DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

P••••••• V•••••••

Former SEC-registered adviserBurlingame, CaliforniaCRD 148908SEC 801-74215IAPD
Legal name P••••••• V•••••••• L•••••
Latest filing Mar 28, 2022
First filing on the tape Feb 15, 2012 · 15 filings
RAUM
$143M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
8
$123M gross assets
History
15 filings and snapshots on the tape
RAUM$143M as of Mar 28, 2022
Mar 28, 2013$500M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 28, 2022
Mar 28, 20130 then
Employees (5.A)3 as of Mar 28, 2022
Mar 28, 201312 then
Private funds8 as of Mar 28, 2022
Mar 28, 201314 then
RAUM -9.3% over the last fiscal year-5.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 28, 2022; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$17.9MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-9.3%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$7.0M, 8 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$143M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
8reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$7.0M for 8 clientsreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      19 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      P••••••• I•• L•••Venture Capital Fund$19.0M19Mar 28, 2016
      P••••••• V• L•••Venture Capital Fund$15.4M16Mar 26, 2019
      P••••••• B•••••••• L•••••Venture Capital Fund$757,9315Feb 6, 2023
      P••••••• V••••••• D••• F••• I••••Venture Capital Fund$408,0004Mar 30, 2015
      P••••••• V••••••• E••••• F••• I• L•••Venture Capital Fund$163,01223Feb 15, 2012
      P••••••• V••••••• E••••• F••• I•••••••Venture Capital Fund$129,2649Feb 15, 2012
      P••••••• V••••••• E••••• F••• I•• L•••Venture Capital Fund$111,44114Feb 15, 2012
      P••••••• V••••••• E••••• F••• I• A••••••••• L•••Venture Capital Fund$82,12211Feb 15, 2012
      P••••••• V••••••• E••••• F••• I••••••••Venture Capital Fund$79,7578Feb 15, 2012
      P••••••• V••••••• D••• F••• I••••• L•••Venture Capital Fund$03Feb 15, 2012
      P••••••• V••••••• I•••• L•••no longer reportedVenture Capital Fund$04Feb 15, 2012
      P••••••• V••••••• I•••• L•••no longer reportedVenture Capital Fund$02Feb 15, 2012
      P••••••• V••••••• D••• F••• I••• L•••Venture Capital Fund$017Feb 15, 2012
      P••••••• V••••••• I•••• L•••no longer reportedVenture Capital Fund$023Feb 15, 2012
      P••••••• V••••••• I•••••• L•••no longer reportedVenture Capital Fund$03Feb 15, 2012
      P••••••• V••••••• I•••• L•••no longer reportedVenture Capital Fund$02Feb 15, 2012
      P••••••• V••••••• I••• L•••no longer reportedVenture Capital Fund$07Feb 15, 2012
      P••• I••••••••• H•••••••• L•••Venture Capital Fund$03Apr 29, 2014
      P••••••• V••••••• I• A••••••••• L•••no longer reportedVenture Capital Fund$09Feb 15, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • P•••••••• K••••••• R••••• · Managercontrol
        since 07/2001 · owns 50% to 75%
      • S•••••• R•••••• N••• · Manager, Chief Operating Officer, Chief Compliance Officercontrol
        since 08/2006 · owns 10% to 25%
      Related persons
      Schedule D 7.A
      • P••••••• M••••••••• I•• L•••••
        pooled vehicle sponsorn
      • P••••••• M••••••••• V• L•••••
        pooled vehicle sponsorn
      • P••••••• V••••••• E••••• M••••••••• I•• L•••••
        pooled vehicle sponsorn
      • P••••••• V••••••• M••••••••• I••• L•••••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 11 to 8
