DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Ironhorse Capital LLC
Latest filing Jan 30, 2026
First filing on the tape Oct 19, 2013 · 23 filings
SEC status approved since Oct 30, 2013
RAUM
$121M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$60.3M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$121M as of Jan 30, 2026
Mar 12, 2014$34.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Jan 30, 2026
Mar 12, 20143 then
Employees (5.A)2 as of Jan 30, 2026
Mar 12, 20143 then
Private funds: no history
RAUM +15% over the last fiscal year+5.0% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Jan 30, 2026; every figure names its basis
- RAUM per advisor
- $60.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $121MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$121M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Harrison Kerr Tigrett | Nashville, Tn | Oct 5, 2009 | 16 y | 0 |
| Charles Albert CunninghamChartered Financial Analyst | Nashville, Tn | Jan 1, 2026 | 27 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- David Sewall Waddell to Waddell & Associates, LLCJan 14, 2016 · Other
Joined, latest
- David Sewall Waddell from Waddell & Associates IncSep 24, 2009 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Albert Charles Cunningham · Ciocontrolsince 08/2009 · owns less than 5%
- Kerr Harrison Tigrett · Chief Executive Officer/Secretary/Chief Compliance Officercontrolsince 08/2009 · owns less than 5%
- Albert Charles Cunningham · Shareholdercontrolsince 08/2009 · owns 25% to 50% of Ironhorse Holdings LLC
- Kerr Harrison Tigrett · Shareholdercontrolsince 08/2009 · owns 25% to 50% of Ironhorse Holdings LLC
Entity owners
- Ironhorse Holdings LLC · Holding Companydirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Nashville, Tn · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $105M to $121MFeb 3, 2025 to Jan 30, 2026
- RAUM · $105M to $121MFeb 3, 2025 to Jan 30, 2026
- Financial planning clients · unset to Jan 22, 2024 to Feb 3, 2025
- Discretionary RAUM · $108M to $105MJan 22, 2024 to Feb 3, 2025
- RAUM · $108M to $105MJan 22, 2024 to Feb 3, 2025
- Discretionary RAUM · $104M to $108MMar 13, 2023 to Jan 22, 2024
- RAUM · $104M to $108MMar 13, 2023 to Jan 22, 2024
- Accounts · 3 to 1Feb 17, 2022 to Mar 13, 2023
- Individual clients · 1.0 to unsetFeb 17, 2022 to Mar 13, 2023
- Discretionary RAUM · $71.8M to $104MFeb 17, 2022 to Mar 13, 2023
- Individual RAUM · 51813.0 to unsetFeb 17, 2022 to Mar 13, 2023
- Non-discretionary RAUM · $51,813 to $0Feb 17, 2022 to Mar 13, 2023
- RAUM · $71.9M to $104MFeb 17, 2022 to Mar 13, 2023
- Discretionary RAUM · $64.9M to $71.8MFeb 11, 2021 to Feb 17, 2022
- Individual RAUM · $33,000 to $51,813Feb 11, 2021 to Feb 17, 2022
- Non-discretionary RAUM · $33,000 to $51,813Feb 11, 2021 to Feb 17, 2022
- RAUM · $64.9M to $71.9MFeb 11, 2021 to Feb 17, 2022
- Accounts · 2 to 3Jun 23, 2020 to Feb 11, 2021
- Discretionary RAUM · $84.3M to $64.9MJun 23, 2020 to Feb 11, 2021
- Individual RAUM · $34,016 to $33,000Jun 23, 2020 to Feb 11, 2021
- Non-discretionary RAUM · $34,016 to $33,000Jun 23, 2020 to Feb 11, 2021
- RAUM · $84.4M to $64.9MJun 23, 2020 to Feb 11, 2021
- Discretionary RAUM · $85.6M to $84.3MSep 19, 2019 to Mar 16, 2020
- Individual RAUM · $25,878 to $34,016Sep 19, 2019 to Mar 16, 2020
- Non-discretionary RAUM · $0 to $34,016Sep 19, 2019 to Mar 16, 2020
- RAUM · $85.6M to $84.4MSep 19, 2019 to Mar 16, 2020
- Accounts · 24 to 2Mar 9, 2018 to Mar 27, 2019
- Discretionary RAUM · $85.3M to $85.6MMar 9, 2018 to Mar 27, 2019
- Individual RAUM · $28,025 to $25,878Mar 9, 2018 to Mar 27, 2019
- RAUM · $85.3M to $85.6MMar 9, 2018 to Mar 27, 2019
- Accounts · 37 to 24Sep 14, 2017 to Mar 9, 2018
- Individual clients · unset to 1.0Sep 14, 2017 to Mar 9, 2018
- Other offices · unset to 0.0Sep 14, 2017 to Mar 9, 2018
- Discretionary RAUM · $75.1M to $85.3MSep 14, 2017 to Mar 9, 2018
- Individual RAUM · unset to 28025.0Sep 14, 2017 to Mar 9, 2018
- RAUM · $75.1M to $85.3MSep 14, 2017 to Mar 9, 2018
- Discretionary RAUM · $54.0M to $75.1MJan 24, 2017 to Sep 14, 2017
- RAUM · $54.0M to $75.1MJan 24, 2017 to Sep 14, 2017
- Accounts · 39 to 37Aug 24, 2016 to Jan 24, 2017
- Discretionary RAUM · $50.2M to $54.0MAug 24, 2016 to Jan 24, 2017
Signals
1 dated events
- Ironhorse Capital Llc filed its initial SEC registration (Form ADV)Oct 19, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- conductoretfs.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (615) 200-0240reportedpublic record, Form ADV, Jan 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $60.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026