DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

SEC-registered adviser

N••••••• R••• E••••• A•••••••

No RAUM reportedWashington, District of ColumbiaCRD 148615SEC 801-70744websiteIAPD
Legal name N••••••• R••• E••••• A•••••••• L••
Latest filing Mar 26, 2026
First filing on the tape Apr 2, 2012 · 31 filings
SEC status approved since Oct 26, 2009
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
48
22 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$0 as of Mar 26, 2026
Mar 28, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Apr 2, 20120 then
Employees (5.A)48 as of Mar 26, 2026
Mar 27, 201334 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, otherreportedItem 5.G
Custody
$28.8M, 7 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • marketing includes testimonials (5.L.1.c)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
1reported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$28.8M for 7 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • A••••••• J•••••• A••••• · Chief Operating Officercontrol
        since 01/2010 · owns less than 5%
      • C•••••• J•••• R• •••• · Directorcontrol
        since 12/2015 · owns less than 5%
      • D•••••• J••••• R••••• · Directorcontrol
        since 12/2009 · owns less than 5%
      • G•••• J•••• M• •••• · Directorcontrol
        since 04/2019 · owns less than 5%
      • H•••• L•••••••• J••• · Directorcontrol
        since 12/2009 · owns less than 5%
      • K••••• J••••••• J••• · Chief Executive Officer And Directorcontrol
        since 10/2008 · owns less than 5%
      • K••••••• R••••••• E••••• · Directorcontrol
        since 01/2024 · owns less than 5%
      • M••••• J•••• M•••••• · Directorcontrol
        since 12/2015 · owns less than 5%
      • V••••• K••••• M•••••• · Chief Investment Officercontrol
        since 01/2010 · owns less than 5%
      • W••••••••• J••••• R• •••• · Directorcontrol
        since 04/2019 · owns less than 5%
      • C•••••• K••••••• W•••• · Trusteecontrol
        since 07/2017 · owns F of N••••••• E••••••••• B•••••• F•••
      • L•••• T•••••• D•••• · Trusteecontrol
        since 01/2020 · owns F of N••••••• E••••••••• B•••••• F•••
      • N••••• P•••• A• •••• · Trusteecontrol
        since 01/2023 · owns F of N••••••• E••••••••• B•••••• F•••
      • Q••••• D•••••• F• •••• · Trusteecontrol
        since 01/2015 · owns F of N••••••• E••••••••• B•••••• F•••
      • V••••••• K•••••••• M•••• · Chief Compliance Officer
        since 04/2023 · owns less than 5%
      Entity owners
      • N••• H•••••••• L•• · Member
        direct · owns 75% or more
      • N••••••• E••••••••• B•••••• F••• · Member
        indirect · owns 75% or more of N••• H•••••••• L••, A Delaware Limited Liability Company
      Related persons
      Schedule D 7.A
      • J•••• R• D•••••
        n
      • L••••••• J••• H•••
        n
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 20 to 22
        Mar 28, 2025 to Mar 26, 2026
      • Pooled vehicle clients · 5 to 7
        Mar 28, 2025 to Mar 26, 2026
      • Assets in custody · $44.3M to $28.8M
        Mar 28, 2025 to Mar 26, 2026
      • Employees · 44 to 48
        Mar 28, 2025 to Mar 26, 2026
      • Accounts · unset to 0.0
        May 10, 2024 to Mar 28, 2025
      • Advisory employees · 32 to 20
        May 10, 2024 to Mar 28, 2025
      • Assets in custody · $39.8M to $44.3M
        May 10, 2024 to Mar 28, 2025
      • Employees · 48 to 44
        May 10, 2024 to Mar 28, 2025
      • Financial planning clients · unset to
        May 10, 2024 to Mar 28, 2025
      • Discretionary RAUM · unset to 0.0
        May 10, 2024 to Mar 28, 2025
      • Non-discretionary RAUM · unset to 0.0
        May 10, 2024 to Mar 28, 2025
      • RAUM · unset to 0.0
        May 10, 2024 to Mar 28, 2025
      • Advisory employees · 30 to 32
        Oct 5, 2023 to Mar 27, 2024
      • Pooled vehicle clients · 2 to 5
        Oct 5, 2023 to Mar 27, 2024
      • Assets in custody · $47.5M to $39.8M
        Oct 5, 2023 to Mar 27, 2024
      • Employees · 47 to 48
        Oct 5, 2023 to Mar 27, 2024
      • Advisory employees · 23 to 30
