DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H•••• W••••• G••••
Legal name H•••• W••••• G•••• L••
Latest filing Feb 18, 2026
First filing on the tape Mar 30, 2012 · 24 filings
SEC status approved since Sep 12, 2008
RAUM
$515M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
94%
$485M individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$57.2M
derived; firm RAUM over IAPD count
Employees
11
8 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$515M as of Feb 18, 2026
Mar 30, 2012$90.5M then
HNW client RAUM$412M as of Feb 18, 2026
Mar 7, 2018$110M then
State-registered IARs (5.B.3)6 as of Feb 18, 2026
Mar 4, 20132 then
Employees (5.A)11 as of Feb 18, 2026
Mar 4, 20136 then
Private funds: no history
RAUM +29% over the last fiscal year+36% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Feb 18, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $57.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 37derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.0MderivedHNW RAUM over HNW clients
- Average account
- $628,511derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 4.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +29%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.2%derived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, publicationsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$412M80%
- Individuals$72.3M14%
- Corporations and businesses$28.3M5.5%
- Charitable organizations$1.2M0.2%
- Pension and profit-sharing plans$684,9730.1%
- Individual clients
- 193reported
- HNW clients
- 139reported
- Pension plan clients
- 4reported
- Charitable clients
- 1reported
- Accounts
- 819reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••••• P•••••Chartered Financial Analyst | Houston, Tx | Mar 23, 2018 | 33 y | 2 |
| W•••••• C•••••• C••••• | Houston, Tx | Mar 23, 2018 | 17 y | 1 |
| R•••••• M• G••••••• | Houston, Tx | Mar 23, 2018 | 11 y | 1 |
| C•••••• M•••• H••••• | Houston, Tx | Mar 24, 2018 | 16 y | 1 |
| M••• D••• G•••••••• | Atlanta, Ga | Apr 16, 2018 | 33 y | 2 |
| R•••••• H• W•••••• | Houston, Tx | Jun 11, 2018 | 16 y | 1 |
| R•••••• L••• A••••••• | Houston, Tx | Aug 15, 2024 | 48 y | 0 |
| P•••• J••• M•••• | Houston, Tx | Jan 14, 2026 | 12 y | 0 |
| R••••••• P• B•••• | Houston, Tx | Aug 20, 2026 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- C••••••••• B•••• to R•• A•••••••Nov 11, 2021 · RIA to RIA
Joined, latest
- C••••••••• B•••• from C•••••• S••••• • C••• I•••Feb 22, 2021 · Affiliated broker-dealer or bank to independent RIA
- M••• D••• G•••••••• from B•••• D•••••• I••••••••• P•••••••• L••Oct 31, 2016 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••• W••••••• C•••••• · Executive Vice Presidentcontrolsince 02/2010 · owns 10% to 25%
- H•••••• C••••••• M•••• · Chief Operations Officercontrolsince 03/2010 · owns 5% to 10%
- P•••••• R••••• · President & Ceocontrolsince 07/2008 · owns 50% to 75%
- G•••••••• R••••••• M• · Chief Compliance Officersince 03/2015 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Houston, Tx · principal | 8 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 774 to 819Mar 19, 2025 to Feb 18, 2026
- Advisory employees · 9 to 8Mar 19, 2025 to Feb 18, 2026
- Corporate clients · 10 to 11Mar 19, 2025 to Feb 18, 2026
- HNW clients · 123 to 139Mar 19, 2025 to Feb 18, 2026
- Individual clients · 181 to 193Mar 19, 2025 to Feb 18, 2026
- Pension plan clients · 1 to 4Mar 19, 2025 to Feb 18, 2026
- Discretionary RAUM · $398M to $492MMar 19, 2025 to Feb 18, 2026
- HNW RAUM · $323M to $412MMar 19, 2025 to Feb 18, 2026
- Individual RAUM · $64.8M to $72.3MMar 19, 2025 to Feb 18, 2026
- Non-discretionary RAUM · $0 to $22.3MMar 19, 2025 to Feb 18, 2026
- Pension RAUM · $66,365 to $684,973Mar 19, 2025 to Feb 18, 2026
- RAUM · $398M to $515MMar 19, 2025 to Feb 18, 2026
- Accounts · 749 to 774Feb 28, 2024 to Mar 19, 2025
- Advisory employees · 8 to 9Feb 28, 2024 to Mar 19, 2025
- Corporate clients · 7 to 10Feb 28, 2024 to Mar 19, 2025
- HNW clients · 111 to 123Feb 28, 2024 to Mar 19, 2025
- Individual clients · 190 to 181Feb 28, 2024 to Mar 19, 2025
- Pension plan clients · 3 to 1Feb 28, 2024 to Mar 19, 2025
- Employees · 10 to 11Feb 28, 2024 to Mar 19, 2025
- Financial planning clients · 1-10 to 1-10Feb 28, 2024 to Mar 19, 2025
- State-registered IARs · 5 to 6Feb 28, 2024 to Mar 19, 2025
- Discretionary RAUM · $286M to $398MFeb 28, 2024 to Mar 19, 2025
- HNW RAUM · $201M to $323MFeb 28, 2024 to Mar 19, 2025
- Individual RAUM · $77.8M to $64.8MFeb 28, 2024 to Mar 19, 2025
- Pension RAUM · $1.7M to $66,365Feb 28, 2024 to Mar 19, 2025
- RAUM · $286M to $398MFeb 28, 2024 to Mar 19, 2025
- Accounts · 704 to 749Sep 25, 2023 to Feb 28, 2024
- Advisory employees · 5 to 8Sep 25, 2023 to Feb 28, 2024
- HNW clients · 128 to 111Sep 25, 2023 to Feb 28, 2024
- Individual clients · 172 to 190Sep 25, 2023 to Feb 28, 2024
- Employees · 7 to 10Sep 25, 2023 to Feb 28, 2024
- Discretionary RAUM · $206M to $286MSep 25, 2023 to Feb 28, 2024
- HNW RAUM · $167M to $201MSep 25, 2023 to Feb 28, 2024
- Individual RAUM · $30.9M to $77.8MSep 25, 2023 to Feb 28, 2024
- Pension RAUM · $3.4M to $1.7MSep 25, 2023 to Feb 28, 2024
- RAUM · $206M to $286MSep 25, 2023 to Feb 28, 2024
- Accounts · 646 to 704Feb 16, 2022 to Mar 3, 2023
- Advisory employees · 6 to 5Feb 16, 2022 to Mar 3, 2023
- Corporate clients · 9 to 7Feb 16, 2022 to Mar 3, 2023
- HNW clients · 293 to 128Feb 16, 2022 to Mar 3, 2023
Signals
3 dated events
- Haven Wealth Group reported RAUM $514.8M, up 29% from $397.8M (2025-03-19 to 2026-02-18)Feb 18, 2026 · RAUM change · derived
- Haven Wealth Group reported RAUM $397.8M, up 39% from $285.6M (2024-02-28 to 2025-03-19)Mar 19, 2025 · RAUM change · derived
- Marie Crystal Hebert (Chief Operations Officer) appeared on Schedule A of Haven Wealth GroupMar 3, 2023 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- haven@havenwg.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 713-980-8820reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 713-980-8053reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/10255102reportedpublic record, Form ADV, Sep 18, 2026
- Website
- HAVENWG.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 713-980-8820reportedpublic record, Form ADV, Feb 18, 2026
- Contact form
- havenwg.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- havenwg.com/who-is-haven/meet-the-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $57.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026