DFX Intelligence

RIA Intelligence

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SEC-registered adviser

P• S••••••••• A•••• M••••••••• L•

Asset manager (funds and pooled vehicles)New York, New YorkCRD 149236SEC 801-69914website IAPD

Latest filing Mar 31, 2026

First filing on the tape Mar 30, 2012 · 27 filings

SEC status approved since Mar 12, 2009

RAUM

$532M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

4 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

27 filings and snapshots on the tape

RAUM$532M as of Mar 31, 2026

Mar 30, 2012$3.1B then

HNW client RAUM$0 as of Mar 31, 2026

Mar 29, 2018$0 then

State-registered IARs (5.B.3)0 as of Mar 31, 2026

Mar 30, 20120 then

Employees (5.A)12 as of Mar 31, 2026

Apr 1, 201343 then

Private funds4 as of Mar 31, 2026

Mar 30, 20125 then

RAUM -50% over the last fiscal year-43% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 31, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $44.3MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: -50%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $462M, 8 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$532M100%

Individual clients: 0reported
HNW clients: 0reported
Pension plan clients: 0reported
Charitable clients: 0reported
Accounts: 12reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $462M for 8 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

14 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
P••• W••••••• M••••• F••• L•••	Hedge Fund	$905M	269	Mar 30, 2012
P••• S••••• O••••••••• M••••• F•••• S•• • S••••••••• P•••••••• A•no longer reported	Hedge Fund	$68.1M	23	Mar 29, 2018
R•••••• P•••••••• L•••	Hedge Fund	$60.1M	27	Mar 30, 2012
S•••••• P••••••• L•••no longer reported	Hedge Fund	$47.7M	2	Mar 30, 2012
P••• M••••• M••••• F••• L•••no longer reported	Hedge Fund	$44.2M	10	Mar 30, 2012
P••• S••••• O••••••••• M••••• F•••• S•• • S••••••••• P•••••••• C•no longer reported	Hedge Fund	$32.5M	24	Nov 29, 2019
P••• S••••• O••••••••• M••••• F•••• S•• • S••••••••• P•••••••• B•no longer reported	Hedge Fund	$28.6M	23	Feb 28, 2019
P••• I••••••••• H••••••• L• • S••••• B•no longer reported	Private Equity Fund	$4.0M	20	Sep 29, 2017
P••• E••••• M••••• F••• L•••no longer reported	Hedge Fund	$3.0M	3	Mar 30, 2012
P••• E••••••• I••••••••• I• L•• • S••••• A•	Hedge Fund	$2.9M	12	Mar 29, 2018
P••• I••••••••• H••••••• L• • S••••• A•no longer reported	Private Equity Fund	$200,901	6	Aug 26, 2015
P••• E••••••• I••••••••• I• L•• • S••••• B•no longer reported	Private Equity Fund	$85,203	4	Sep 29, 2017
P••• S••••• O••••••••• M••••• F•••• S•• • S••••••••• P•••••••• D•	Hedge Fund	$0	0	Mar 30, 2020
P••• I••••••••• H••••••• L•	Private Equity Fund	$0	0	Mar 31, 2021