        Mar 31, 2022 to Mar 31, 2023
      • Pension plan clients · 2 to 1
        Mar 31, 2022 to Mar 31, 2023
      • Pooled vehicle clients · 1 to 2
        Mar 31, 2022 to Mar 31, 2023
      • Assets in custody · $37.1M to $47.5M
        Mar 31, 2022 to Mar 31, 2023
      • Employees · 51 to 47
        Mar 31, 2022 to Mar 31, 2023
      • Advisory employees · 25 to 23
        Mar 31, 2021 to Mar 31, 2022
      • Pension plan clients · 1 to 2
        Mar 31, 2021 to Mar 31, 2022
      • Assets in custody · $26.4M to $37.1M
        Mar 31, 2021 to Mar 31, 2022
      • Employees · 46 to 51
        Mar 31, 2021 to Mar 31, 2022
      • Advisory employees · 22 to 25
        Jun 30, 2020 to Mar 31, 2021
      • Assets in custody · $87.2M to $26.4M
        Jun 30, 2020 to Mar 31, 2021
      • Employees · 40 to 46
        Jun 30, 2020 to Mar 31, 2021
      • Other offices · 2 to 0
        Jun 30, 2020 to Mar 31, 2021
      • Advisory employees · 23 to 22
        Jul 15, 2019 to Mar 30, 2020
      • Assets in custody · $157M to $87.2M
        Jul 15, 2019 to Mar 30, 2020
      • Advisory employees · 18 to 23
        Mar 31, 2018 to Mar 22, 2019
      • Pension plan clients · 2 to 1
        Mar 31, 2018 to Mar 22, 2019
      • Assets in custody · $104M to $157M
        Mar 31, 2018 to Mar 22, 2019
      • Employees · 30 to 40
        Mar 31, 2018 to Mar 22, 2019
      • Advisory activities · 3 to 4
        Mar 20, 2018 to Mar 31, 2018
      • Pension plan clients · unset to 2.0
        Mar 20, 2018 to Mar 31, 2018
      • Pooled vehicle clients · unset to 1.0
        Mar 20, 2018 to Mar 31, 2018
      • Assets in custody · $74.0M to $104M
        Mar 20, 2018 to Mar 31, 2018
      • Employees · 40 to 30
        Mar 20, 2018 to Mar 31, 2018
      Signals
      11 dated events
      • Eugene Raymond Kasmark (Director) appeared on Schedule A of N••••••• R••• E••••• A•••••••
        Mar 27, 2024 · Control person joined · fact
      • P L•••• R••••••••• (Director) no longer on Schedule A of N••••••• R••• E••••• A••••••• (listed 2023-10-05, absent 2024-03-27)
        Mar 27, 2024 · Control person left · inference
      • Sue Laurie Mullett (Chief Financial Officer) no longer on Schedule A of N••••••• R••• E••••• A••••••• (listed 2023-05-01, absent 2023-10-05)
        Oct 5, 2023 · Control person left · inference
      • D•••• L••• (Trustee) appeared on Schedule A of N••••••• R••• E••••• A•••••••
        Mar 31, 2023 · Control person joined · fact
      • P L•••• R••••••••• (Director) appeared on Schedule A of N••••••• R••• E••••• A•••••••
        Jun 30, 2020 · Control person joined · fact
      • J. Salvatore Chilia (Director) no longer on Schedule A of N••••••• R••• E••••• A••••••• (listed 2019-07-15, absent 2020-03-30)
        Mar 30, 2020 · Control person left · inference
      • J. Salvatore Chilia (Director) appeared on Schedule A of N••••••• R••• E••••• A•••••••
        Jul 15, 2019 · Control person joined · fact
      • Jerry Westerholm (Director) appeared on Schedule A of N••••••• R••• E••••• A•••••••
        Jul 15, 2019 · Control person joined · fact
      • Lawrence Michael Mchargue (Director) no longer on Schedule A of N••••••• R••• E••••• A••••••• (listed 2019-03-22, absent 2019-06-28)
        Jun 28, 2019 · Control person left · inference
      • D. Edwin Hill (Director) no longer on Schedule A of N••••••• R••• E••••• A••••••• (listed 2018-03-31, absent 2019-03-22)
        Mar 22, 2019 · Control person left · inference
      • G••••• C•••••••• R••••••• (Acting Chief Compliance Officer) no longer on Schedule A of N••••••• R••• E••••• A••••••• (listed 2018-03-31, absent 2019-03-22)
        Mar 22, 2019 · Control person left · inference
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Firm profile
      LINKEDIN.COM/COMPANY/NATIONAL-R•••-E•••••-ADVISORSreportedpublic record, Form ADV, Sep 18, 2026
      Website
      w••.n•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      202-496-3370reportedpublic record, Form ADV, Mar 26, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      No RAUM reportedderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026