DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••• • B•••• C•••••• M••••••••• L••
Latest filing Mar 11, 2026
First filing on the tape Mar 30, 2012 · 26 filings
SEC status approved since Feb 5, 2009
RAUM
$360M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.7%
$2.7M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$360M as of Mar 11, 2026
Mar 30, 2012$190M then
HNW client RAUM$2.7M as of Mar 11, 2026
Mar 23, 2023$2.0M then
State-registered IARs (5.B.3)0 as of Mar 11, 2026
Mar 30, 20120 then
Employees (5.A)8 as of Mar 11, 2026
Jan 30, 20137 then
Private funds3 as of Mar 11, 2026
Mar 30, 20122 then
RAUM +12% over the last fiscal year+6.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 11, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $72.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $278M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$278M77%
- Investment companies$78.9M22%
- High-net-worth individuals$2.7M0.7%
- Individual clients
- n/areported
- HNW clients
- 1reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $278M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.01 fund_share=0.99 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C••• • B•••• C•••••• Q•• L•• | Hedge Fund | $181M | 2 | Mar 30, 2012 |
| C••• • B•••• C••••••• L•• | Hedge Fund | $52.9M | 33 | Mar 30, 2012 |
| C••• • B•••• E••••••• M•••••• E• C••••• L• | Hedge Fund | $42.2M | 11 | Mar 23, 2023 |
Owners and control persons
Schedule A and B, latest filing
- C•••• R••••••• P•••••••• · Membercontrolsince 12/2006 · owns 75% or more
- P••••••• A•••••• S•••••• · Chief Compliance Officersince 03/2020 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 4 to 6Mar 21, 2025 to Mar 11, 2026
- Assets in custody · $257M to $278MMar 21, 2025 to Mar 11, 2026
- Employees · 7 to 8Mar 21, 2025 to Mar 11, 2026
- Discretionary RAUM · $322M to $360MMar 21, 2025 to Mar 11, 2026
- HNW RAUM · $1.8M to $2.7MMar 21, 2025 to Mar 11, 2026
- Pooled vehicle RAUM · $257M to $278MMar 21, 2025 to Mar 11, 2026
- RAUM · $322M to $360MMar 21, 2025 to Mar 11, 2026
- Assets in custody · $276M to $257MJan 31, 2025 to Mar 21, 2025
- Employees · 8 to 7Jan 31, 2025 to Mar 21, 2025
- Financial planning clients · unset to Jan 31, 2025 to Mar 21, 2025
- Discretionary RAUM · $353M to $322MJan 31, 2025 to Mar 21, 2025
- HNW RAUM · $1.8M to $1.8MJan 31, 2025 to Mar 21, 2025
- Pooled vehicle RAUM · $276M to $257MJan 31, 2025 to Mar 21, 2025
- RAUM · $353M to $322MJan 31, 2025 to Mar 21, 2025
- Accounts · 9 to 5Mar 23, 2023 to Mar 19, 2024
- Advisory activities · 4 to 3Mar 23, 2023 to Mar 19, 2024
- Corporate clients · 4.0 to unsetMar 23, 2023 to Mar 19, 2024
- Assets in custody · $231M to $276MMar 23, 2023 to Mar 19, 2024
- Discretionary RAUM · $295M to $353MMar 23, 2023 to Mar 19, 2024
- HNW RAUM · $2.0M to $1.8MMar 23, 2023 to Mar 19, 2024
- Pooled vehicle RAUM · $231M to $276MMar 23, 2023 to Mar 19, 2024
- RAUM · $295M to $353MMar 23, 2023 to Mar 19, 2024
- Accounts · 7 to 9Oct 25, 2022 to Mar 23, 2023
- Advisory employees · 3 to 4Oct 25, 2022 to Mar 23, 2023
- Advisory activities · 3 to 4Oct 25, 2022 to Mar 23, 2023
- HNW clients · unset to 1.0Oct 25, 2022 to Mar 23, 2023
- Pooled vehicle clients · 2 to 3Oct 25, 2022 to Mar 23, 2023
- Assets in custody · $174M to $231MOct 25, 2022 to Mar 23, 2023
- Employees · 6 to 8Oct 25, 2022 to Mar 23, 2023
- Private funds · 2 to 3Oct 25, 2022 to Mar 23, 2023
- Discretionary RAUM · $258M to $295MOct 25, 2022 to Mar 23, 2023
- HNW RAUM · unset to 2000000.0Oct 25, 2022 to Mar 23, 2023
- Pooled vehicle RAUM · $174M to $231MOct 25, 2022 to Mar 23, 2023
- RAUM · $258M to $295MOct 25, 2022 to Mar 23, 2023
- Accounts · 4 to 7Sep 20, 2021 to Mar 25, 2022
- Corporate clients · 1 to 4Sep 20, 2021 to Mar 25, 2022
- Assets in custody · $164M to $174MSep 20, 2021 to Mar 25, 2022
- Discretionary RAUM · $228M to $258MSep 20, 2021 to Mar 25, 2022
- Pooled vehicle RAUM · $164M to $174MSep 20, 2021 to Mar 25, 2022
- RAUM · $228M to $258MSep 20, 2021 to Mar 25, 2022
Signals
2 dated events
- Allen David Hobbs (President/Member) no longer on Schedule A of C••• • B•••• C•••••• M••••••••• L•• (listed 2021-03-30, absent 2021-09-20)Sep 20, 2021 · Control person left · inference
- Dowe Jasper Bynum (Founding Member) no longer on Schedule A of C••• • B•••• C•••••• M••••••••• L•• (listed 2020-05-05, absent 2020-08-11)Aug 11, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/cook-&-bynum-capital-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- C•••ANDB••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 205-994-2815reportedpublic record, Form ADV, Mar 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026