DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
O•• W•••••• S••••• C•••••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Mar 27, 2012 · 38 filings
SEC status approved since Jun 22, 2009
RAUM
$11B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
124
62 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
8
reported on Schedule D
History
38 filings and snapshots on the tape
RAUM$11B as of Mar 31, 2026
Mar 27, 2012$3.8B then
HNW client RAUM$0 as of Mar 31, 2026
Feb 23, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 27, 20120 then
Employees (5.A)124 as of Mar 31, 2026
Feb 27, 201354 then
Private funds8 as of Mar 31, 2026
Mar 27, 201211 then
RAUM +4.7% over the last fiscal year+12% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $514MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $11B, 21 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$11B100%
- Pension and profit-sharing plans$2.3M0.0%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- n/areported
- Charitable clients
- 0reported
- Accounts
- 22reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $11B for 21 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
22 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| O•• W•••••• S••••• C•••••• M••••• F•••• L••• | Hedge Fund | $3.9B | 262 | Mar 27, 2012 |
| O•• C••••• O••••••••• M••••• F•••• L••• | Hedge Fund | $2.3B | 141 | Mar 27, 2012 |
| O•• W•••••• S••••• C•••••• I••••••••• F•••• L•••no longer reported | Hedge Fund | $1.5B | 123 | Mar 27, 2012 |
| O•• W•••••• S••••• C•••••• O••••••• F•••• L•••no longer reported | Hedge Fund | $1.5B | 123 | Mar 27, 2012 |
| O•• L••• M••••• F•••• L••• | Hedge Fund | $1.1B | 25 | Feb 27, 2013 |
| O•• A•• I•• L• | Hedge Fund | $667M | 1 | Feb 23, 2018 |
| O•• A•• M••••• F••• I•• L• | Hedge Fund | $646M | 1 | Feb 20, 2014 |
| O•• W•••••• S••••• C•••••• P•••••••• L•••no longer reported | Hedge Fund | $536M | 90 | Mar 27, 2012 |
| O•• A•• F••• V•••• L••• | Hedge Fund | $283M | 15 | Apr 6, 2023 |
| O•• M••••••• O••••••••• M••••• F•••• L•••no longer reported | Hedge Fund | $253M | 12 | Mar 27, 2012 |
| O•• W•••••• S••••• L• C•••••• P•••••••• L•••no longer reported | Hedge Fund | $209M | 1 | Mar 27, 2012 |
| G•• M••••• S•• • O•• W•••••• S••••• S••••••••• P••••••••no longer reported | Hedge Fund | $157M | 6 | Feb 27, 2013 |
| O•• A•• M••••• F•••• L••no longer reported | Hedge Fund | $154M | 376 | Mar 27, 2012 |
| O•• A•• F••• I• L•••no longer reported | Hedge Fund | $144M | 2 | Mar 27, 2012 |
| O•• W•••••• S••••• C•••••• P••••••• I•• L•••no longer reported | Hedge Fund | $141M | 162 | Mar 27, 2012 |
| O•• G••••• F•••• I••••• F••• ••••••••• L••• | Hedge Fund | $130M | 2 | May 24, 2017 |
| O•• C••••• O••••••••• I••••••••• F•••• L•• | Hedge Fund | $99.9M | 2 | Mar 31, 2022 |
| O•• A•• F••• V• L••no longer reported | Hedge Fund | $66.2M | 9 | Jun 11, 2020 |
| O•• C••••••••• F•••••• I•• L•• | Hedge Fund | $19.3M | 2 | Mar 31, 2022 |
| O•• M••••••• O••••••••• M••••• F••• I•• L•••no longer reported | Hedge Fund | $10.1M | 0 | Mar 19, 2015 |
