DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E•••••••• I••••••••• P•••••••
Legal name E•••••••• I••••••••• P••••••• L••
Latest filing Jun 29, 2026
First filing on the tape Mar 6, 2012 · 19 filings
SEC status approved since May 20, 2010
RAUM
$944M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$944M as of Jun 29, 2026
Jun 4, 2012$205M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 29, 2026
Jun 4, 20120 then
Employees (5.A)11 as of Jun 29, 2026
Jul 26, 201311 then
Private funds1 as of Jun 29, 2026
Jun 4, 20121 then
RAUM -18% over the last fiscal year-8.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 29, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $315MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 34%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -6.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$626M66%
- Pension and profit-sharing plans$318M34%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 1reported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.66 institutional_share=0.34 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| E•••••••• A•••• E••••• T•••• | Other Private Fund | $567M | 59 | Mar 6, 2012 |
Owners and control persons
Schedule A and B, latest filing
- F•••••••• C••••• L••• · Executive Committee Member, Partner, Chief Investment Officer, Chief Executive Officercontrolsince 04/2016 · owns less than 5%
- M••••• M••••••• P••• · Executive Committee Member, Partner, Chief Operating Officercontrolsince 04/2016 · owns less than 5%
- N••••••• S••••• J••• · Executive Committee Member, Partner, Senior Portfolio Manager, Head Of Researchcontrolsince 04/2016 · owns less than 5%
- S•••••••• S••••••• J•••• · Chief Compliance Officercontrolsince 04/2018 · owns less than 5%
- B•••• S••••••• C•••••• · Director, Shareholdercontrolsince 04/1995 · owns 50% to 75% of S••••••••• P••••••• L••••••
- F•••••••• C••••• L••• · Chairman, Director, Shareholdercontrolsince 06/2008 · owns 25% to 50% of E•••••••• P••••••• L••••••
- M••••• M••••••• P••• · Director, Shareholdercontrolsince 05/2008 · owns F of E•••••••• P••••••• L••••••
- N••••••• S••••• J••• · Director, Shareholdercontrolsince 08/2008 · owns F of E•••••••• P••••••• L••••••
- C•••••• R••••••• K• · Executive Committee Member (Non-Executive)since 04/2018 · owns less than 5%
- C•••••• R••••••• K• · Director (Non-Executive)since 04/2018 · owns F of E•••••••• P••••••• L••••••
Entity owners
- E•••••••• P••••••• L•••••• · L•••••• Partnerdirect · owns 75% or more
- S••••••••• P••••••• L•••••• · Shareholderindirect · owns 25% to 50% of E•••••••• P••••••• L••••••
Related persons
Schedule D 7.A
- S••••••••• I••••••••• I••••••••investment adviserbankpooled vehicle sponsornRAUM $39B
Advisers that list E•••••••• I••••••••• P••••••• as a related person
- 110987 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Jun 29, 2026institutional share of RAUM of 34% against a peer median of 0% (784 comparable advisers, 100.0th percentile, 11.4 robust deviations)peers: asset managers, $500M to $1B (784) · 100% percentile
What changed
consecutive filings, newest first
- Advisory employees · 5 to 4Jun 27, 2025 to Jun 29, 2026
- Employees · 12 to 11Jun 27, 2025 to Jun 29, 2026
- Discretionary RAUM · $969M to $944MJun 27, 2025 to Jun 29, 2026
- Pension RAUM · $250M to $318MJun 27, 2025 to Jun 29, 2026
- Pooled vehicle RAUM · $719M to $626MJun 27, 2025 to Jun 29, 2026
- RAUM · $969M to $944MJun 27, 2025 to Jun 29, 2026
- Financial planning clients · unset to Jun 27, 2024 to Jun 27, 2025
- HQ state · unset to Jun 27, 2024 to Jun 27, 2025
- Discretionary RAUM · $1.1B to $969MJun 27, 2024 to Jun 27, 2025
- Pension RAUM · $224M to $250MJun 27, 2024 to Jun 27, 2025
- Pooled vehicle RAUM · $845M to $719MJun 27, 2024 to Jun 27, 2025
- RAUM · $1.1B to $969MJun 27, 2024 to Jun 27, 2025
- Employees · 14 to 12Jun 16, 2023 to Jun 27, 2024
- Discretionary RAUM · $1.1B to $1.1BJun 16, 2023 to Jun 27, 2024
- Pension RAUM · $214M to $224MJun 16, 2023 to Jun 27, 2024
- Pooled vehicle RAUM · $933M to $845MJun 16, 2023 to Jun 27, 2024
- RAUM · $1.1B to $1.1BJun 16, 2023 to Jun 27, 2024
- Discretionary RAUM · $1.2B to $1.1BJun 29, 2022 to Jun 16, 2023
- Pension RAUM · $214M to $214MJun 29, 2022 to Jun 16, 2023
- Pooled vehicle RAUM · $1.0B to $933MJun 29, 2022 to Jun 16, 2023
- RAUM · $1.2B to $1.1BJun 29, 2022 to Jun 16, 2023
- Discretionary RAUM · $1.2B to $1.2BJun 17, 2021 to Jun 29, 2022
- Pension RAUM · $175M to $214MJun 17, 2021 to Jun 29, 2022
- Pooled vehicle RAUM · $1.0B to $1.0BJun 17, 2021 to Jun 29, 2022
- RAUM · $1.2B to $1.2BJun 17, 2021 to Jun 29, 2022
- Accounts · 2 to 3Jun 22, 2020 to Jun 17, 2021
- Advisory activities · 1 to 2Jun 22, 2020 to Jun 17, 2021
- Pension plan clients · unset to 1.0Jun 22, 2020 to Jun 17, 2021
- Employees · 13 to 14Jun 22, 2020 to Jun 17, 2021
- Discretionary RAUM · $1.6B to $1.2BJun 22, 2020 to Jun 17, 2021
- Pension RAUM · unset to 175352947.0Jun 22, 2020 to Jun 17, 2021
- Pooled vehicle RAUM · $1.6B to $1.0BJun 22, 2020 to Jun 17, 2021
- RAUM · $1.6B to $1.2BJun 22, 2020 to Jun 17, 2021
- Discretionary RAUM · $2.6B to $1.6BJun 28, 2019 to Jun 22, 2020
- Pooled vehicle RAUM · $2.6B to $1.6BJun 28, 2019 to Jun 22, 2020
- RAUM · $2.6B to $1.6BJun 28, 2019 to Jun 22, 2020
- Employees · 12 to 13Apr 27, 2018 to Jun 28, 2019
- Discretionary RAUM · $2.7B to $2.6BApr 27, 2018 to Jun 28, 2019
- Pooled vehicle RAUM · $2.7B to $2.6BApr 27, 2018 to Jun 28, 2019
- RAUM · $2.7B to $2.6BApr 27, 2018 to Jun 28, 2019
Signals
2 dated events
- E•••••••• I••••••••• P••••••• reported RAUM $1.6B, down 41% from $2.6B (2019-06-28 to 2020-06-22)Jun 22, 2020 · RAUM change · derived
- E•••••••• I••••••••• P••••••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Apr 26, 2016 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/edgbaston-investment-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- e•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 011-44-207-258-3170reportedpublic record, Form ADV, Jun 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026