DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

V• C••••••• L••

Former SEC-registered adviserGlenview, IllinoisCRD 150429SEC 801-70377IAPD
Latest filing Mar 26, 2015
First filing on the tape Mar 30, 2012 · 9 filings
RAUM
$253M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
7 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$253M as of Mar 26, 2015
Mar 30, 2012$242M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2015
Mar 30, 20120 then
Employees (5.A)10 as of Mar 26, 2015
Mar 28, 201311 then
Private funds1 as of Mar 28, 2014
Mar 28, 20131 then
RAUM -41% over the last fiscal year+1.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2015; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$84.3MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-41%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Every departureEvery arrival
Private funds
1 reported on Schedule D 7.B.(1)
FundTypeGross assetsOwnersFirst reported
V• H••••• E••••• M••••• F•••Hedge Fund$237M12Jun 5, 2012
Owners and control persons
Schedule A and B, latest filing
  • H•••••• M••••••• R••• · Chief Financial Officer/ Chief Compliance Officer Of V• C••••••• L••control
    since 12/2011 · owns 5% to 10%
  • N••••••• B••••• J•••• · Managing Director/Portfolio Manager Of V• C••••••• L••control
    since 12/2011 · owns 5% to 10%
  • V••••• V•••••• P•••••• · Managing Director/Portfolio Manager Of V• C••••••• L••control
    since 12/2011 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 5 to 3
    Apr 9, 2014 to Mar 26, 2015
  • Advisory employees · 6 to 7
    Apr 9, 2014 to Mar 26, 2015
  • Advisory activities · 4 to 1
    Apr 9, 2014 to Mar 26, 2015
  • BD registered reps · 0 to 2
    Apr 9, 2014 to Mar 26, 2015
  • Assets in custody · 236981679.0 to unset
    Apr 9, 2014 to Mar 26, 2015
  • Custody of client assets · true to false
    Apr 9, 2014 to Mar 26, 2015
  • Financial planning clients · 0 to unset
    Apr 9, 2014 to Mar 26, 2015
  • Private funds · 1 to unset
    Apr 9, 2014 to Mar 26, 2015
  • Discretionary RAUM · $430M to $253M
    Apr 9, 2014 to Mar 26, 2015
  • RAUM · $430M to $253M
    Apr 9, 2014 to Mar 26, 2015
  • Related adviser · true to false
    Apr 9, 2014 to Mar 26, 2015
  • Advisory employees · 7 to 6
    Mar 28, 2013 to Mar 28, 2014
  • Advisory activities · 3 to 4
    Mar 28, 2013 to Mar 28, 2014
  • Assets in custody · $26.3M to $237M
    Mar 28, 2013 to Mar 28, 2014
  • Custody of client assets · false to true
    Mar 28, 2013 to Mar 28, 2014
  • Employees · 11 to 10
    Mar 28, 2013 to Mar 28, 2014
  • Financial planning clients · unset to 0
    Mar 28, 2013 to Mar 28, 2014
  • Discretionary RAUM · $251M to $430M
    Mar 28, 2013 to Mar 28, 2014
  • RAUM · $251M to $430M
    Mar 28, 2013 to Mar 28, 2014
  • Accounts · 3 to 5
    Dec 3, 2012 to Mar 28, 2013
  • Assets in custody · $24.9M to $26.3M
    Dec 3, 2012 to Mar 28, 2013
  • Custody of client assets · true to false
    Dec 3, 2012 to Mar 28, 2013
  • Discretionary RAUM · $255M to $251M
    Dec 3, 2012 to Mar 28, 2013
  • RAUM · $255M to $251M
    Dec 3, 2012 to Mar 28, 2013
  • Advisory employees · unset to 7.0
    Jul 26, 2012 to Dec 3, 2012
  • Assets in custody · $24.2M to $24.9M
    Jul 26, 2012 to Dec 3, 2012
  • Employees · unset to 11.0
    Jul 26, 2012 to Dec 3, 2012
  • Discretionary RAUM · $247M to $255M
    Jul 26, 2012 to Dec 3, 2012
  • RAUM · $247M to $255M
    Jul 26, 2012 to Dec 3, 2012
  • Accounts · 4 to 3
    Jun 5, 2012 to Jul 26, 2012
  • Assets in custody · $23.0M to $24.2M
    Jun 5, 2012 to Jul 26, 2012
  • Discretionary RAUM · $240M to $247M
    Jun 5, 2012 to Jul 26, 2012
  • RAUM · $240M to $247M
    Jun 5, 2012 to Jul 26, 2012
  • Accounts · 5 to 4
    Mar 30, 2012 to Jun 5, 2012
  • Advisory activities · 2 to 3
    Mar 30, 2012 to Jun 5, 2012
  • Assets in custody · unset to 22995645.0
    Mar 30, 2012 to Jun 5, 2012
  • Custody of client assets · false to true
    Mar 30, 2012 to Jun 5, 2012
  • Private funds · unset to 1
    Mar 30, 2012 to Jun 5, 2012
  • Discretionary RAUM · $242M to $240M
    Mar 30, 2012 to Jun 5, 2012
  • RAUM · $242M to $240M
    Mar 30, 2012 to Jun 5, 2012
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026