| O•• A•• F••• I••• L••no longer reported | Hedge Fund | $4.1M | 6 | Nov 8, 2016 |
| O•• A•• T••• P•••••••• L•••no longer reported | Hedge Fund | $0 | 1 | Mar 27, 2012 |
Owners and control persons
Schedule A and B, latest filing
- D••••• S••••••••• E•••••••• · Chief Financial Officercontrolsince 02/2018 · owns less than 5%
- E•••• C••••••••• R••••••• · Chief Legal Officercontrolsince 05/2008 · owns less than 5%
- L•••••• K•••• A•••••• · Limited Partner/Chief Operating Officer/Chief Compliance Officercontrolsince 04/2008 · owns 5% to 10%
- P•••••••• F••••• C••••• · Limited Partner/Executive Officercontrolsince 04/2008 · owns 5% to 10%
- S••••• D••••• N••• · Limited Partner/Chief Executive Officer/Chief Investment Officercontrolsince 04/2008 · owns 50% to 75%
- S•••••• J•••••• D•••• · Limited Partner/Executive Officercontrolsince 01/2015 · owns less than 5%
- Z•••••• M••••••• J•• · Limited Partner/Executive Officercontrolsince 04/2008 · owns 5% to 10%
- L•••••• K•••• A•••••• · Co-Trusteecontrolsince 12/2012 · owns 50% to 75% of D•••• N• S•••• 2••• D••••••••• T••••
- L•••••• K•••• A•••••• · Co-Trusteecontrolsince 12/2012 · owns 25% to 50% of H•••• A• S•••• 2••• D••••••••• T••••
- L•••••• K•••• A•••••• · Managercontrolsince 11/2021 · owns F of S•••• F••••• I••••••••• I• L••
- S••••• D••••• N••• · Managing Member/Ownercontrolsince 04/2008 · owns 50% to 75% of O•• W•••••• S••••• C•••••• H•••••••• L••
- S••••• D••••• N••• · Co-Trusteecontrolsince 12/2012 · owns 25% to 50% of H•••• A• S•••• 2••• D••••••••• T••••
- S••••• D••••• N••• · Managercontrolsince 11/2021 · owns F of S•••• F••••• I••••••••• I• L••
- S••••• H••••• A•• · Co-Trusteecontrolsince 12/2012 · owns 50% to 75% of D•••• N• S•••• 2••• D••••••••• T••••
Entity owners
- O•• W•••••• S••••• C•••••• H•••••••• L•• · General Partnerdirect · owns less than 5%
- D•••• N• S•••• 2••• D••••••••• T•••• · Memberindirect · owns 50% to 75% of S•••• F••••• I••••••••• L••
- H•••• A• S•••• 2••• D••••••••• T•••• · Memberindirect · owns 25% to 50% of S•••• F••••• I••••••••• L••
- S•••• F••••• I••••••••• I• L•• · Memberindirect · owns 50% to 75% of H•••• A• S•••• 2••• D••••••••• T••••
- S•••• F••••• I••••••••• I• L•• · Memberindirect · owns 50% to 75% of D•••• N• S•••• 2••• D••••••••• T••••
- S•••• F••••• I••••••••• L•• · Limited Partnerdirect · owns 5% to 10%
Related persons
Schedule D 7.A
- 1•• C•••••• A•••••••• L••investment adviserbankyRAUM $1.1B
- O•• W•••••• S••••• C•••••• P••••••• G•• L••investment adviserbankpooled vehicle sponsorn
- O•• C•••••• P••••••• G• I•• L••investment adviserbankpooled vehicle sponsorn
- O•• C•••••• P••••••• G• V• L••investment adviserbankpooled vehicle sponsorn
- O•• C•••••• P••••••• G• V•• L••investment adviserbankpooled vehicle sponsorn
- O•• C•••••• P••••••• G• V•••• L••investment adviserbankpooled vehicle sponsorn
Advisers that list O•• W•••••• S••••• C•••••• M••••••••• L•• as a related person
- 298723 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 23 to 22Feb 26, 2026 to Mar 31, 2026
- Advisory employees · 53 to 62Feb 26, 2026 to Mar 31, 2026