        Nov 2, 2021 to Mar 28, 2022
      • Pooled vehicle clients · 11 to 8
        Nov 2, 2021 to Mar 28, 2022
      • Assets in custody · $6.3M to $7.0M
        Nov 2, 2021 to Mar 28, 2022
      • HQ city · PALO ALTO to BURLINGAME
        Nov 2, 2021 to Mar 28, 2022
      • Private funds · 11 to 8
        Nov 2, 2021 to Mar 28, 2022
      • Discretionary RAUM · $158M to $143M
        Nov 2, 2021 to Mar 28, 2022
      • Pooled vehicle RAUM · $158M to $143M
        Nov 2, 2021 to Mar 28, 2022
      • RAUM · $158M to $143M
        Nov 2, 2021 to Mar 28, 2022
      • Assets in custody · $130M to $6.3M
        Mar 28, 2020 to Mar 20, 2021
      • Discretionary RAUM · $183M to $158M
        Mar 28, 2020 to Mar 20, 2021
      • Pooled vehicle RAUM · $183M to $158M
        Mar 28, 2020 to Mar 20, 2021
      • RAUM · $183M to $158M
        Mar 28, 2020 to Mar 20, 2021
      • Accounts · 18 to 11
        Mar 26, 2019 to Mar 28, 2020
      • Pooled vehicle clients · 18 to 11
        Mar 26, 2019 to Mar 28, 2020
      • Assets in custody · $106M to $130M
        Mar 26, 2019 to Mar 28, 2020
      • Private funds · 18 to 11
        Mar 26, 2019 to Mar 28, 2020
      • Discretionary RAUM · $168M to $183M
        Mar 26, 2019 to Mar 28, 2020
      • Pooled vehicle RAUM · $168M to $183M
        Mar 26, 2019 to Mar 28, 2020
      • RAUM · $168M to $183M
        Mar 26, 2019 to Mar 28, 2020
      • Accounts · 17 to 18
        Mar 6, 2019 to Mar 26, 2019
      • Pooled vehicle clients · 17 to 18
        Mar 6, 2019 to Mar 26, 2019
      • Assets in custody · $166M to $106M
        Mar 6, 2019 to Mar 26, 2019
      • Employees · 4 to 3
        Mar 6, 2019 to Mar 26, 2019
      • Private funds · 17 to 18
        Mar 6, 2019 to Mar 26, 2019
      • Discretionary RAUM · $210M to $168M
        Mar 6, 2019 to Mar 26, 2019
      • Pooled vehicle RAUM · $210M to $168M
        Mar 6, 2019 to Mar 26, 2019
      • RAUM · $210M to $168M
        Mar 6, 2019 to Mar 26, 2019
      • Advisory employees · 4 to 3
        Mar 27, 2018 to Mar 6, 2019
      • Employees · 7 to 4
        Mar 27, 2018 to Mar 6, 2019
      • HQ city · MENLO PARK to PALO ALTO
        Mar 27, 2018 to Mar 6, 2019
      • Pooled vehicle clients · unset to 17.0
        Mar 8, 2017 to Mar 27, 2018
      • Assets in custody · $261M to $166M
        Mar 8, 2017 to Mar 27, 2018
      • Other offices · unset to 0.0
        Mar 8, 2017 to Mar 27, 2018
      • Discretionary RAUM · $312M to $210M
        Mar 8, 2017 to Mar 27, 2018
      • Pooled vehicle RAUM · unset to 209820000.0
        Mar 8, 2017 to Mar 27, 2018
      • RAUM · $312M to $210M
        Mar 8, 2017 to Mar 27, 2018
      • Advisory employees · 7 to 4
        Mar 28, 2016 to Mar 8, 2017
      • Assets in custody · $325M to $261M
        Mar 28, 2016 to Mar 8, 2017
      • Employees · 10 to 7
        Mar 28, 2016 to Mar 8, 2017
      • Discretionary RAUM · $406M to $312M
        Mar 28, 2016 to Mar 8, 2017
      Signals
      2 dated events
      • D Donal Delaney (Member, Chief Financial Officer) no longer on Schedule A of P••••••• V••••••• (listed 2019-03-06, absent 2019-03-26)
        Mar 26, 2019 · Control person left · inference
      • P••••••• V••••••• reported RAUM $209.8M, down 33% from $312.1M (2017-03-08 to 2018-03-27)
        Mar 27, 2018 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      P•••••••VENTURES.COMreportedpublic record, Form ADV, Sep 18, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026