Owners and control persons

Schedule A and B, latest filing

F•••••••• P••••• M••• · Deputy Cio, P•••••••• Managercontrol
since 01/2002 · owns less than 5%
G••••••••• C•••••••• S••••••••• · Head Of M•••Eting And Investor Relationscontrol
since 05/2007 · owns less than 5%
L•••••• A••••• N•• · Chief Financial Officercontrol
since 05/2014 · owns less than 5%
P••• D••••••••• M•••• · President & Chief Operating Officer & Chief Compliance Officercontrol
since 02/2007 · owns less than 5%
S••••••••• P••••• M•••••• · Ceo, Cio, Limited Partnercontrol
since 06/1996 · owns 75% or more
S••••••••• P••••• M•••••• · Co-Managing Member And Managing Partnercontrol
since 01/2009 · owns 75% or more of P• S••••••••• A•••• M••••••••• G• L••
B••••• P•••••• E••••••• · P•••••••• Manager
since 04/2016 · owns less than 5%
V•••••••• J•••• M•••••• · Director Of Operations, Limited Partner
since 06/1996 · owns less than 5%
F•••••••• P••••• M••• · Managing Partner
since 05/2018 · owns F of P• S••••••••• A•••• M••••••••• G• L••
G••••••••• C•••••••• S••••••••• · Co-Managing Member And Managing Partner
since 05/2018 · owns F of P• S••••••••• A•••• M••••••••• G• L••
P••• D••••••••• M•••• · Managing Partner
since 05/2018 · owns F of P• S••••••••• A•••• M••••••••• G• L••

Entity owners

P• S••••••••• A•••• M••••••••• G• L•• · General Partner
direct · owns less than 5%

Related persons

Schedule D 7.A

P••• I••••••••• H••••••• G• L••
investment adviserpooled vehicle sponsorn
S•••••• I• L••
investment adviserbankpooled vehicle sponsorn
S•••••• I• L••
investment adviserpooled vehicle sponsorn
S•••••• I•• L••
investment adviserbankpooled vehicle sponsorn
S•••••• I• L••
investment adviserbankpooled vehicle sponsorn
S•••••• V• L••
investment adviserbankpooled vehicle sponsorn
S•••••• V• L••
investment adviserbankpooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

London, United Kingdom2 employees

ADV anomalies

2 against comparable advisers; where to look, not conclusions

e••••••• count dropChange between filings · filing Mar 31, 2026
employees (Item 5.A) moved from 21.0 to 12.0 (-43.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (394 comparable advisers, 2.0th percentile of changes)
peers: asset managers, $500M to $1B (394) · 2.0% percentile
RAUM down 50 %Change between filings · filing Mar 31, 2026
RAUM (Item 5.F) moved from $1,071,665,747 to $532,177,576 (-50.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +8.0% (672 comparable advisers, 1.0th percentile of changes)
peers: asset managers, $500M to $1B (672) · 0.6% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Advisory employees · 8 to 4
Jul 21, 2025 to Mar 31, 2026
Assets in custody · $564M to $462M
Jul 21, 2025 to Mar 31, 2026
Employees · 21 to 12
Jul 21, 2025 to Mar 31, 2026
Discretionary RAUM · $1.1B to $532M
Jul 21, 2025 to Mar 31, 2026
Pooled vehicle RAUM · $1.1B to $532M
Jul 21, 2025 to Mar 31, 2026
RAUM · $1.1B to $532M
Jul 21, 2025 to Mar 31, 2026
Financial planning clients · unset to
Mar 31, 2025 to Jul 21, 2025
Accounts · 15 to 12
Aug 28, 2024 to Mar 31, 2025
Advisory employees · 12 to 8
Aug 28, 2024 to Mar 31, 2025
Pooled vehicle clients · 15 to 12
Aug 28, 2024 to Mar 31, 2025
Assets in custody · $968M to $564M
Aug 28, 2024 to Mar 31, 2025
Employees · 26 to 21
Aug 28, 2024 to Mar 31, 2025
Other offices · 1 to 0
Aug 28, 2024 to Mar 31, 2025
Private funds · 5 to 4
Aug 28, 2024 to Mar 31, 2025
Discretionary RAUM · $1.8B to $1.1B
Aug 28, 2024 to Mar 31, 2025
Pooled vehicle RAUM · $1.8B to $1.1B
Aug 28, 2024 to Mar 31, 2025
RAUM · $1.8B to $1.1B
Aug 28, 2024 to Mar 31, 2025
Accounts · 19 to 15
Mar 29, 2023 to Mar 28, 2024
Advisory employees · 13 to 12
Mar 29, 2023 to Mar 28, 2024
Advisory activities · 2 to 1
Mar 29, 2023 to Mar 28, 2024
Pooled vehicle clients · 18 to 15
Mar 29, 2023 to Mar 28, 2024
Assets in custody · $1.3B to $968M
Mar 29, 2023 to Mar 28, 2024
Employees · 32 to 26
Mar 29, 2023 to Mar 28, 2024
Discretionary RAUM · $2.9B to $1.8B
Mar 29, 2023 to Mar 28, 2024
Pooled vehicle RAUM · $2.8B to $1.8B
Mar 29, 2023 to Mar 28, 2024
RAUM · $2.9B to $1.8B
Mar 29, 2023 to Mar 28, 2024
Advisory employees · 17 to 13
May 19, 2022 to Mar 29, 2023
Assets in custody · $1.4B to $1.3B
May 19, 2022 to Mar 29, 2023
Employees · 34 to 32
May 19, 2022 to Mar 29, 2023
Discretionary RAUM · $3.6B to $2.9B
May 19, 2022 to Mar 29, 2023
Pooled vehicle RAUM · $3.5B to $2.8B
May 19, 2022 to Mar 29, 2023
RAUM · $3.6B to $2.9B
May 19, 2022 to Mar 29, 2023
Advisory employees · 14 to 17
Apr 30, 2021 to Mar 31, 2022
Assets in custody · $1.1B to $1.4B
Apr 30, 2021 to Mar 31, 2022
Employees · 32 to 34
Apr 30, 2021 to Mar 31, 2022
Discretionary RAUM · $2.8B to $3.6B
Apr 30, 2021 to Mar 31, 2022
Non-discretionary RAUM · $222M to $0
Apr 30, 2021 to Mar 31, 2022
Pooled vehicle RAUM · $2.9B to $3.5B
Apr 30, 2021 to Mar 31, 2022
RAUM · $3.0B to $3.6B
Apr 30, 2021 to Mar 31, 2022
Accounts · 22 to 19
Mar 30, 2020 to Mar 31, 2021