- BD registered reps · 5 to 0Feb 26, 2026 to Mar 31, 2026
- Pooled vehicle clients · 22 to 21Feb 26, 2026 to Mar 31, 2026
- Assets in custody · $10B to $11BFeb 26, 2026 to Mar 31, 2026
- Employees · 110 to 124Feb 26, 2026 to Mar 31, 2026
- Private funds · 11 to 8Feb 26, 2026 to Mar 31, 2026
- Discretionary RAUM · $11B to $11BFeb 26, 2026 to Mar 31, 2026
- Pension RAUM · $627M to $2.3MFeb 26, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $10B to $11BFeb 26, 2026 to Mar 31, 2026
- RAUM · $11B to $11BFeb 26, 2026 to Mar 31, 2026
- Private funds · 10 to 11Nov 20, 2025 to Feb 26, 2026
- Private funds · 9 to 10Mar 28, 2025 to Aug 18, 2025
- Advisory employees · 48 to 53Mar 27, 2024 to Mar 28, 2025
- BD registered reps · 4 to 5Mar 27, 2024 to Mar 28, 2025
- Assets in custody · $9.1B to $10BMar 27, 2024 to Mar 28, 2025
- Employees · 97 to 110Mar 27, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 28, 2025
- Discretionary RAUM · $9.7B to $11BMar 27, 2024 to Mar 28, 2025
- Pension RAUM · $541M to $627MMar 27, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $9.1B to $10BMar 27, 2024 to Mar 28, 2025
- RAUM · $9.7B to $11BMar 27, 2024 to Mar 28, 2025
- Accounts · 22 to 23Apr 6, 2023 to Feb 20, 2024
- Advisory employees · 47 to 48Apr 6, 2023 to Feb 20, 2024
- Pooled vehicle clients · 21 to 22Apr 6, 2023 to Feb 20, 2024
- Assets in custody · $8.1B to $9.1BApr 6, 2023 to Feb 20, 2024
- Employees · 96 to 97Apr 6, 2023 to Feb 20, 2024
- Discretionary RAUM · $8.1B to $9.7BApr 6, 2023 to Feb 20, 2024
- Pension RAUM · $486M to $541MApr 6, 2023 to Feb 20, 2024
- Pooled vehicle RAUM · $7.6B to $9.1BApr 6, 2023 to Feb 20, 2024
- RAUM · $8.1B to $9.7BApr 6, 2023 to Feb 20, 2024
- Private funds · 8 to 9Mar 27, 2023 to Apr 6, 2023
- Advisory employees · 45 to 47Jul 1, 2022 to Mar 27, 2023
- BD registered reps · 0 to 4Jul 1, 2022 to Mar 27, 2023
- Assets in custody · $7.6B to $8.1BJul 1, 2022 to Mar 27, 2023
- Employees · 87 to 96Jul 1, 2022 to Mar 27, 2023
- Discretionary RAUM · $8.0B to $8.1BJul 1, 2022 to Mar 27, 2023
- Pension RAUM · $362M to $486MJul 1, 2022 to Mar 27, 2023
- Pooled vehicle RAUM · $7.6B to $7.6BJul 1, 2022 to Mar 27, 2023
- RAUM · $8.0B to $8.1BJul 1, 2022 to Mar 27, 2023
Signals
3 dated events
- Rebekka Jacquelyn Bonner (Chief Compliance Officer) no longer on Schedule A of O•• W•••••• S••••• C•••••• M••••••••• L•• (listed 2023-04-06, absent 2024-02-20)Feb 20, 2024 · Control person left · inference
- Rebekka Jacquelyn Bonner (Chief Compliance Officer) appeared on Schedule A of O•• W•••••• S••••• C•••••• M••••••••• L••Mar 31, 2022 · Control person joined · fact
- O•• W•••••• S••••• C•••••• M••••••••• L•• reported RAUM $7.4B, up 25% from $5.9B (2019-04-12 to 2020-03-26)Mar 26, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- O•• W•••••• S••••• C•••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- O•• W•••••• S••••• C•••••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- OWSLP.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-957-2500reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026