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Former SEC-registered adviser

K•••••••• M••••••••• L••

Former SEC-registered adviserDallas, TexasCRD 149897SEC 801-70111IAPD
Latest filing Mar 29, 2012
First filing on the tape Mar 29, 2012 · 1 filings
RAUM
$110M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
n/a
n/a advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
2
$126M gross assets
History
1 filings and snapshots on the tape
RAUM: $110M
HNW client RAUM: no history
State-registered IARs (5.B.3): 0
Employees (5.A): no history
Private funds: 2
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 29, 2012; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$21.9MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$110M, 5 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
5reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$110M for 5 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      K•• I• M••••• F••• L•Hedge Fund$124M14Mar 29, 2012
      K•••••••• O••••••••• F••• L•Private Equity Fund$1.7M5Mar 29, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • K••••••••• H•••••• B•••• · Chief Executive Officer; Chief Investment Officer; Senior Managing Directorcontrol
        since 03/2009 · owns less than 5%
      • O•••••• B••••• A••• · Chief Compliance Officer; Chief Financial Officer; Secretarycontrol
        since 03/2009 · owns less than 5%
      • W••••••••• B•••••••• M•••• · Managing Directorcontrol
        since 03/2009 · owns 25% to 50%
      • K••••••••• H•••••• B•••• · Sole Membercontrol
        since 08/2003 · owns 75% or more of K•••••••• L••
      Entity owners
      • K•••••••• C•••••• G•••• L•• · Managing Member
        direct · owns 50% to 75%
      • K•••••••• L•• · Sole Member
        indirect · owns 75% or more of K•••••••• C•••••• G•••• L••
      Related persons
      Schedule D 7.A
      • B•••• O•••••
        insurancen
      • K•••••••• C•••••• M••••••••• L•
        pooled vehicle sponsorn
      • K•••••••• M••••••••• G• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      One filing, no change to show.
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026