DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Former SEC-registered adviser

T•••••• A•••• M•••••••••

Former SEC-registered adviserDallas, TexasCRD 148037SEC 801-96298IAPD
Legal name T•••••• A•••• M••••••••• L••
Latest filing Mar 20, 2018
First filing on the tape May 8, 2015 · 5 filings
RAUM
$169M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$169M gross assets
History
5 filings and snapshots on the tape
RAUM$169M as of Mar 20, 2018
Mar 22, 2016$160M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 20, 2018
Mar 22, 20161 then
Employees (5.A)5 as of Mar 20, 2018
Mar 22, 20165 then
Private funds1 as of Mar 20, 2018
Mar 22, 20161 then
Practice profile
derived from the filing of Mar 20, 2018; every figure names its basis
RAUM per advisor
$169MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$42.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
5.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-4.5%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$169M, 4 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$169M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
4reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$169M for 4 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      T•••••• M••••• F•••• L•Hedge Fund$19.2M27May 8, 2015
      Owners and control persons
      Schedule A and B, latest filing
      • F•••••• A•••••••• C•••••• · Managing Membercontrol
        since 07/2008 · owns 50% to 75%
      • B••••••• M••••••• T••••••• · Managercontrol
        since 04/2009 · owns F of H••• T••••••, L.L.C.
      • H••••••••• D••••• C••••••••• · Managercontrol
        since 04/2012 · owns F of H••• P•••••• Partnership, L.L.C.
      • H••••••••• D••••• C••••••••• · Managercontrol
        since 04/2013 · owns F of H••••••••• L••
      • H•••• H•••••• L•••••••• · Member And Managercontrol
        since 01/2015 · owns 75% or more of H• I••••••••• H•••••••• L••
      • H•••• H•••••• L•••••••• · Managercontrol
        since 06/1999 · owns F of H• I•••••••••S, LLC
      • H•••• H•••••• L•••••••• · Limited Partnercontrol
        since 01/2015 · owns 25% to 50% of H••• I••••••••• P•••••••• L•••
      • H•••• R••• L•• · Managercontrol
        since 06/1999 · owns F of C•• M••••••••• L•••••
      • H•••• R••• L•• · Managercontrol
        since 06/1999 · owns F of C•• I••••••••• L•••••
      • H•••• R••• L•• · Managercontrol
        since 01/2000 · owns F of L•••• G•••••••, LLC
      • H•••• R••• L•• · Managercontrol
        since 06/1999 · owns F of H• I•••••••••S, LLC
      • J••••• B••••• W•••• · Managercontrol
        since 04/2013 · owns F of H••••••••• L••
      • J••••• B••••• W•••• · Managercontrol
        since 04/2012 · owns F of H••• P•••••• Partnership, L.L.C.
      • K•••••••• C••••••••• W•••••• · Managercontrol
        since 06/1999 · owns F of C•• I••••••••• L•••••
      • K•••••••• C••••••••• W•••••• · Member And Managercontrol
        since 01/2013 · owns 75% or more of C•• I••••••••• H•••••••, L.L.C.
      • K•••••••• C••••••••• W•••••• · Managercontrol
        since 06/2008 · owns F of H••••••••• L••
      • K•••••••• C••••••••• W•••••• · Limited Partnercontrol
        since 12/1999 · owns 25% to 50% of H••• I••••••••• P•••••••• L•••
      • K•••••••• C••••••••• W•••••• · Managercontrol
        since 12/2008 · owns F of H••• P•••••• Partnership, L.L.C.
      • K•••••••• C••••••••• W•••••• · Managercontrol
        since 06/1999 · owns F of C•• M••••••••• L•••••
      • T•••••• R•••••• G••••• · Trusteecontrol
        since 05/2010 · owns F of L•••• T•••• N•• 1•
      • M••••••••• B••••• A••• · Chief Compliance Officer
        since 11/2009 · owns less than 5%
      Entity owners
      • H••••••••• L•• · Member
        direct · owns 25% to 50%
      • C•• I••••••••• H•••••••• L•• · Managing Partner
        indirect · owns 50% to 75% of Hip Management Service Co.
      • C•• I••••••••• L••••• · General Partner
        indirect · owns F of H••• I••••••••• P•••••••• L•••
      • C•• M••••••••• L••••• · General Partner
        indirect · owns F of C•• O•••••••• C••••••• L•••
      • C•• O•••••••• C••••••• L••• · Sole Member
        indirect · owns 75% or more of H••• P•••••• P••••••••• L••
      • H• I••••••••• H•••••••• L•• · Managing Partner
        indirect · owns 50% to 75% of Hip Management Service Co.
      • H• I••••••••• L••••• · General Partner
        indirect · owns F of H••• I••••••••• P•••••••• L•••
      • H•• M••••••••• S••••••••• · General Partner
        indirect · owns F of H••• I••••••••• P•••••••• L•••
      • H••• C••••••••• I••• · Shareholder
        indirect · owns 75% or more of H••• E•••••••• I•••
      • H••• E•••••••• I••• · Limited Partner
        indirect · owns 50% to 75% of H••• I••••••••• C••••••• L•••
      • H••• I••••••••• C••••••• L••• · Sole Member
        indirect · owns 75% or more of C•• M••••••••• L•••••
      • H••• I••••••••• C••••••• L• · Limited Partner
        indirect · owns 75% or more of C•• O•••••••• C••••••, LP
      • H••• I••••••••• P•••••••• L••• · General Partner
        indirect · owns 25% to 50% of H••• I••••••••• C••••••• L•
      • H••• P•••••• P••••••••• L•• · Sole Member
        indirect · owns 75% or more of H••••••••• L••
      • L•••• G•••••••• L••••• · General Partner
        indirect · owns F of H••• I••••••••• P•••••••• L•••
      • L•••• T•••• N•• 1• · Shareholder
        indirect · owns 25% to 50% of Rrh Corporation
      • L•••• T•••• N•• 1• · Member And Manager
        indirect · owns 50% to 75% of L•••• G•••••••, LLC
      • R•• C••••••••• · Shareholder
        indirect · owns 75% or more of H••• C••••••••• Inc.
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Pooled vehicle clients · unset to 4.0
        Mar 22, 2017 to Mar 20, 2018
      • Assets in custody · $177M to $169M
        Mar 22, 2017 to Mar 20, 2018
      • Other offices · unset to 0.0
        Mar 22, 2017 to Mar 20, 2018
      • Discretionary RAUM · $177M to $169M
        Mar 22, 2017 to Mar 20, 2018
      • Pooled vehicle RAUM · unset to 168592141.0
        Mar 22, 2017 to Mar 20, 2018
      • RAUM · $177M to $169M
        Mar 22, 2017 to Mar 20, 2018
      • Assets in custody · $160M to $177M
        Mar 22, 2016 to Mar 22, 2017
      • Discretionary RAUM · $160M to $177M
        Mar 22, 2016 to Mar 22, 2017
      • RAUM · $160M to $177M
        Mar 22, 2016 to Mar 22, 2017
      • Accounts · 3 to 4
        May 29, 2015 to Mar 22, 2016
      • Assets in custody · $142M to $160M
        May 29, 2015 to Mar 22, 2016
      • Employees · 4 to 5
        May 29, 2015 to Mar 22, 2016
      • Discretionary RAUM · $145M to $160M
        May 29, 2015 to Mar 22, 2016
      • RAUM · $145M to $160M
        May 29, 2015 to Mar 22, 2016
      Signals
      1 dated events
      • T•••••• A•••• M••••••••• filed its initial SEC registration (Form ADV)
        May 8, 2015 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026