Signals

6 dated events

P• S••••••••• A•••• M••••••••• L• reported RAUM $532.2M, down 50% from $1.1B (2025-07-21 to 2026-03-31)
Mar 31, 2026 · ria raum c•••ge · derived
P• S••••••••• A•••• M••••••••• L• reported RAUM $1.1B, down 41% from $1.8B (2024-08-28 to 2025-03-31)
Mar 31, 2025 · ria raum c•••ge · derived
Tat Ming Alan Chan (Chief Compliance Officer) no longer on Schedule A of P• S••••••••• A•••• M••••••••• L• (listed 2024-03-28, absent 2024-08-13)
Aug 13, 2024 · Control person left · inference
P• S••••••••• A•••• M••••••••• L• reported RAUM $1.8B, down 37% from $2.9B (2023-03-29 to 2024-03-28)
Mar 28, 2024 · ria raum c•••ge · derived
R Richard Chappelear (Portfolio Manager) appeared on Schedule A of P• S••••••••• A•••• M••••••••• L•
Mar 31, 2021 · Control person joined · fact
Haines Justen Scheule (Portfolio Manager) appeared on Schedule A of P• S••••••••• A•••• M••••••••• L•
Mar 31, 2021 · Control person joined · fact

Across DFX

shared identifiers only, never a name match

P• S••••••••• A•••• M••••••••• L• · Independent Sponsors
shared crd · capital_provider
P• S••••••••• A•••• M••••••••• L• · Private Equity
shared crd · organization
Strategas Securities, LLC · Venture Capital
shared crd · org

How to reach

public business contact points only, each with its source

Firm profile: LINKEDIN.COM/COMPANY/P.-S•••••••••-ASSET-MANAGEMENT-P•••-reportedpublic record, Form ADV, Sep 21, 2026
Website: P•••.COMreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 212-649-9500reportedpublic record, Form ADV, Mar 31, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026