DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Citadel Advisors LLC
Latest filing Jun 11, 2026
First filing on the tape Mar 30, 2012 · 85 filings
SEC status approved since Jan 5, 2010
RAUM
$571B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3,284
1,314 advisory (5.B.1)
Offices
26
beyond the principal office
Private funds
37
reported on Schedule D
History
85 filings and snapshots on the tape
RAUM$571B as of Jun 11, 2026
Mar 30, 2012$115B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 11, 2026
Apr 1, 20130 then
Employees (5.A)3,284 as of Jun 11, 2026
Apr 1, 2013869 then
Private funds37 as of Jun 11, 2026
Mar 30, 201232 then
RAUM +28% over the last fiscal year+19% a year over threeIARs 0 to 0offices 27 to 26
Practice profile
derived from the filing of Jun 11, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $15BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived27 offices incl. principal (1.F.5)
- RAUM growth, one year
- +28%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $65B, 37 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$571B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 37reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $65B for 37 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=62.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
72 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Citadel Global Fixed Income Master Fund Ltd. | Hedge Fund | $261B | 3 | Nov 29, 2012 |
| Citadel Multi-Strategy Equities Master Fund Ltd. | Hedge Fund | $69B | 49 | Mar 30, 2012 |
| Cst Holdings LLCno longer reported | Hedge Fund | $36B | 46 | Mar 30, 2012 |
| Citadel Kensington Global Strategies Fund Ltd. | Hedge Fund | $26B | 333 | Mar 30, 2012 |
| Citadel Multi-Asset Master Fund Ltd. | Hedge Fund | $25B | 2 | Feb 29, 2024 |
| Citadel Wellington LLC | Hedge Fund | $15B | 282 | Mar 30, 2012 |
| Citadel Quantitative Strategies Master Fund Ltd. | Hedge Fund | $14B | 2 | Nov 29, 2012 |
| Citadel Treasury International Ltd. | Hedge Fund | $13B | 3 | Mar 30, 2012 |
| Citadel Kensington Global Strategies Fund II Ltd. | Hedge Fund | $13B | 15 | May 28, 2020 |
| Citadel Tactical Master Fund Ltd. | Hedge Fund | $8.1B | 100 | Aug 28, 2014 |
| Citadel Tactical Investors II LLC | Hedge Fund | $7.2B | 1 | Aug 28, 2019 |
| Citadel Energy Investments Ltd.no longer reported | Hedge Fund | $6.1B | 2 | Aug 24, 2012 |
| Citadel Tactical Trading II LLCno longer reported | Hedge Fund | $4.1B | 1 | Mar 30, 2012 |
| Citadel Global Fixed Income Fund Ltd. | Hedge Fund | $3.0B | 21 | Nov 29, 2012 |
| Citadel Global Equities Fund Ltd.no longer reported | Hedge Fund | $2.4B | 61 | Mar 30, 2012 |
| Ceif Partners LLC | Hedge Fund | $1.9B | 88 | Mar 30, 2012 |
| Citadel Derivatives Trading Ltd.no longer reported | Hedge Fund | $1.9B | 4 | Mar 30, 2012 |
| Ashler Capital Master Fund Ltd.no longer reported | Hedge Fund | $1.8B | 2 | May 22, 2018 |
| Citadel Equities Fund Ltd. | Hedge Fund | $1.6B | 32 | May 22, 2018 |
| Ceif International Ltd. | Hedge Fund | $1.4B | 401 | Mar 30, 2012 |
| Citadel Tactical Trading LLC | Hedge Fund | $1.1B | 61 | Mar 30, 2012 |
| Citadel Presidio Fund LLC | Hedge Fund | $1.0B | 2 | Mar 2, 2015 |
