DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••••• A••••••• S•••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Apr 2, 2012 · 27 filings
SEC status approved since Jan 2, 2009
RAUM
$243M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$243M as of Mar 31, 2026
Apr 2, 2012$231M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Apr 2, 20120 then
Employees (5.A)4 as of Mar 31, 2026
Mar 18, 20135 then
Private funds1 as of Mar 31, 2026
Mar 30, 20153 then
RAUM +6.7% over the last fiscal year+0.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $243MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $8.6M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- a related person has custody of client cash (9.B.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$243M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $8.6M for 1 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••••••• M••••••• T•••• | Real Estate Fund | $214M | 3 | Mar 30, 2015 |
| S•• B••••••• R••• E••••• F••• I• L•no longer reported | Real Estate Fund | $2.2M | 3 | Mar 30, 2015 |
| S••••••• E••••• R•••no longer reported | Real Estate Fund | $59,743 | 5 | Mar 30, 2015 |
Owners and control persons
Schedule A and B, latest filing
- B••••• R•••••• J••••• · Manager And Chairman Of The Boardcontrolsince 06/2012 · owns less than 5%
- D•••• C••••••••• G••••• · Manager And Co-Chief Executive Officercontrolsince 03/2019 · owns less than 5%
- D•••••• K••••••••• A•••• · Chief Financial Officer, Treasurer, Secretary And Chief Compliance Officercontrolsince 10/2019 · owns less than 5%
- F•••••• T••••••• S••••• · Manager And Co-Chief Executive Officercontrolsince 03/2019 · owns less than 5%
- B••••• R•••••• J••••• · Trusteecontrolsince 06/1991 · owns F of R••••• J• B•••• T•••• A•••••••• D•••• 6••••••
- D•••• C••••••••• G••••• · Manager And Co-Chief Executive Officercontrolsince 01/2012 · owns F of S••••••• H••••••• G••••• L••
- D•••••• K••••••••• A•••• · Manager And Chief Financial Officer, Treasurer And Secretarycontrolsince 01/2024 · owns F of S••••••• H••••••• G••••• L••
- F•••••• T••••••• S••••• · Manager And Co-Chief Executive Officercontrolsince 01/2012 · owns F of S••••••• H••••••• G••••• L••
- R•••••• J••••• · Manager And Executive Vice Presidentcontrolsince 02/2023 · owns F of S••••••• H••••••• G••••• L••
Entity owners
- S••••••• H••••••• G••••• L•• · Memberdirect · owns 75% or more
- R••••• J• B•••• T•••• A•••••••• D•••• 6•••••• · Memberindirect · owns 25% to 50% of S••••••• H••••••• G••••• L••
Related persons
Schedule D 7.A
- B•••• • A••••••••• L••investment companyn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $7.4M to $8.6MMar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $227M to $243MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $227M to $243MMar 31, 2025 to Mar 31, 2026
- RAUM · $227M to $243MMar 31, 2025 to Mar 31, 2026
- Assets in custody · $17.6M to $7.4MMar 28, 2024 to Mar 31, 2025
- Financial planning clients · 0 to 0Mar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $214M to $227MMar 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $214M to $227MMar 28, 2024 to Mar 31, 2025
- RAUM · $214M to $227MMar 28, 2024 to Mar 31, 2025
- Assets in custody · $10.0M to $17.6MApr 28, 2023 to Mar 28, 2024
- Discretionary RAUM · $242M to $214MApr 28, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $242M to $214MApr 28, 2023 to Mar 28, 2024
- RAUM · $242M to $214MApr 28, 2023 to Mar 28, 2024
- Accounts · 2 to 1Apr 28, 2022 to Mar 31, 2023
- Pooled vehicle clients · 2 to 1Apr 28, 2022 to Mar 31, 2023
- Assets in custody · $57.9M to $10.0MApr 28, 2022 to Mar 31, 2023
- Other offices · 1 to 0Apr 28, 2022 to Mar 31, 2023
- Private funds · 2 to 1Apr 28, 2022 to Mar 31, 2023
- Discretionary RAUM · $207M to $242MApr 28, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $207M to $242MApr 28, 2022 to Mar 31, 2023
- RAUM · $207M to $242MApr 28, 2022 to Mar 31, 2023
- Advisory employees · 4 to 3Apr 28, 2021 to Mar 31, 2022
- Assets in custody · $52.0M to $57.9MApr 28, 2021 to Mar 31, 2022
- Employees · 5 to 4Apr 28, 2021 to Mar 31, 2022
- Discretionary RAUM · $292M to $207MApr 28, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $292M to $207MApr 28, 2021 to Mar 31, 2022
- RAUM · $292M to $207MApr 28, 2021 to Mar 31, 2022
- Accounts · 3 to 2Apr 29, 2020 to Mar 30, 2021
- Pooled vehicle clients · 3 to 2Apr 29, 2020 to Mar 30, 2021
- Assets in custody · $31.9M to $52.0MApr 29, 2020 to Mar 30, 2021
- Private funds · 3 to 2Apr 29, 2020 to Mar 30, 2021
- Discretionary RAUM · $343M to $292MApr 29, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $343M to $292MApr 29, 2020 to Mar 30, 2021
- RAUM · $343M to $292MApr 29, 2020 to Mar 30, 2021
- Discretionary RAUM · $344M to $343MMar 25, 2020 to Apr 29, 2020
- Pooled vehicle RAUM · $344M to $343MMar 25, 2020 to Apr 29, 2020
- RAUM · $344M to $343MMar 25, 2020 to Apr 29, 2020
- Assets in custody · $29.5M to $31.9MOct 16, 2019 to Mar 25, 2020
- Employees · 6 to 5Oct 16, 2019 to Mar 25, 2020
- HQ city · CLEARWATER to BELLAIR BLUFFSOct 16, 2019 to Mar 25, 2020
Signals
3 dated events
- J••••• R••••• (Manager And Executive Vice President) appeared on Schedule A of S••••••• A••••••• S•••••••• L••Mar 28, 2024 · Control person joined · fact
- James Ronald Campbell (Manager, Chief Operating Officer And Secretary) no longer on Schedule A of S••••••• A••••••• S•••••••• L•• (listed 2019-04-30, absent 2019-07-26)Jul 26, 2019 · Control person left · inference
- Adams Kristopher Dunlop (Chief Financial Officer And Treasurer) appeared on Schedule A of S••••••• A••••••• S•••••••• L••Mar 28, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/THE-S•••••••-COMPANIESreportedpublic record, Form ADV, Sep 19, 2026
- Website
- S•••••••FS.COM/ADVISORY-SERVICESreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 727-331-8444reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
S••••••• A••••••• S•••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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