DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Private Client Group Asset Management
Legal name Pcg Asset Management, LLC
Latest filing Mar 30, 2026
First filing on the tape Mar 28, 2012 · 20 filings
SEC status approved since Aug 11, 2022
RAUM
$143M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$143M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$35.8M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$143M as of Mar 30, 2026
Mar 28, 2012$22.2M then
HNW client RAUM$121M as of Mar 30, 2026
Mar 23, 2023$97.0M then
State-registered IARs (5.B.3)4 as of Mar 30, 2026
Mar 28, 20120 then
Employees (5.A)5 as of Mar 30, 2026
Mar 23, 20236 then
Private funds: no history
RAUM +5.1% over the last fiscal year+7.9% a year over threeIARs 3 to 4
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $35.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 27derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $722,666derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.8%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Wrap fee program
- $138MreportedItem 5.I
- Custody
- $27.9M, 54 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$121M85%
- Individuals$21.7M15%
- Individual clients
- 65reported
- HNW clients
- 44reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 198reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- $0 sponsored, $5.5M managedreported
- Custody of client assets
- $27.9M for 54 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=3.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Kenneth Paul Lenskold | Gladstone, Nj | Jun 4, 2025 | 40 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Kenneth Paul Lenskold from Beacon TrustJun 4, 2025 · RIA to RIA
- David Wordlow Johnson from First Allied Securities, Inc.May 15, 2009 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Wordlow David Johnson · Manager/Chief Compliance Officercontrolsince 01/2009 · owns 75% or more
- Christina Johnson · Membersince 12/2021 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Gladstone, Nj · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Mar 30, 2026custody of client assets (Item 9.A): no on the filing of 2025-08-19, yes on the filing of 2026-03-30peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 206 to 198Aug 19, 2025 to Mar 30, 2026
- Advisory employees · 4 to 5Aug 19, 2025 to Mar 30, 2026
- BD registered reps · 2 to 3Aug 19, 2025 to Mar 30, 2026
- HNW clients · 46 to 44Aug 19, 2025 to Mar 30, 2026
- Individual clients · 60 to 65Aug 19, 2025 to Mar 30, 2026
- Assets in custody · unset to 27905000.0Aug 19, 2025 to Mar 30, 2026
- Custody of client assets · false to trueAug 19, 2025 to Mar 30, 2026
- State-registered IARs · 3 to 4Aug 19, 2025 to Mar 30, 2026
- Discretionary RAUM · $136M to $143MAug 19, 2025 to Mar 30, 2026
- HNW RAUM · $112M to $121MAug 19, 2025 to Mar 30, 2026
- Individual RAUM · $23.9M to $21.7MAug 19, 2025 to Mar 30, 2026
- RAUM · $136M to $143MAug 19, 2025 to Mar 30, 2026
- Wrap assets (manager) · $7.6M to $5.5MAug 19, 2025 to Mar 30, 2026
- Accounts · 224 to 206Jan 21, 2025 to Mar 17, 2025
- Advisory employees · 1 to 4Jan 21, 2025 to Mar 17, 2025
- BD registered reps · 1 to 2Jan 21, 2025 to Mar 17, 2025
- HNW clients · 49 to 46Jan 21, 2025 to Mar 17, 2025
- Individual clients · 61 to 60Jan 21, 2025 to Mar 17, 2025
- Employees · 2 to 5Jan 21, 2025 to Mar 17, 2025
- Insurance-licensed employees · 1 to 3Jan 21, 2025 to Mar 17, 2025
- Financial planning clients · 26-50 to 26-50Jan 21, 2025 to Mar 17, 2025
- State-registered IARs · 1 to 3Jan 21, 2025 to Mar 17, 2025
- Discretionary RAUM · $125M to $136MJan 21, 2025 to Mar 17, 2025
- HNW RAUM · $101M to $112MJan 21, 2025 to Mar 17, 2025
- Individual RAUM · $24.8M to $23.9MJan 21, 2025 to Mar 17, 2025
- RAUM · $125M to $136MJan 21, 2025 to Mar 17, 2025
- Wrap assets (manager) · $9.1M to $7.6MJan 21, 2025 to Mar 17, 2025
- HQ city · BEDMINSTER to GLADSTONEFeb 15, 2024 to Jan 21, 2025
- Accounts · 230 to 224Jul 13, 2023 to Feb 15, 2024
- Advisory employees · 2 to 1Jul 13, 2023 to Feb 15, 2024
- BD registered reps · 2 to 1Jul 13, 2023 to Feb 15, 2024
- HNW clients · 51 to 49Jul 13, 2023 to Feb 15, 2024
- Individual clients · 57 to 61Jul 13, 2023 to Feb 15, 2024
- Employees · 3 to 2Jul 13, 2023 to Feb 15, 2024
- Insurance-licensed employees · 2 to 1Jul 13, 2023 to Feb 15, 2024
- Financial planning clients · 1-10 to 26-50Jul 13, 2023 to Feb 15, 2024
- State-registered IARs · 2 to 1Jul 13, 2023 to Feb 15, 2024
- Other offices · 1 to 0Jul 13, 2023 to Feb 15, 2024
- Discretionary RAUM · $10.6M to $125MJul 13, 2023 to Feb 15, 2024
- HNW RAUM · $97.0M to $101MJul 13, 2023 to Feb 15, 2024
Signals
1 dated events
- Private Client Group Asset Management filed its initial SEC registration (Form ADV)Jul 11, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- susand@privateclientgroupam.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- roccod@privateclientgroupam.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 908-234-0456reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 908-719-3023reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 908-377-9541reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- PRIVATECLIENTGROUPAM.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 908-719-3024reportedpublic record, Form ADV, Mar 30, 2026
- Contact form
- privateclientgroupam.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- privateclientgroupam.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $35.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026