| Citadel Kensington Sif 1 Ltd. | Hedge Fund | $987M | 1 | Mar 29, 2018 |
| Citadel Credit Master Fund LLC | Hedge Fund | $827M | 3 | Nov 25, 2020 |
| Citadel Premium Fund Ltd.no longer reported | Hedge Fund | $820M | 2 | Dec 1, 2014 |
| Citadel Kw Melvin Holdings II LLCno longer reported | Hedge Fund | $810M | 2 | May 27, 2021 |
| Citadel Tactical Trading Ltd. | Hedge Fund | $759M | 19 | Mar 30, 2012 |
| Cyprus Investment Fund Ltd.no longer reported | Hedge Fund | $700M | 22 | Mar 30, 2012 |
| Citadel Global Fixed Income Fund LLC | Hedge Fund | $625M | 7 | Nov 29, 2012 |
| Citadel Equities Fund LLC | Hedge Fund | $609M | 15 | May 22, 2018 |
| Citadel Global Fixed Income Master Fund II Ltd. | Hedge Fund | $551M | 3 | Aug 29, 2024 |
| Citadel Global Equities Fund LLCno longer reported | Hedge Fund | $536M | 16 | Mar 30, 2012 |
| Citadel Ul Petro LLC | Hedge Fund | $458M | 1 | Nov 25, 2020 |
| Citadel Qfic Master Fund Ltd.no longer reported | Hedge Fund | $422M | 4 | Mar 30, 2012 |
| Clp Holdings Five LLCno longer reported | Hedge Fund | $415M | 5 | Aug 28, 2014 |
| Cwsi II LLC | Hedge Fund | $379M | 2 | Mar 31, 2022 |
| Citadel Global Event Driven Master Fund Ltd.no longer reported | Hedge Fund | $360M | 4 | May 28, 2014 |
| Citadel Equity Fund Ltd. | Hedge Fund | $352M | 2 | Mar 30, 2012 |
| Citadel Tactical Investors III LLCno longer reported | Hedge Fund | $350M | 2 | Mar 30, 2020 |
| Citadel Kensington Aether Metric Fund Ltd.no longer reported | Hedge Fund | $263M | 1 | Mar 29, 2018 |
Owners and control persons
Schedule A and B, latest filing
- Albert Gerald Beeson · Chief Operating Officercontrolsince 08/2007 · owns less than 5%
- Francis Shawn Fagan · Chief Legal Officercontrolsince 01/2017 · owns less than 5%
- Cordele Kenneth Griffin · Chief Executive Officer; Co-Chief Investment Officercontrolsince 08/2007 · owns less than 5%
- Conners Andrew Philipp · Chief Financial Officercontrolsince 04/2021 · owns less than 5%
- Mitchell Nicholas Sahadi · Chief Compliance Officercontrolsince 06/2024 · owns less than 5%
- Jose Pablo Salame · Co-Chief Investment Officercontrolsince 01/2022 · owns less than 5%
- Cordele Kenneth Griffin · Membercontrolsince 03/2013 · owns 75% or more of Gfh Hfeva LLC
- Cordele Kenneth Griffin · Membercontrolsince 08/2007 · owns 75% or more of Citadel Gp LLC
Entity owners
- Citadel Advisors Holdings LP · Member Of Citadel Advisors LLCdirect · owns 75% or more
- Citadel Gp LLC · General Partnerindirect · owns F of Citadel Advisors Holdings LP
- Citadel Gp LLC · General Partnerindirect · owns F of Citadel Limited Partnership
- Citadel Limited Partnership · Limited Partnerindirect · owns 50% to 75% of Citadel Advisors Holdings LP
- Gfh Hfeva LLC · Limited Partnerindirect · owns 50% to 75% of Citadel Limited Partnership
Related persons
Schedule D 7.A
- Citadel Clearing LLCbroker-dealercustodiany
- Citadel Futures Clearing LLCtrust companyy
- Citadel Institutional Finance Company Ltd.broker-dealery
- Citadel Securities (Europe) Limitedbroker-dealern
- Citadel Securities (Hong Kong) Limitedbroker-dealern
- Citadel Securities Australia Trading Pty Limitedbroker-dealern
