DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Voleon Capital Management LP
Latest filing Jul 10, 2026
First filing on the tape Feb 14, 2012 · 52 filings
SEC status approved since Sep 27, 2013
RAUM
$29B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
158
28 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
17
reported on Schedule D
History
52 filings and snapshots on the tape
RAUM$29B as of Jul 10, 2026
Mar 14, 2014$363M then
HNW client RAUM$0 as of Jul 10, 2026
Mar 30, 2018$0 then
State-registered IARs (5.B.3)0 as of Jul 10, 2026
Mar 14, 20140 then
Employees (5.A)158 as of Jul 10, 2026
Mar 14, 201415 then
Private funds17 as of Jul 10, 2026
Mar 14, 20141 then
RAUM +215% over the last fiscal year+57% a year over threeIARs 0 to 0offices 0 to 3
Practice profile
derived from the filing of Jul 10, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.3BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 11%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +215%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$26B89%
- Sovereign wealth funds$3.1B11%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 23reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.89 institutional_share=0.11 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
13 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Array Portfolios, LLC | Hedge Fund | $4.1B | 3 | Dec 9, 2022 |
| Voleon Institutional Master Fund, Ltd. | Hedge Fund | $2.7B | 3 | Mar 30, 2016 |
| Voleon Master Fund, Ltd. | Hedge Fund | $1.1B | 3 | Feb 14, 2012 |
| Voleon Composition Holdings Fund, LP | Hedge Fund | $443M | 141 | Feb 26, 2020 |
| Voleon Investors Holdings, LLC | Hedge Fund | $365M | 85 | Nov 25, 2022 |
| Voleon Institutional Strategies Holdings, LLC | Hedge Fund | $235M | 42 | Dec 9, 2022 |
| Arc Composition Fund LP | Hedge Fund | $226M | 4 | Jun 30, 2023 |
| Helix Portfolios, LLC | Hedge Fund | $182M | 3 | Nov 25, 2022 |
| Torus Composition Master Fund, LLC | Hedge Fund | $63.9M | 2 | Nov 27, 2023 |
| Modulator Trading LP | Hedge Fund | $4.8M | 1 | Nov 27, 2023 |
| Determinant Portfolios, LLC | Hedge Fund | $0 | 2 | May 1, 2024 |
| Voleon Reflection Fund, LLC | Hedge Fund | $0 | 13 | Feb 27, 2024 |
| Voleon Inflection Fund LP | Hedge Fund | $0 | 2 | Jun 30, 2023 |
Owners and control persons
Schedule A and B, latest filing
- Michael Kharitonov · Chief Executive Officer And Limited Partnercontrolsince 05/2008 · owns 50% to 75%
- Philip Lee Koffler · Chief Operating Officercontrolsince 08/2017 · owns less than 5%
- David Jon Mcauliffe · Chief Investment Officer And Limited Partnercontrolsince 05/2008 · owns 10% to 25%
- Faye Mcgrath · Chief Compliance Officercontrolsince 05/2022 · owns less than 5%
- Isaiah Jeremy Rosenblatt · Managing Director Of Strategic Projectscontrolsince 08/2015 · owns less than 5%
- Earl Steven Schraibman · General Counselcontrolsince 05/2023 · owns less than 5%
- Michael Stephen Terry · Chief Financial Officercontrolsince 04/2024 · owns less than 5%
- Michael Kharitonov · Membercontrolsince 07/2007 · owns 75% or more of Voleon Capital Management LLC
Entity owners
- Voleon Capital Management LLC · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- Algorithmic Strategies (Uk) Ltdinvestment advisern
- Modulator Manager LLCpooled vehicle sponsorn
- Voleon Composition Manager, LPpooled vehicle sponsorn
- Voleon Funds LPpooled vehicle sponsorn
- Voleon Inflection Manager LPpooled vehicle sponsorn
- Voleon Institutional Managers LPpooled vehicle sponsorn
- Voleon Institutional Partners LPpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Berkeley, CA10 employees
- Berkeley, CA1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- employee count surgeChange between filings · filing Mar 31, 2026employees (Item 5.A) moved from 77.0 to 158.0 (+105.0%) between the annual amendments of 2025-02-24 and 2026-03-31; the peer median change was +3.0% (461 comparable advisers, 99.0th percentile of changes)peers: asset managers, $20B and over (461) · 99% percentile
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $9,333,493,829 to $29,377,232,147 (+215.0%) between the annual amendments of 2025-02-24 and 2026-03-31; the peer median change was +15.0% (470 comparable advisers, 100.0th percentile of changes)peers: asset managers, $20B and over (470) · 100% percentile
