DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Wynkoop LLC
Latest filing Jun 17, 2026
First filing on the tape Feb 8, 2012 · 12 filings
SEC status approved since May 31, 2018
RAUM
$1.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
7 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
4
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$1.2B as of Jun 17, 2026
Feb 8, 2012$81.4M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Jun 17, 2026
Feb 8, 20120 then
Employees (5.A)7 as of Jun 17, 2026
Apr 1, 20199 then
Private funds4 as of Jun 17, 2026
Feb 8, 20127 then
RAUM +174% over the last fiscal year+21% a year over threeIARs 4 to 2
Practice profile
derived from the filing of Jun 17, 2026; every figure names its basis
- RAUM per advisor
- $609MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $135MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.5derivedItem 5.A over advisors
- Advisors per office
- 0.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +174%derivedbetween the last two annual amendments
- Advisor growth, one year
- -50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $320M, 6 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$805M66%
- Pooled investment vehicles$321M26%
- Banks and thrifts$91.5M7.5%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 9reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $320M for 6 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.92 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
10 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Wickapogue Opportunity Fund LLC | Hedge Fund | $103M | 30 | Mar 30, 2024 |
| Wickapogue Structured Credit Fund LP | Hedge Fund | $73.0M | 65 | May 1, 2018 |
| Timberline Fund LP | Hedge Fund | $33.3M | 58 | Feb 8, 2012 |
| Pearl Street Fund II LLCno longer reported | Hedge Fund | $19.7M | 39 | Feb 8, 2012 |
| Fillmore Street Fund LLCno longer reported | Hedge Fund | $12.8M | 1 | Feb 8, 2012 |
| Pearl Street Fund LLCno longer reported | Hedge Fund | $11.0M | 38 | Feb 8, 2012 |
| 3rd Avenue Fund LLCno longer reported | Hedge Fund | $10.6M | 39 | Feb 8, 2012 |
| Madison Street Fund LLCno longer reported | Hedge Fund | $6.3M | 29 | Feb 8, 2012 |
| Columbine Street Fund LPno longer reported | Hedge Fund | $3.5M | 4 | May 1, 2018 |
| Steele Street Fund LLCno longer reported | Hedge Fund | $2.3M | 1 | Feb 8, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Gregory Leland Abrams · Svpcontrolsince 11/2016 · owns less than 5%
- Donald Brandon Jundt · Managing Membercontrolsince 02/2009 · owns 75% or more
- Ross David Myers · Svpcontrolsince 01/2011 · owns less than 5%
- Anne Sierra Shirley · Cfo, Ccocontrolsince 05/2017 · owns less than 5%
Related persons
Schedule D 7.A
- Timberline Fund Gp, LLCpooled vehicle sponsory
- Wickapogue Capital Managment LLCpooled vehicle sponsory
- Wickapogue Gp, LLCpooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- Orlando, FL1 employees
- Southampton, NY1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- discretionary share shiftChange between filings · filing Mar 30, 2026discretionary share of RAUM moved from 81.0% to 100.0% between the annual amendments of 2025-03-31 and 2026-03-30peers: asset managers, $1B to $5B (1,506)
- RAUM up 50 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $445,000,000 to $1,217,300,000 (+174.0%) between the annual amendments of 2025-03-31 and 2026-03-30; the peer median change was +11.0% (1368 comparable advisers, 97.0th percentile of changes)peers: asset managers, $1B to $5B (1,368) · 97% percentile
What changed
