DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
G••• O•• C•••••• M••••••••• L••
Latest filing Jun 25, 2018
First filing on the tape Mar 30, 2012 · 12 filings
RAUM
$58.4M
reported, Item 5.F
Discretionary
93%
of RAUM
Private clients
98%
$57.1M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$29.2M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$1.3M gross assets
History
12 filings and snapshots on the tape
RAUM$58.4M as of Mar 26, 2018
Mar 30, 2012$204M then
HNW client RAUM: $49.2M
State-registered IARs (5.B.3)0 as of Mar 26, 2018
Mar 30, 20120 then
Employees (5.A)3 as of Mar 26, 2018
Mar 27, 20134 then
Private funds1 as of Mar 26, 2018
Mar 30, 20121 then
RAUM -44% over the last fiscal year-21% a year over threeIARs 0 to 2
Practice profile
derived from the filing of Jun 25, 2018; every figure names its basis
- RAUM per advisor
- $29.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 20derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $389,164derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 93%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -44%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$49.2M84%
- Individuals$7.9M14%
- Pooled investment vehicles$1.3M2.2%
- Individual clients
- 19reported
- HNW clients
- 20reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 150reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $455,496 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••••• S•••••• E••••Chartered Financial Analyst | Arlington, Va | May 29, 2009 | 20 y | 1 |
| C••••••••• E••• B•••••Chartered Financial Analyst | Arlington, Va | May 29, 2009 | 34 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J•••••• S•••••• E•••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••May 29, 2009 · Other
- C••••••••• E••• B••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••May 29, 2009 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G••• O•• P•••••••• L• | Hedge Fund | $1.3M | 22 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B•••••• C••••••••• E••• · Managing Member/Chief Compliance Officercontrolsince 05/2009 · owns 50% to 75%
- E••••• J••••••• S•••••• · Managing Membercontrolsince 05/2009 · owns 50% to 75%
Related persons
Schedule D 7.A
- C••••••••• E••• B•••••pooled vehicle sponsory
- J•••••• E••••pooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Arlington, Va | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory activities · 3 to 2Mar 26, 2018 to Apr 27, 2018
- State-registered IARs · 0 to 2Mar 26, 2018 to Apr 27, 2018
- Accounts · 174 to 150Mar 29, 2017 to Mar 26, 2018
- Advisory activities · 4 to 3Mar 29, 2017 to Mar 26, 2018
- HNW clients · unset to 20.0Mar 29, 2017 to Mar 26, 2018
- Individual clients · unset to 19.0Mar 29, 2017 to Mar 26, 2018
- Pooled vehicle clients · unset to 1.0Mar 29, 2017 to Mar 26, 2018
- Financial planning clients · 1-10 to 0Mar 29, 2017 to Mar 26, 2018
- Other offices · unset to 0.0Mar 29, 2017 to Mar 26, 2018
- Discretionary RAUM · $96.7M to $54.0MMar 29, 2017 to Mar 26, 2018
- HNW RAUM · unset to 49182666.0Mar 29, 2017 to Mar 26, 2018
- Individual RAUM · unset to 7883772.0Mar 29, 2017 to Mar 26, 2018
- Non-discretionary RAUM · $7.2M to $4.4MMar 29, 2017 to Mar 26, 2018
- Pooled vehicle RAUM · unset to 1308152.0Mar 29, 2017 to Mar 26, 2018
- RAUM · $104M to $58.4MMar 29, 2017 to Mar 26, 2018
- Wrap assets (manager) · unset to 455496.0Mar 29, 2017 to Mar 26, 2018
- Wrap assets (sponsor) · unset to 0.0Mar 29, 2017 to Mar 26, 2018
- Accounts · 212 to 174Mar 22, 2016 to Mar 29, 2017
- Discretionary RAUM · $117M to $96.7MMar 22, 2016 to Mar 29, 2017
- Non-discretionary RAUM · $9.1M to $7.2MMar 22, 2016 to Mar 29, 2017
- RAUM · $127M to $104MMar 22, 2016 to Mar 29, 2017
- Accounts · 184 to 212Mar 25, 2015 to Mar 22, 2016
- Employees · 4 to 3Mar 25, 2015 to Mar 22, 2016
- Discretionary RAUM · $120M to $117MMar 25, 2015 to Mar 22, 2016
- Non-discretionary RAUM · $0 to $9.1MMar 25, 2015 to Mar 22, 2016
- RAUM · $120M to $127MMar 25, 2015 to Mar 22, 2016
- Accounts · 218 to 184Mar 27, 2014 to Mar 25, 2015
- Discretionary RAUM · $271M to $120MMar 27, 2014 to Mar 25, 2015
- RAUM · $271M to $120MMar 27, 2014 to Mar 25, 2015
- Accounts · 222 to 218Oct 9, 2013 to Mar 27, 2014
- Discretionary RAUM · $263M to $271MOct 9, 2013 to Mar 27, 2014
- RAUM · $263M to $271MOct 9, 2013 to Mar 27, 2014
- Discretionary RAUM · $280M to $263MMar 27, 2013 to Oct 9, 2013
- RAUM · $280M to $263MMar 27, 2013 to Oct 9, 2013
- Accounts · 206 to 222Nov 20, 2012 to Mar 27, 2013
- Financial planning clients · 26-50 to 1-10Nov 20, 2012 to Mar 27, 2013
- Discretionary RAUM · $204M to $280MNov 20, 2012 to Mar 27, 2013
- RAUM · $204M to $280MNov 20, 2012 to Mar 27, 2013
- Advisory employees · unset to 2.0Mar 30, 2012 to Nov 20, 2012
- Employees · unset to 4.0Mar 30, 2012 to Nov 20, 2012
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/grey-owl-capital-management-llcreportedpublic record, Form ADV, Sep 19, 2026
- Website
- G•••OWLCAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $29.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026