- Citadel Securities Canada Ulcbroker-dealern
- Citadel Securities Equity Program Gp LLCbankn
- Citadel Securities Gcs (Ireland) Limitedbroker-dealern
- Citadel Securities India Markets Private Limitedbroker-dealern
- Citadel Securities Institutional LLCbroker-dealern
- Citadel Securities Japan Co., Ltd.broker-dealern
- Citadel Securities LLCbroker-dealertrust companyn
- Citadel Securities Swap Dealer LLCbroker-dealern
- Palafox Trading LLCbroker-dealertrust companycustodiany
Offices
Schedule D 1.F, the 25 largest
- New York, NY266 employees
- London, United Kingdom260 employees
- New York, NY219 employees
- Greenwich, CT99 employees
- Chicago, IL94 employees
- Central, Hong Kong59 employees
- San Francisco, CA31 employees
- Houston, TX22 employees
- Dallas, TX12 employees
- Paris, France12 employees
- Boston, MA8 employees
- Singapore, Singapore8 employees
- Calgary, Canada4 employees
- Santa Monica, CA1 employees
- , 1 employees
- Tampa, FL1 employees
- Toronto, Canada1 employees
- Washington, DC1 employees
What changed
consecutive filings, newest first
- Private funds · 35 to 37Apr 30, 2026 to May 28, 2026
- Accounts · 33 to 37Feb 25, 2026 to Mar 31, 2026
- Advisory employees · 1,237 to 1,314Feb 25, 2026 to Mar 31, 2026
- BD registered reps · 47 to 62Feb 25, 2026 to Mar 31, 2026
- Pooled vehicle clients · 33 to 37Feb 25, 2026 to Mar 31, 2026
- Assets in custody · $64B to $65BFeb 25, 2026 to Mar 31, 2026
- Employees · 3,153 to 3,284Feb 25, 2026 to Mar 31, 2026
- Other offices · 27 to 26Feb 25, 2026 to Mar 31, 2026
- Private funds · 32 to 35Feb 25, 2026 to Mar 31, 2026
- Discretionary RAUM · $446B to $571BFeb 25, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $446B to $571BFeb 25, 2026 to Mar 31, 2026
- RAUM · $446B to $571BFeb 25, 2026 to Mar 31, 2026
- Private funds · 31 to 32Dec 15, 2025 to Feb 25, 2026
- Financial planning clients · unset to Apr 24, 2025 to Jun 17, 2025
- Accounts · 26 to 33Feb 7, 2025 to Apr 24, 2025
- Advisory employees · 1,132 to 1,237Feb 7, 2025 to Apr 24, 2025
- BD registered reps · 41 to 47Feb 7, 2025 to Apr 24, 2025
- Pooled vehicle clients · 26 to 33Feb 7, 2025 to Apr 24, 2025
- Assets in custody · $55B to $64BFeb 7, 2025 to Apr 24, 2025
- Employees · 2,932 to 3,153Feb 7, 2025 to Apr 24, 2025
- Other offices · 22 to 27Feb 7, 2025 to Apr 24, 2025
- Discretionary RAUM · $397B to $446BFeb 7, 2025 to Apr 24, 2025
- Pooled vehicle RAUM · $397B to $446BFeb 7, 2025 to Apr 24, 2025
- RAUM · $397B to $446BFeb 7, 2025 to Apr 24, 2025
- Related bank · true to falseFeb 7, 2025 to Apr 24, 2025
- Private funds · 29 to 31Nov 27, 2024 to Feb 7, 2025
- Private funds · 27 to 29Aug 29, 2024 to Nov 27, 2024
- Private funds · 25 to 27Jul 5, 2024 to Aug 29, 2024
- Advisory employees · 1,070 to 1,132Feb 29, 2024 to Mar 30, 2024
- BD registered reps · 66 to 41Feb 29, 2024 to Mar 30, 2024
- Assets in custody · $52B to $55BFeb 29, 2024 to Mar 30, 2024
- Employees · 2,823 to 2,932Feb 29, 2024 to Mar 30, 2024
- Other offices · 21 to 22Feb 29, 2024 to Mar 30, 2024
- Private funds · 26 to 25Feb 29, 2024 to Mar 30, 2024
- Discretionary RAUM · $339B to $397BFeb 29, 2024 to Mar 30, 2024
