% of J•••••• A•• L••• V•••••• T••••
- V••••••• L•••• T••••• D••••• · Trusteesince 06/2015 · owns 50% to 75% of J•••••• A•• L••• V•••••• T••••
Entity owners
- J•••••• A•• L••• V•••••• T•••• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Carlsbad, Ca · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 3, 2026RAUM (Item 5.F) moved from $131,647,807 to $260,142,729 (+98.0%) between the annual amendments of 2025-03-31 and 2026-03-03; the peer median change was +15.0% (4550 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 301 to 404Sep 11, 2025 to Mar 3, 2026
- Advisory employees · 4 to 5Sep 11, 2025 to Mar 3, 2026
- Advisory activities · 4 to 3Sep 11, 2025 to Mar 3, 2026
- Corporate clients · 0 to 2Sep 11, 2025 to Mar 3, 2026
- HNW clients · 43 to 66Sep 11, 2025 to Mar 3, 2026
- Individual clients · 32 to 43Sep 11, 2025 to Mar 3, 2026
- Pension plan clients · 0 to 11Sep 11, 2025 to Mar 3, 2026
- Assets in custody · $2.9M to $98.0MSep 11, 2025 to Mar 3, 2026
- Insurance-licensed employees · 1 to 0Sep 11, 2025 to Mar 3, 2026
- Financial planning clients · 51-100 to 101-250Sep 11, 2025 to Mar 3, 2026
- Discretionary RAUM · $132M to $244MSep 11, 2025 to Mar 3, 2026
- HNW RAUM · $112M to $205MSep 11, 2025 to Mar 3, 2026
- Individual RAUM · $10.5M to $16.3MSep 11, 2025 to Mar 3, 2026
- Non-discretionary RAUM · $0 to $16.6MSep 11, 2025 to Mar 3, 2026
- Pension RAUM · $9.4M to $30.4MSep 11, 2025 to Mar 3, 2026
- RAUM · $132M to $260MSep 11, 2025 to Mar 3, 2026
- Assets in custody · unset to 2892655.0Aug 18, 2025 to Sep 11, 2025
- Custody of client assets · false to trueAug 18, 2025 to Sep 11, 2025
- Financial planning clients · 51-100 to 51-100Mar 31, 2025 to May 7, 2025
- Other offices · 2 to 4Mar 31, 2025 to May 7, 2025
- Accounts · 287 to 301Jan 16, 2025 to Mar 31, 2025
- Advisory employees · 3 to 4Jan 16, 2025 to Mar 31, 2025
- HNW clients · 42 to 43Jan 16, 2025 to Mar 31, 2025
- Individual clients · 33 to 32Jan 16, 2025 to Mar 31, 2025
- Employees · 4 to 5Jan 16, 2025 to Mar 31, 2025
- Insurance-licensed employees · 0 to 1Jan 16, 2025 to Mar 31, 2025
- State-registered IARs · 3 to 4Jan 16, 2025 to Mar 31, 2025
- Other offices · 1 to 2Jan 16, 2025 to Mar 31, 2025
- Discretionary RAUM · $103M to $132MJan 16, 2025 to Mar 31, 2025
- HNW RAUM · $83.4M to $112MJan 16, 2025 to Mar 31, 2025
- Individual RAUM · $9.4M to $10.5MJan 16, 2025 to Mar 31, 2025
- Pension RAUM · $10.3M to $9.4MJan 16, 2025 to Mar 31, 2025
- RAUM · $103M to $132MJan 16, 2025 to Mar 31, 2025
- Accounts · 247 to 287Nov 8, 2023 to Mar 15, 2024
- HNW clients · 34 to 42Nov 8, 2023 to Mar 15, 2024
- Pension plan clients · 3 to 0Nov 8, 2023 to Mar 15, 2024
- Employees · 3 to 4Nov 8, 2023 to Mar 15, 2024
- Insurance-licensed employees · 1 to 0Nov 8, 2023 to Mar 15, 2024
- Financial planning clients · 1-10 to 51-100Nov 8, 2023 to Mar 15, 2024
- Discretionary RAUM · $118M to $103MNov 8, 2023 to Mar 15, 2024
Signals
2 dated events
- V•••••• W••••• A•••••••• L•• reported RAUM $260.1M, up 98% from $131.6M (2025-09-11 to 2026-03-03)Mar 3, 2026 · RAUM change · derived
- V•••••• W••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Mar 30, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@visticawa.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- dan@visticawa.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- kendall@visticawa.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 916-866-4490reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 760-854-4003reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- H••••://WWW.V••••••WA.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 760-854-4003reportedpublic record, Form ADV, May 7, 2026
- Contact form
- VISTICAWA.COM/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- VISTICAWA.COM/who-we-arereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $65.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026