What changed
consecutive filings, newest first
- Private funds · 16 to 17Mar 31, 2026 to May 22, 2026
- Accounts · 21 to 23Nov 21, 2025 to Mar 31, 2026
- Advisory employees · 18 to 28Nov 21, 2025 to Mar 31, 2026
- Pooled vehicle clients · 20 to 22Nov 21, 2025 to Mar 31, 2026
- Employees · 111 to 158Nov 21, 2025 to Mar 31, 2026
- Other offices · 1 to 3Nov 21, 2025 to Mar 31, 2026
- Discretionary RAUM · $16B to $29BNov 21, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $15B to $26BNov 21, 2025 to Mar 31, 2026
- RAUM · $16B to $29BNov 21, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 0May 1, 2025 to Nov 21, 2025
- Private funds · 14 to 16May 1, 2025 to Nov 21, 2025
- Related adviser · true to falseMay 1, 2025 to Nov 21, 2025
- Accounts · 17 to 21Feb 24, 2025 to May 1, 2025
- Advisory employees · 13 to 18Feb 24, 2025 to May 1, 2025
- Advisory activities · 1 to 2Feb 24, 2025 to May 1, 2025
- Pooled vehicle clients · 17 to 20Feb 24, 2025 to May 1, 2025
- Employees · 77 to 111Feb 24, 2025 to May 1, 2025
- Other offices · 0 to 1Feb 24, 2025 to May 1, 2025
- Discretionary RAUM · $9.3B to $16BFeb 24, 2025 to May 1, 2025
- Pooled vehicle RAUM · $9.3B to $15BFeb 24, 2025 to May 1, 2025
- RAUM · $9.3B to $16BFeb 24, 2025 to May 1, 2025
- Related broker-dealer · false to trueFeb 24, 2025 to May 1, 2025
- Other offices · 2 to 0May 1, 2024 to Feb 24, 2025
- Private funds · 12 to 14May 1, 2024 to Feb 24, 2025
- Private funds · 11 to 12Mar 30, 2024 to May 1, 2024
- Accounts · 11 to 17Feb 29, 2024 to Mar 30, 2024
- Pooled vehicle clients · 11 to 17Feb 29, 2024 to Mar 30, 2024
- Employees · 65 to 77Feb 29, 2024 to Mar 30, 2024
- Other offices · 1 to 2Feb 29, 2024 to Mar 30, 2024
- Discretionary RAUM · $7.6B to $9.3BFeb 29, 2024 to Mar 30, 2024
- Pooled vehicle RAUM · $7.6B to $9.3BFeb 29, 2024 to Mar 30, 2024
- RAUM · $7.6B to $9.3BFeb 29, 2024 to Mar 30, 2024
- Private funds · 12 to 11Feb 27, 2024 to Feb 29, 2024
- Private funds · 11 to 12Nov 27, 2023 to Feb 27, 2024
- Private funds · 9 to 11Jun 30, 2023 to Nov 27, 2023
- Other offices · 2 to 1Mar 31, 2023 to Jun 30, 2023
- Private funds · 7 to 9Mar 31, 2023 to Jun 30, 2023
- Accounts · 7 to 11Dec 9, 2022 to Mar 31, 2023
- Advisory employees · 12 to 13Dec 9, 2022 to Mar 31, 2023
- Pooled vehicle clients · 7 to 11Dec 9, 2022 to Mar 31, 2023
Signals
11 dated events
- Voleon Capital Management Lp reported RAUM $29.4B, up 80% from $16.4B (2025-11-21 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Voleon Capital Management Lp reported RAUM $16.4B, up 75% from $9.3B (2025-02-24 to 2025-05-01)May 1, 2025 · RAUM change · derived
- Phil Kenneth Jones (Chief Financial Officer) no longer on Schedule A of Voleon Capital Management Lp (listed 2024-03-30, absent 2024-05-01)May 1, 2024 · Control person left · inference
- Michael Stephen Terry (Chief Financial Officer) appeared on Schedule A of Voleon Capital Management LpMay 1, 2024 · Control person joined · fact
- Voleon Capital Management Lp reported RAUM $7.6B, up 26% from $6.1B (2022-12-09 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Faye Mcgrath (Chief Compliance Officer) appeared on Schedule A of Voleon Capital Management LpJul 1, 2022 · Control person joined · fact
- Percy George Chang (General Counsel And Chief Compliance Officer) no longer on Schedule A of Voleon Capital Management Lp (listed 2022-06-29, absent 2022-07-01)Jul 1, 2022 · Control person left · inference
- Voleon Capital Management Lp reported RAUM $8.7B, up 129% from $3.8B (2020-02-26 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Voleon Capital Management Lp reported RAUM $3.8B, up 83% from $2.1B (2018-10-30 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- Voleon Capital Management Lp reported RAUM $2.1B, up 32% from $1.6B (2018-02-16 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
- Voleon Capital Management Lp filed its initial SEC registration (Form ADV)Sep 24, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/voleon-capital-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- voleon.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 510-704-9870reportedpublic record, Form ADV, Jul 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026