- Pooled vehicle RAUM · $339B to $397BFeb 29, 2024 to Mar 30, 2024
- RAUM · $339B to $397BFeb 29, 2024 to Mar 30, 2024
- Private funds · 25 to 26Dec 1, 2023 to Feb 29, 2024
- Accounts · 16 to 26Feb 15, 2023 to Mar 31, 2023
- Advisory employees · 1,202 to 1,070Feb 15, 2023 to Mar 31, 2023
Signals
17 dated events
- Citadel Advisors Llc reported RAUM $570.6B, up 28% from $446.0B (2026-02-25 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Citadel Advisors Llc reported 27 offices beyond its principal office, up from 22 (2025-02-07 to 2025-04-24)Apr 24, 2025 · Office count change · derived
- Mitchell Nicholas Sahadi (Chief Compliance Officer) appeared on Schedule A of Citadel Advisors LlcJul 5, 2024 · Control person joined · fact
- Charles Noah Goldberg (Chief Compliance Officer) no longer on Schedule A of Citadel Advisors Llc (listed 2023-05-18, absent 2023-11-06)Nov 6, 2023 · Control person left · inference
- Thomas Sean Mchugh (Chief Compliance Officer) no longer on Schedule A of Citadel Advisors Llc (listed 2023-03-31, absent 2023-05-18)May 18, 2023 · Control person left · inference
- Charles Noah Goldberg (Chief Compliance Officer) appeared on Schedule A of Citadel Advisors LlcMay 18, 2023 · Control person joined · fact
- Citadel Advisors Llc reported RAUM $339.1B, up 34% from $253.4B (2023-02-15 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Thomas Sean Mchugh (Chief Compliance Officer) appeared on Schedule A of Citadel Advisors LlcMar 4, 2022 · Control person joined · fact
- James Chungsheng Yeh (President; Co-Chief Investment Officer) no longer on Schedule A of Citadel Advisors Llc (listed 2021-05-27, absent 2022-02-01)Feb 1, 2022 · Control person left · inference
- Jose Pablo Salame (Co-Chief Investment Officer) appeared on Schedule A of Citadel Advisors LlcFeb 1, 2022 · Control person joined · fact
- Andrew Philipp (Chief Financial Officer) appeared on Schedule A of Citadel Advisors LlcFeb 1, 2022 · Control person joined · fact
- Citadel Advisors Llc reported 19 offices beyond its principal office, up from 14 (2021-01-15 to 2021-03-31)Mar 31, 2021 · Office count change · derived
- Charles Noah Goldberg (Chief Compliance Officer) no longer on Schedule A of Citadel Advisors Llc (listed 2021-01-15, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Andrew David Glockner (Chief Compliance Officer) no longer on Schedule A of Citadel Advisors Llc (listed 2020-01-17, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Charles Noah Goldberg (Chief Compliance Officer) appeared on Schedule A of Citadel Advisors LlcMar 30, 2020 · Control person joined · fact
- James Yeh (President; Co-Chief Investment Officer) appeared on Schedule A of Citadel Advisors LlcJan 17, 2020 · Control person joined · fact
- Citadel Advisors Llc reported RAUM $194.2B, up 27% from $152.7B (2018-01-02 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Citadel Advisors LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/citadel-llcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- CITADEL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 786-741-5389reportedpublic record, Form ADV, Jun 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026