consecutive filings, newest first
- Assets in custody · $227M to $320MMar 31, 2025 to Mar 30, 2026
- State-registered IARs · 4 to 2Mar 31, 2025 to Mar 30, 2026
- Discretionary RAUM · $359M to $1.2BMar 31, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $86.0M to $0Mar 31, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $227M to $321MMar 31, 2025 to Mar 30, 2026
- RAUM · $445M to $1.2BMar 31, 2025 to Mar 30, 2026
- Accounts · 5 to 9Mar 30, 2024 to Mar 31, 2025
- Pooled vehicle clients · 4 to 6Mar 30, 2024 to Mar 31, 2025
- Assets in custody · $209M to $227MMar 30, 2024 to Mar 31, 2025
- Employees · 8 to 7Mar 30, 2024 to Mar 31, 2025
- Financial planning clients · 0 to 0Mar 30, 2024 to Mar 31, 2025
- Private funds · 3 to 4Mar 30, 2024 to Mar 31, 2025
- Discretionary RAUM · $462M to $359MMar 30, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $30.9M to $86.0MMar 30, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $209M to $227MMar 30, 2024 to Mar 31, 2025
- RAUM · $493M to $445MMar 30, 2024 to Mar 31, 2025
- Accounts · 4 to 5Mar 31, 2023 to Mar 30, 2024
- Pooled vehicle clients · 3 to 4Mar 31, 2023 to Mar 30, 2024
- Assets in custody · $191M to $209MMar 31, 2023 to Mar 30, 2024
- Private funds · 2 to 3Mar 31, 2023 to Mar 30, 2024
- Discretionary RAUM · $684M to $462MMar 31, 2023 to Mar 30, 2024
- Non-discretionary RAUM · $0 to $30.9MMar 31, 2023 to Mar 30, 2024
- Pooled vehicle RAUM · $191M to $209MMar 31, 2023 to Mar 30, 2024
- RAUM · $684M to $493MMar 31, 2023 to Mar 30, 2024
- Assets in custody · $240M to $191MApr 1, 2022 to Mar 31, 2023
- Employees · 12 to 8Apr 1, 2022 to Mar 31, 2023
- Discretionary RAUM · $696M to $684MApr 1, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $240M to $191MApr 1, 2022 to Mar 31, 2023
- RAUM · $696M to $684MApr 1, 2022 to Mar 31, 2023
- Assets in custody · $186M to $240MMar 31, 2021 to Apr 1, 2022
- Other offices · 1 to 2Mar 31, 2021 to Apr 1, 2022
- Discretionary RAUM · $401M to $696MMar 31, 2021 to Apr 1, 2022
- Pooled vehicle RAUM · $186M to $240MMar 31, 2021 to Apr 1, 2022
- RAUM · $401M to $696MMar 31, 2021 to Apr 1, 2022
- Accounts · 6 to 4Mar 31, 2020 to Mar 31, 2021
- Pooled vehicle clients · 5 to 3Mar 31, 2020 to Mar 31, 2021
- Assets in custody · $149M to $186MMar 31, 2020 to Mar 31, 2021
- Employees · 10 to 12Mar 31, 2020 to Mar 31, 2021
- Private funds · 3 to 2Mar 31, 2020 to Mar 31, 2021
- Discretionary RAUM · $228M to $401MMar 31, 2020 to Mar 31, 2021
Signals
6 dated events
- Wynkoop Llc reported RAUM $1.2B, up 174% from $445.0M (2025-03-31 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Wynkoop Llc reported RAUM $493.2M, down 28% from $684.1M (2023-03-31 to 2024-03-30)Mar 30, 2024 · RAUM change · derived
- Wynkoop Llc reported RAUM $696.3M, up 74% from $401.1M (2021-03-31 to 2022-04-01)Apr 1, 2022 · RAUM change · derived
- Wynkoop Llc reported RAUM $401.1M, up 76% from $228.2M (2020-03-31 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Wynkoop Llc reported RAUM $228.2M, up 125% from $101.4M (2019-04-01 to 2020-03-31)Mar 31, 2020 · RAUM change · derived
- Wynkoop Llc filed its initial SEC registration (Form ADV)May 1, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Wynkoop LLC · Independent Sponsorsshared crd · capital_provider
- Wynkoop LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/6407009reportedpublic record, Form ADV, Sep 17, 2026
- Website
- WYNKOOPFINANCIAL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 303-459-7208reportedpublic record, Form ADV, Jun 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026